California BanCorp \ CA - BCAL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GROUP LLP | History | No change | 2,447,278 | 51,001 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FJ Capital Management LLC | History | No change | 2,054,534 | 42,816 | 5.56% | 5.56% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 1,925,599 | 40,129 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 1,952,131 | 34,591 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENDEAVOUR CAPITAL ADVISORS INC | History | No change | 1,655,639 | 34,503 | 7.08% | 7.08% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 1,104,260 | 23,012 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STATE STREET CORP | History | No change | 850,362 | 17,798 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| BANC FUNDS CO LLC | History | No change | 816,155 | 17,008 | 2.81% | 2.81% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 773,875 | 16,522 | 0.0% | 0.0% | 9 | +143,820 | 22.83% | Q3 2026 | Nov 04, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 791,794 | 16,500 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 631,917 | 13,172 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 591,957 | 12,336 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | No change | 441,542 | 9,201 | 0.16% | 0.16% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALGEBRIS (UK) LTD | History | No change | 402,410 | 8,359 | 0.55% | 0.55% | 14 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MORGAN STANLEY | History | No change | 302,926 | 6,312 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Elizabeth Park Capital Advisors, Ltd. | History | No change | 279,630 | 5,827 | 4.03% | 4.03% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MENDON CAPITAL ADVISORS CORP | History | No change | 273,140 | 5,692 | 2.01% | 2.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 254,651 | 5,306 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Stieven Capital Advisors, L.P. | History | No change | 252,843 | 5,269 | 1.01% | 1.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Curi Capital, LLC | History | No change | 225,000 | 4,689 | 0.07% | 0.07% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALGERT GLOBAL LLC | History | No change | 223,529 | 4,658 | 0.06% | 0.06% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 222,304 | 4,632 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | No change | 221,501 | 4,616 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 213,457 | 4,448 | 0.08% | 0.08% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Petiole USA ltd | History | No change | 189,804 | 3,955 | 2.84% | 2.84% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 186,346 | 3,883 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Maloon Powers Pitre Higgins & Dennehy, LLC | History | No change | 170,396 | 3,551 | 1.22% | 1.22% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 169,757 | 3,537 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Siena Capital Partners GP, LLC | History | No change | 156,362 | 3,258 | 0.79% | 0.79% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 152,117 | 3,174 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Empowered Funds, LLC | History | No change | 150,757 | 3,141 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 150,381 | 3,133 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 114,240 | 2,380 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 112,548 | 2,345 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 104,200 | 2,171 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HENNESSY ADVISORS INC | History | Reduced | 95,000 | 2,028 | 0.08% | 0.06% | 36 | -2,000 | -2.06% | Q3 2026 | Oct 28, 2026 |
| Creative Planning | History | Added to | 91,677 | 1,957 | 0.0% | 0.0% | 37 | +23,873 | 35.21% | Q3 2026 | Nov 02, 2026 |
| Cerity Partners LLC | History | No change | 89,606 | 1,867 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 84,996 | 1,771 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Bank of New York Mellon Corp | History | No change | 83,223 | 1,734 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PINNACLE ASSOCIATES LTD | History | Added to | 74,204 | 1,584 | 0.02% | 0.01% | 41 | +22,761 | 44.25% | Q3 2026 | Oct 20, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 73,008 | 1,521 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 70,438 | 1,467 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Man Group plc | History | No change | 65,675 | 1,368 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rosenthal | Henry Capital Advisors, Inc. | History | New | 63,100 | 1,347 | 1.24% | — | 45 | +63,100 | New | Q3 2026 | Oct 27, 2026 |
| MAI Capital Management | History | No change | 63,680 | 1,327 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 60,541 | 1,261 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | No change | 55,679 | 1,160 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Robertson Stephens Wealth Management, LLC | History | No change | 53,579 | 1,150 | 0.03% | 0.03% | 49 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| UBS Group AG | History | No change | 52,319 | 1,090 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SEI INVESTMENTS CO | History | No change | 48,771 | 1,016 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STRS OHIO | History | Added to | 44,500 | 950 | 0.0% | 0.0% | 52 | +9,300 | 26.42% | Q3 2026 | Oct 30, 2026 |
| Quantinno Capital Management LP | History | No change | 45,139 | 940 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pacific Ridge Capital Partners, LLC | History | No change | 42,263 | 880 | 0.16% | 0.16% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HoldCo Asset Management, LP | History | No change | 40,531 | 844 | 0.05% | 0.05% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nuveen, LLC | History | No change | 38,430 | 800 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HRT FINANCIAL LP | History | No change | 37,187 | 774 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 36,162 | 753 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 35,802 | 746 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANCE WEALTH, LLC | History | No change | 35,133 | 735 | 0.17% | 0.17% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIDUCIARY TRUST CO | History | No change | 32,650 | 680 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BARCLAYS PLC | History | No change | 32,497 | 677 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 31,651 | 659 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 30,170 | 628 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RHUMBLINE ADVISERS | History | No change | 29,887 | 622 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Invesco Ltd. | History | No change | 29,813 | 621 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Schonfeld Strategic Advisors LLC | History | No change | 29,146 | 607 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keystone Wealth Services, LLC | History | No change | 27,824 | 595 | 0.11% | 0.11% | 68 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| MONOGRAPH WEALTH ADVISORS, LLC | History | No change | 28,000 | 586 | 0.05% | 0.05% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALPS ADVISORS INC | History | Reduced | 26,338 | 562 | 0.0% | 0.0% | 70 | -2,285 | -7.98% | Q3 2026 | Nov 02, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 26,261 | 547 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EJF Capital LP | History | No change | 25,877 | 539 | 0.36% | 0.36% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 25,531 | 532 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MARSHALL WACE, LLP | History | No change | 25,369 | 528 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 23,018 | 479 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 22,204 | 462 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 21,926 | 456 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 21,783 | 454 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Navalign, LLC | History | No change | 21,731 | 452 | 0.11% | 0.11% | 79 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| EntryPoint Capital, LLC | History | No change | 21,395 | 445 | 0.11% | 0.11% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 21,281 | 443 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ELCO Management Co., LLC | History | Reduced | 18,792 | 401 | 0.19% | 0.21% | 82 | -4,348 | -18.79% | Q3 2026 | Oct 14, 2026 |
| CITIGROUP INC | History | Reduced | 16,705 | 356 | 0.0% | 0.0% | 83 | -8,319 | -33.24% | Q3 2026 | Nov 04, 2026 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | No change | 16,565 | 345 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 16,252 | 338 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 15,925 | 331 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SEIZERT CAPITAL PARTNERS, LLC | History | Reduced | 15,396 | 328 | 0.01% | 0.01% | 87 | -1,046 | -6.36% | Q3 2026 | Oct 30, 2026 |
| Pinnacle Wealth Management Advisory Group, LLC | History | Added to | 14,609 | 311 | 0.02% | 0.01% | 89 | +4,114 | 39.2% | Q3 2026 | Oct 23, 2026 |
| Rafferty Asset Management, LLC | History | No change | 14,940 | 311 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASPIRIANT, LLC | History | Added to | 13,940 | 297 | 0.01% | 0.01% | 90 | +28 | 0.2% | Q3 2026 | Oct 16, 2026 |
| WOODWARD DIVERSIFIED CAPITAL, LLC | History | Added to | 13,712 | 292 | 0.11% | 0.13% | 91 | +65 | 0.48% | Q3 2026 | Oct 21, 2026 |
| Parallel Advisors, LLC | History | Added to | 13,211 | 282 | 0.0% | 0.0% | 92 | +2,648 | 25.07% | Q3 2026 | Nov 03, 2026 |
| Sterling Capital Management LLC | History | Added to | 13,061 | 278 | 0.01% | 0.0% | 93 | +1,159 | 9.74% | Q3 2026 | Oct 22, 2026 |
| Creekside Partners | History | No change | 12,839 | 274 | 0.1% | 0.1% | 94 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 12,429 | 265 | 0.0% | 0.0% | 95 | +30 | 0.24% | Q3 2026 | Oct 22, 2026 |
| SENTINEL TRUST CO LBA | History | New | 12,050 | 257 | 0.02% | — | 96 | +12,050 | New | Q3 2026 | Nov 03, 2026 |
| SG Americas Securities, LLC | History | No change | 12,170 | 254 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 12,056 | 251 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Entropy Technologies, LP | History | No change | 11,670 | 243 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mesirow Financial Investment Management, Inc. | History | Added to | 10,836 | 231 | 0.0% | 0.0% | 101 | +52 | 0.48% | Q3 2026 | Nov 05, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 11,110 | 231 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OCCUDO QUANTITATIVE STRATEGIES LP | History | No change | 10,873 | 226 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 10,838 | 225 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 9,826 | 204 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 9,204 | 191 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 8,604 | 179 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 7,721 | 160 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Daytona Street Capital LLC | History | No change | 4,800 | 104 | 0.07% | 0.07% | 108 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 4,898 | 102 | 0.04% | 0.04% | 109 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Legal & General Group Plc | History | No change | 2,547 | 53 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,311 | 49 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 2,376 | 49 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Aquatic Capital Management LLC | History | No change | 1,913 | 39 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Versant Capital Management, Inc | History | Added to | 1,685 | 35 | 0.0% | 0.0% | 115 | +101 | 6.38% | Q3 2026 | Oct 01, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,710 | 35 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 1,609 | 33 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| State of Alaska, Department of Revenue | History | No change | 1,309 | 27 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| FMR LLC | History | No change | 1,227 | 25 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 726 | 15 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Covestor Ltd | History | Reduced | 569 | 13 | 0.01% | 0.01% | 120 | -13 | -2.23% | Q3 2026 | Oct 30, 2026 |
| Silver Grove Financial Group, Inc. | History | No change | 426 | 9 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Allworth Financial LP | History | No change | 406 | 8 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Reduced | 284 | 6 | 0.0% | 0.0% | 123 | -8 | -2.74% | Q3 2026 | Oct 22, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 315 | 6 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 258 | 5 | 0.0% | — | 125 | +253 | 5060.0% | Q3 2026 | Oct 26, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 190 | 4 | 0.0% | 0.0% | 127 | +39 | 25.83% | Q3 2026 | Nov 04, 2026 |
| FEDERATED HERMES, INC. | History | No change | 235 | 4 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GAMMA Investing LLC | History | No change | 202 | 4 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Root Financial Partners, LLC | History | New | 155 | 3 | 0.0% | — | 132 | +155 | New | Q3 2026 | Oct 21, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 154 | 3 | 0.0% | — | 129 | +143 | 1300.0% | Q3 2026 | Oct 08, 2026 |
| Essential Partners LLC | History | Added to | 143 | 3 | 0.0% | 0.0% | 131 | +2 | 1.42% | Q3 2026 | Oct 14, 2026 |
| Smartleaf Asset Management LLC | History | No change | 169 | 3 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | Added to | 113 | 2 | 0.0% | — | 134 | +85 | 303.57% | Q3 2026 | Oct 21, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 100 | 2 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IFP Advisors, Inc | History | No change | 115 | 2 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| SIGNATUREFD, LLC | History | New | 75 | 1 | 0.0% | — | 139 | +75 | New | Q3 2026 | Oct 23, 2026 |
| Parkside Financial Bank & Trust | History | Added to | 55 | 1 | 0.0% | — | 136 | +20 | 57.14% | Q3 2026 | Oct 27, 2026 |
| RAFFA WEALTH MANAGEMENT, LLC | History | No change | 79 | 1 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Optiver Holding B.V. | History | No change | 52 | 1 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.06% | — | -54,450 | -100.0% | Q3 2026 | Oct 15, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,964 | -100.0% | Q3 2026 | Nov 02, 2026 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.02% | — | -11,026 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 26 | 0 | — | — | — | +26 | New | Q3 2026 | Oct 27, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2026 | Oct 29, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 43 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| True Wealth Design, LLC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |