Brookfield Business Corp - BBUC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BROOKFIELD Corp /ON/ | History | No change | 47,244,876 | 1,695,146 | 2.1% | 1.85% | 1 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| OMERS ADMINISTRATION Corp | History | No change | 6,019,681 | 215,986 | 1.54% | 1.45% | 2 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BlackRock, Inc. | History | Added to | 2,978,377 | 106,864 | 0.0% | 0.0% | 3 | +1,262,990 | 73.63% | Q4 2025 | Feb 12, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | Reduced | 1,026,830 | 36,842 | 1.07% | 1.05% | 4 | -29,055 | -2.75% | Q4 2025 | Feb 12, 2026 |
| Partners Value Investments L.P. | History | No change | 757,259 | 27,170 | 0.25% | 0.24% | 5 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| VANGUARD GROUP INC | History | Added to | 753,797 | 26,958 | 0.0% | 0.0% | 6 | +258,900 | 52.31% | Q4 2025 | Jan 29, 2026 |
| ROYAL BANK OF CANADA | History | New | 441,271 | 15,833 | 0.0% | — | 7 | +441,271 | New | Q4 2025 | Feb 17, 2026 |
| STATE STREET CORP | History | Reduced | 384,717 | 13,803 | 0.0% | 0.0% | 8 | -3,101 | -0.8% | Q4 2025 | Feb 13, 2026 |
| Beutel, Goodman & Co Ltd. | History | Reduced | 330,454 | 11,824 | 0.07% | 0.07% | 9 | -31,596 | -8.73% | Q4 2025 | Feb 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 307,706 | 10,996 | 0.0% | 0.0% | 10 | -43,020 | -12.27% | Q4 2025 | Feb 12, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 297,267 | 10,660 | 0.0% | 0.0% | 11 | +6,816 | 2.35% | Q4 2025 | Feb 09, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 295,351 | 10,597 | 0.0% | 0.0% | 12 | +227,555 | 335.65% | Q4 2025 | Feb 17, 2026 |
| CI INVESTMENTS INC. | History | Reduced | 293,203 | 10,520 | 0.05% | 0.1% | 13 | -512,779 | -63.62% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 285,373 | 10,239 | 0.0% | 0.0% | 14 | +53,417 | 23.03% | Q4 2025 | Feb 13, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 173,838 | 6,650 | 0.04% | 0.04% | 15 | -3,385 | -1.91% | Q4 2025 | Jan 27, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 162,316 | 5,823 | 0.0% | 0.0% | 16 | -4,627 | -2.77% | Q4 2025 | Mar 25, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 159,459 | 5,711 | 0.0% | 0.0% | 17 | +18,181 | 12.87% | Q4 2025 | Feb 13, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Reduced | 144,097 | 5,157 | 0.0% | 0.0% | 18 | -81,632 | -36.16% | Q4 2025 | Feb 13, 2026 |
| Cardinal Point Capital Management ULC | History | Added to | 119,133 | 4,263 | 0.28% | 0.27% | 19 | +5,255 | 4.61% | Q4 2025 | Feb 05, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 118,057 | 4,235 | 0.0% | 0.0% | 20 | -18,859 | -13.77% | Q4 2025 | Feb 17, 2026 |
| CIBC WORLD MARKET INC. | History | Reduced | 115,493 | 4,127 | 0.01% | 0.01% | 21 | -5,123 | -4.25% | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 112,398 | 4,032 | 0.0% | 0.0% | 22 | +98,124 | 687.43% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Reduced | 107,220 | 3,847 | 0.0% | 0.0% | 23 | -16,878 | -13.6% | Q4 2025 | Feb 19, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 93,626 | 3,356 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | Added to | 93,519 | 3,355 | 0.0% | 0.0% | 25 | +697 | 0.75% | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | No change | 79,846 | 2,862 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HRT FINANCIAL LP | History | Added to | 74,225 | 2,663 | 0.01% | 0.0% | 27 | +58,891 | 384.06% | Q4 2025 | Feb 12, 2026 |
| BARCLAYS PLC | History | Added to | 65,506 | 2,350 | 0.0% | 0.0% | 28 | +8,760 | 15.44% | Q4 2025 | Feb 13, 2026 |
| TANDEM CAPITAL MANAGEMENT CORP /ADV | History | No change | 55,078 | 1,976 | 0.9% | 0.86% | 29 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 54,317 | 1,948 | 0.0% | 0.0% | 30 | -2,956 | -5.16% | Q4 2025 | Feb 10, 2026 |
| Swiss National Bank | History | Reduced | 48,587 | 1,739 | 0.0% | 0.0% | 31 | -6,500 | -11.8% | Q4 2025 | Feb 12, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | New | 46,372 | 1,655 | 0.01% | — | 32 | +46,372 | New | Q4 2025 | Feb 11, 2026 |
| TD ASSET MANAGEMENT INC | History | Added to | 43,597 | 1,560 | 0.0% | 0.0% | 33 | +4,952 | 12.81% | Q4 2025 | Feb 10, 2026 |
| MARSHALL WACE, LLP | History | New | 39,062 | 1,401 | 0.0% | — | 34 | +39,062 | New | Q4 2025 | Feb 13, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Reduced | 37,400 | 1,336 | 0.0% | 0.0% | 35 | -7,400 | -16.52% | Q4 2025 | Feb 10, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 34,772 | 1,247 | 0.0% | 0.0% | 36 | -4,495 | -11.45% | Q4 2025 | Feb 13, 2026 |
| HSBC HOLDINGS PLC | History | Added to | 33,914 | 1,211 | 0.0% | 0.0% | 37 | +14,393 | 73.73% | Q4 2025 | Mar 20, 2026 |
| UBS Group AG | History | Added to | 30,118 | 1,080 | 0.0% | 0.0% | 38 | +20,543 | 214.55% | Q4 2025 | Jan 29, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 29,809 | 1,069 | 0.0% | 0.0% | 39 | -1,340 | -4.3% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 27,514 | 987 | 0.0% | 0.0% | 40 | -55,488 | -66.85% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 27,388 | 982 | 0.0% | 0.0% | 41 | -24,989 | -47.71% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 26,456 | 949 | 0.0% | 0.0% | 42 | +9,297 | 54.18% | Q4 2025 | Feb 13, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 25,942 | 931 | 0.0% | 0.0% | 43 | +10,536 | 68.39% | Q4 2025 | Feb 18, 2026 |
| Legal & General Group Plc | History | Reduced | 24,858 | 889 | 0.0% | 0.0% | 44 | -6,780 | -21.43% | Q4 2025 | Feb 09, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 23,174 | 831 | 0.0% | 0.0% | 45 | +6,439 | 38.48% | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Added to | 22,256 | 798 | 0.0% | 0.0% | 46 | +7,370 | 49.51% | Q4 2025 | Feb 17, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 19,407 | 696 | 0.0% | 0.0% | 47 | -6,579 | -25.32% | Q4 2025 | Feb 11, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Reduced | 16,201 | 580 | 0.0% | 0.0% | 48 | -992 | -5.77% | Q4 2025 | Feb 13, 2026 |
| CIBC Asset Management Inc | History | Reduced | 15,849 | 570 | 0.0% | 0.0% | 49 | -1,423 | -8.24% | Q4 2025 | Feb 10, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 13,587 | 488 | 0.0% | 0.0% | 50 | +993 | 7.88% | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 13,197 | 473 | 0.0% | 0.0% | 51 | -735 | -5.28% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 13,055 | 468 | 0.0% | 0.0% | 52 | -27,455 | -67.77% | Q4 2025 | Feb 17, 2026 |
| Odyssean, LLC | History | New | 13,063 | 468 | 0.34% | — | 53 | +13,063 | New | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Added to | 12,099 | 434 | 0.0% | 0.0% | 54 | +1,515 | 14.31% | Q4 2025 | Feb 13, 2026 |
| STRS OHIO | History | New | 12,000 | 430 | 0.0% | — | 55 | +12,000 | New | Q4 2025 | Feb 02, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 11,051 | 416 | 0.0% | 0.0% | 56 | -370 | -3.24% | Q4 2025 | Feb 12, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 11,400 | 409 | 0.0% | 0.0% | 57 | -2,478 | -17.86% | Q4 2025 | Feb 10, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 10,819 | 388 | 0.0% | 0.0% | 58 | +81 | 0.75% | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 9,842 | 353 | 0.0% | 0.0% | 59 | -17,222 | -63.63% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 9,813 | 352 | 0.0% | 0.0% | 60 | -106 | -1.07% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Reduced | 9,139 | 327 | 0.0% | 0.0% | 61 | -1,304 | -12.49% | Q4 2025 | Feb 17, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Reduced | 9,078 | 324 | 0.0% | 0.0% | 62 | -1,548 | -14.57% | Q4 2025 | Feb 17, 2026 |
| Handelsbanken Fonder AB | History | New | 9,000 | 323 | 0.0% | — | 63 | +9,000 | New | Q4 2025 | Feb 06, 2026 |
| Brevan Howard Capital Management LP | History | New | 8,850 | 317 | 0.0% | — | 64 | +8,850 | New | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA ADVISORS GROUP, INC. | History | New | 8,300 | 297 | 0.0% | — | 65 | +8,300 | New | Q4 2025 | Feb 17, 2026 |
| SCOTIA CAPITAL INC. | History | Reduced | 8,291 | 296 | 0.0% | 0.01% | 66 | -35,612 | -81.12% | Q4 2025 | Feb 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 7,943 | 291 | 0.0% | 0.0% | 67 | +2,926 | 58.32% | Q4 2025 | Feb 17, 2026 |
| BFSG, LLC | History | No change | 8,027 | 288 | 0.03% | 0.03% | 68 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 8,006 | 287 | 0.0% | — | 69 | +8,006 | New | Q4 2025 | Feb 13, 2026 |
| Squarepoint Ops LLC | History | New | 7,813 | 280 | 0.0% | — | 71 | +7,813 | New | Q4 2025 | Feb 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 7,819 | 280 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 7,430 | 266 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| FRANKLIN RESOURCES INC | History | Added to | 7,302 | 261 | 0.0% | 0.0% | 73 | +482 | 7.07% | Q4 2025 | Feb 11, 2026 |
| Jump Financial, LLC | History | New | 6,677 | 239 | 0.0% | — | 75 | +6,677 | New | Q4 2025 | Feb 17, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 6,699 | 239 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Added to | 6,671 | 238 | 0.0% | 0.0% | 76 | +4,068 | 156.28% | Q4 2025 | Feb 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 6,346 | 227 | 0.0% | 0.0% | 77 | -19,791 | -75.72% | Q4 2025 | Feb 10, 2026 |
| Pictet Asset Management Holding SA | History | No change | 6,242 | 223 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| SG Americas Securities, LLC | History | New | 4,964 | 178 | 0.0% | — | 79 | +4,964 | New | Q4 2025 | Jan 09, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 4,836 | 173 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 3,559 | 127 | 0.0% | 0.0% | 81 | -269 | -7.03% | Q4 2025 | Feb 17, 2026 |
| SIGNATUREFD, LLC | History | Added to | 3,018 | 108 | 0.0% | 0.0% | 82 | +685 | 29.36% | Q4 2025 | Jan 20, 2026 |
| TORONTO DOMINION BANK | History | Reduced | 2,836 | 101 | 0.0% | 0.0% | 83 | -145 | -4.86% | Q4 2025 | Feb 17, 2026 |
| FMR LLC | History | Added to | 2,299 | 82 | 0.0% | 0.0% | 84 | +1,355 | 143.54% | Q4 2025 | Feb 17, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 1,985 | 71 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 1,949 | 69 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CWM, LLC | History | Added to | 1,793 | 64 | 0.0% | 0.0% | 87 | +231 | 14.79% | Q4 2025 | Jan 26, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,650 | 59 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 1,436 | 51 | 0.0% | 0.0% | 89 | -52 | -3.49% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | Added to | 1,177 | 42 | 0.0% | 0.0% | 90 | +203 | 20.84% | Q4 2025 | Feb 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1,161 | 41 | 0.0% | 0.0% | 91 | -434 | -27.21% | Q4 2025 | Feb 17, 2026 |
| Sterling Capital Management LLC | History | Reduced | 951 | 34 | 0.0% | 0.0% | 92 | -113 | -10.62% | Q4 2025 | Feb 13, 2026 |
| Smartleaf Asset Management LLC | History | No change | 789 | 28 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Spire Wealth Management | History | Reduced | 750 | 26 | 0.0% | 0.0% | 95 | -2,035 | -73.07% | Q4 2025 | Jan 14, 2026 |
| AMALGAMATED BANK | History | Reduced | 733 | 26 | 0.0% | 0.0% | 94 | -169 | -18.74% | Q4 2025 | Feb 05, 2026 |
| NBC SECURITIES, INC. | History | No change | 686 | 24 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 553 | 19 | 0.0% | — | 98 | +553 | New | Q4 2025 | Feb 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 548 | 19 | 0.0% | 0.0% | 97 | +343 | 167.32% | Q4 2025 | Feb 06, 2026 |
| GAMMA Investing LLC | History | Added to | 545 | 19 | 0.0% | 0.0% | 99 | +6 | 1.11% | Q4 2025 | Jan 05, 2026 |
| Parallel Advisors, LLC | History | No change | 455 | 16 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 340 | 12 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| North Star Investment Management Corp. | History | No change | 315 | 11 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 300 | 10 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Purpose Unlimited Inc. | History | New | 264 | 9 | 0.0% | — | 104 | +264 | New | Q4 2025 | Mar 20, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 213 | 7 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Aster Capital Management (DIFC) Ltd | History | Reduced | 162 | 5 | 0.0% | 0.01% | 109 | -149 | -47.91% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 158 | 5 | 0.0% | 0.0% | 108 | +8 | 5.33% | Q4 2025 | Jan 23, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | No change | 161 | 5 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Versant Capital Management, Inc | History | No change | 159 | 5 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Torren Management, LLC | History | New | 99 | 3 | 0.0% | — | 111 | +99 | New | Q4 2025 | Jan 30, 2026 |
| US BANCORP \DE\ | History | No change | 110 | 3 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Battery Global Advisors, LLC | History | New | 65 | 2 | 0.0% | — | 115 | +65 | New | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 64 | 2 | 0.0% | — | 114 | +64 | New | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 60 | 2 | 0.0% | 0.0% | 113 | -29 | -32.58% | Q4 2025 | Feb 06, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 62 | 2 | 0.0% | 0.0% | 112 | +7 | 12.73% | Q4 2025 | Feb 10, 2026 |
| WealthCollab, LLC | History | No change | 80 | 2 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 37 | 1 | 0.0% | — | 117 | +37 | New | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 29 | 1 | 0.0% | 0.0% | 119 | -13 | -30.95% | Q4 2025 | Feb 17, 2026 |
| MAI Capital Management | History | Added to | 34 | 1 | 0.0% | 0.0% | 118 | +1 | 3.03% | Q4 2025 | Feb 13, 2026 |
| Private Wealth Management Group, LLC | History | No change | 53 | 1 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,881 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,900 | -100.0% | Q3 2025 | Nov 14, 2025 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.03% | — | -6,564 | -100.0% | Q3 2025 | Nov 04, 2025 |
| KERR FINANCIAL PLANNING Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -124 | -100.0% | Q3 2025 | Nov 25, 2025 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -58 | -100.0% | Q3 2025 | Nov 10, 2025 |
| ASSETMARK, INC | History | New | 21 | 0 | — | — | — | +21 | New | Q4 2025 | Jan 23, 2026 |
| SIMPLEX TRADING, LLC | History | New | 16 | 0 | — | — | — | +16 | New | Q4 2025 | Feb 11, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q3 2025 | Nov 18, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -14 | -100.0% | Q3 2025 | Nov 12, 2025 |
| True Wealth Design, LLC | History | Added to | 18 | 0 | — | — | — | +11 | 157.14% | Q4 2025 | Jan 08, 2026 |
| SHP Wealth Management | History | New | 9 | 0 | — | — | — | +9 | New | Q4 2025 | Mar 04, 2026 |
| IFP Advisors, Inc | History | Added to | 20 | 0 | — | — | — | +1 | 5.26% | Q4 2025 | Feb 06, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Parkside Financial Bank & Trust | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Sunbelt Securities, Inc. | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Pacifica Partners Inc. | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| Investment Research & Advisory Group, Inc. | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Fortis Group Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Covestor Ltd | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Financial Perspectives, Inc | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |