2023 ETF Series Trust - BUSA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HANTZ FINANCIAL SERVICES, INC. | History | Reduced | 5,592,235 | 207,025 | 3.16% | 3.4% | 1 | -714,354 | -11.33% | Q1 2026 | May 01, 2026 |
| A&I FINANCIAL SERVICES, LLC | History | Reduced | 444,162 | 16,442 | 7.79% | 8.03% | 2 | -18,591 | -4.02% | Q1 2026 | Apr 15, 2026 |
| Brooklyn Investment Group | History | Added to | 206,088 | 7,629 | 0.24% | 0.3% | 3 | +29,848 | 16.94% | Q1 2026 | Apr 29, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 97,017 | 3,591 | 0.0% | 0.0% | 4 | +91,249 | 1581.99% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 91,397 | 3,384 | 0.0% | 0.0% | 5 | +22,103 | 31.9% | Q1 2026 | May 15, 2026 |
| NKCFO LLC | History | No change | 82,100 | 3,039 | 0.9% | 0.87% | 6 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | Added to | 33,045 | 1,223 | 0.1% | 0.09% | 7 | +119 | 0.36% | Q1 2026 | Apr 23, 2026 |
| Live Oak Private Wealth LLC | History | New | 29,801 | 1,103 | 0.15% | — | 8 | +29,801 | New | Q1 2026 | Apr 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 23,534 | 871 | 0.0% | 0.0% | 9 | +1,839 | 8.48% | Q1 2026 | Apr 27, 2026 |
| Waverly Advisors, LLC | History | New | 21,651 | 801 | 0.01% | — | 10 | +21,651 | New | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | New | 15,866 | 587 | 0.0% | — | 11 | +15,866 | New | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 14,320 | 530 | 0.0% | 0.0% | 12 | +12,520 | 695.56% | Q1 2026 | Apr 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 6,999 | 259 | 0.0% | — | 13 | +6,999 | New | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | New | 6,577 | 243 | 0.0% | — | 14 | +6,577 | New | Q1 2026 | May 05, 2026 |
| B. Riley Wealth Advisors, Inc. | History | No change | 6,619 | 240 | 0.02% | 0.01% | 15 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Dana Investment Advisors, Inc. | History | New | 5,945 | 220 | 0.01% | — | 16 | +5,945 | New | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 1,643 | 60 | 0.0% | 0.0% | 17 | +814 | 98.19% | Q1 2026 | May 05, 2026 |
| MORGAN STANLEY | History | No change | 1,588 | 58 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | New | 1,274 | 47 | 0.0% | — | 19 | +1,274 | New | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 676 | 25 | 0.0% | 0.0% | 20 | +162 | 31.52% | Q1 2026 | May 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 625 | 23 | 0.0% | — | 21 | +625 | New | Q1 2026 | May 13, 2026 |
| SIGNATUREFD, LLC | History | Added to | 526 | 19 | 0.0% | 0.0% | 22 | +2 | 0.38% | Q1 2026 | Apr 07, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 504 | 18 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 445 | 16 | 0.0% | 0.0% | 24 | -650 | -59.36% | Q1 2026 | May 08, 2026 |
| NBC SECURITIES, INC. | History | New | 62 | 2 | 0.0% | — | 25 | +62 | New | Q1 2026 | Apr 14, 2026 |
| STEPH & CO | History | Closed out | 0 | 0 | — | 0.08% | — | -7,337 | -100.0% | Q1 2026 | Apr 17, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,095 | -100.0% | Q1 2026 | May 15, 2026 |