Candel Therapeutics, Inc. - CADL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FMR LLC | History | No change | 10,990,535 | 113,202 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RTW INVESTMENTS, LP | History | No change | 6,422,018 | 66,146 | 0.56% | 0.56% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 4,969,040 | 51,181 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| STATE STREET CORP | History | No change | 3,549,823 | 36,563 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| ACORN CAPITAL ADVISORS, LLC | History | No change | 3,497,948 | 36,028 | 9.83% | 9.83% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Portolan Capital Management, LLC | History | No change | 3,490,398 | 35,951 | 1.35% | 1.35% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Saturn V Capital Management LP | History | No change | 3,303,686 | 34,027 | 4.88% | 4.88% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 2,694,040 | 27,748 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 1,571,021 | 16,183 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 1,093,905 | 11,267 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 492,465 | 5,072 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | No change | 488,291 | 5,029 | 0.09% | 0.09% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 437,150 | 4,502 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 412,109 | 4,244 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sands Capital Alternatives, LLC | History | No change | 405,837 | 4,180 | 0.68% | 0.68% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 361,739 | 3,725 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 305,216 | 3,143 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | No change | 300,641 | 3,096 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 278,944 | 2,873 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 251,916 | 2,594 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Bank of New York Mellon Corp | History | Added to | 208,125 | 2,172 | 0.0% | 0.0% | 21 | +16,424 | 8.57% | Q3 2026 | Nov 05, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | No change | 205,745 | 2,119 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tanager Wealth Management LLP | History | No change | 198,175 | 2,068 | 0.17% | 0.18% | 23 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 199,454 | 2,054 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 175,400 | 1,806 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 169,271 | 1,743 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nuveen, LLC | History | No change | 142,978 | 1,472 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Point72 Asset Management, L.P. | History | No change | 129,183 | 1,330 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 126,145 | 1,299 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 115,551 | 1,206 | 0.0% | 0.0% | 30 | -324 | -0.28% | Q3 2026 | Nov 02, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 108,933 | 1,122 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jump Financial, LLC | History | No change | 106,840 | 1,100 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALPS ADVISORS INC | History | Added to | 101,401 | 1,058 | 0.0% | 0.0% | 33 | +27,038 | 36.36% | Q3 2026 | Nov 02, 2026 |
| Trexquant Investment LP | History | No change | 101,317 | 1,043 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ghisallo Capital Management LLC | History | No change | 100,000 | 1,030 | 0.02% | 0.02% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kynam Capital Management, LP | History | No change | 96,741 | 996 | 0.06% | 0.06% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 91,151 | 951 | 0.0% | 0.0% | 37 | +26,063 | 40.04% | Q3 2026 | Nov 02, 2026 |
| TEMA ETFS LLC | History | New | 88,097 | 919 | 0.03% | — | 38 | +88,097 | New | Q3 2026 | Oct 16, 2026 |
| RHUMBLINE ADVISERS | History | No change | 78,045 | 803 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Squarepoint Ops LLC | History | No change | 75,211 | 774 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 73,495 | 756 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Torrey Growth & Income Advisors | History | Reduced | 65,556 | 711 | 0.24% | 0.25% | 42 | -900 | -1.35% | Q3 2026 | Nov 04, 2026 |
| HB Wealth Management, LLC | History | Added to | 67,802 | 707 | 0.0% | 0.0% | 43 | +406 | 0.6% | Q3 2026 | Oct 23, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 62,941 | 648 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Fisher Asset Management, LLC | History | No change | 57,800 | 595 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 57,500 | 592 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rafferty Asset Management, LLC | History | No change | 56,260 | 579 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 52,732 | 544 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Belpointe Asset Management LLC | History | No change | 52,778 | 543 | 0.02% | 0.02% | 49 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| MARTINGALE ASSET MANAGEMENT L P | History | No change | 50,984 | 525 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Lido Advisors, LLC | History | Reduced | 50,079 | 522 | 0.0% | 0.0% | 51 | -4,571 | -8.36% | Q3 2026 | Nov 04, 2026 |
| Militia Capital Management LLC | History | No change | 50,100 | 516 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 49,154 | 506 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Birchview Capital, LP | History | No change | 47,756 | 491 | 0.23% | 0.23% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 43,100 | 443 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| SEI INVESTMENTS CO | History | No change | 42,910 | 441 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Reduced | 42,201 | 440 | 0.0% | 0.0% | 57 | -43,309 | -50.65% | Q3 2026 | Nov 04, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 42,642 | 439 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 41,932 | 431 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 40,531 | 423 | 0.0% | 0.0% | 60 | +20,282 | 100.16% | Q3 2026 | Nov 04, 2026 |
| Walleye Capital LLC | History | No change | 40,690 | 419 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| BARCLAYS PLC | History | No change | 39,440 | 406 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 39,227 | 404 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AlphaCentric Advisors LLC | History | Added to | 38,259 | 399 | 0.35% | 0.32% | 64 | +1,576 | 4.3% | Q3 2026 | Nov 03, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 38,224 | 393 | 0.09% | 0.09% | 65 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MetLife Investment Management, LLC | History | No change | 37,970 | 391 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 37,713 | 388 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WINTON GROUP Ltd | History | No change | 37,300 | 384 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 36,214 | 373 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 35,720 | 368 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PROFUND ADVISORS LLC | History | Added to | 33,301 | 347 | 0.01% | 0.01% | 71 | +4,624 | 16.12% | Q3 2026 | Oct 28, 2026 |
| GROUP ONE TRADING LLC | History | No change | 33,600 | 346 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 32,634 | 338 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 32,731 | 337 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 31,472 | 324 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| AXQ CAPITAL, LP | History | No change | 31,460 | 324 | 0.04% | 0.04% | 76 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Reduced | 28,994 | 302 | 0.0% | 0.0% | 77 | -242 | -0.83% | Q3 2026 | Nov 04, 2026 |
| Jain Global LLC | History | No change | 29,244 | 301 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | No change | 28,997 | 299 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Brevan Howard Capital Management LP | History | No change | 27,789 | 286 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LETKO, BROSSEAU & ASSOCIATES INC | History | No change | 25,050 | 258 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Hudson Bay Capital Management LP | History | No change | 25,000 | 257 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 20,417 | 210 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 40,920 | 200 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 18,692 | 192 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Quadrature Capital Ltd | History | No change | 18,178 | 187 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Schonfeld Strategic Advisors LLC | History | No change | 17,473 | 179 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 17,004 | 175 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| XTX Topco Ltd | History | No change | 16,726 | 172 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Russell Investments Group, Ltd. | History | No change | 16,007 | 164 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 16,000 | 164 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 13,962 | 151 | 0.01% | 0.01% | 92 | +2,301 | 19.73% | Q3 2026 | Oct 27, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 14,525 | 149 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 14,300 | 147 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| DRW Securities, LLC | History | No change | 14,272 | 147 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 12,602 | 129 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 12,601 | 129 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 11,005 | 113 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 11,046 | 113 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ProShare Advisors LLC | History | Reduced | 10,611 | 110 | 0.0% | 0.0% | 100 | -89 | -0.83% | Q3 2026 | Oct 28, 2026 |
| DAVENPORT & Co LLC | History | Added to | 10,400 | 108 | 0.0% | 0.0% | 101 | +200 | 1.96% | Q3 2026 | Oct 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 10,325 | 106 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Boreal Capital Management LLC | History | No change | 8,000 | 82 | 0.06% | 0.06% | 103 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 6,372 | 65 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | No change | 6,148 | 63 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 5,752 | 59 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 4,408 | 45 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 3,910 | 40 | 0.0% | 0.0% | 108 | +633 | 19.32% | Q3 2026 | Oct 28, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 3,520 | 36 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,727 | 28 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sterling Capital Management LLC | History | Added to | 2,119 | 22 | 0.0% | 0.0% | 111 | +1,788 | 540.18% | Q3 2026 | Oct 22, 2026 |
| GAMMA Investing LLC | History | Added to | 2,003 | 20 | 0.0% | 0.0% | 112 | +1,187 | 145.47% | Q3 2026 | Oct 08, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Added to | 1,689 | 17 | 0.0% | 0.0% | 113 | +138 | 8.9% | Q3 2026 | Oct 26, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 1,475 | 15 | 0.0% | 0.01% | 114 | -4,087 | -73.48% | Q3 2026 | Oct 29, 2026 |
| TrinityBridge Ltd | History | No change | 1,350 | 14 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Pacer Advisors, Inc. | History | No change | 940 | 10 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 1,020 | 9 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| US BANCORP \DE\ | History | No change | 699 | 7 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 638 | 6 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 677 | 6 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Parkside Financial Bank & Trust | History | New | 555 | 5 | 0.0% | — | 121 | +555 | New | Q3 2026 | Oct 27, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 237 | 2 | 0.0% | — | 125 | +217 | 1085.0% | Q3 2026 | Oct 08, 2026 |
| Clearstead Advisors, LLC | History | No change | 206 | 2 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Arax Advisory Partners | History | No change | 211 | 2 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Optiver Holding B.V. | History | No change | 264 | 2 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FINANCIAL CONSULATE, INC | History | New | 164 | 1 | 0.0% | — | 128 | +164 | New | Q3 2026 | Oct 23, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 138 | 1 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 194 | 1 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Halter Ferguson Financial Inc. | History | Closed out | 0 | 0 | — | 1.29% | — | -772,461 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -68,472 | -100.0% | Q3 2026 | Oct 16, 2026 |
| COOKSON PEIRCE & CO INC | History | Closed out | 0 | 0 | — | 0.02% | — | -60,000 | -100.0% | Q3 2026 | Oct 30, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -585 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -555 | -100.0% | Q3 2026 | Oct 13, 2026 |
| SJS Investment Consulting Inc. | History | New | 92 | 0 | — | — | — | +92 | New | Q3 2026 | Oct 26, 2026 |
| Root Financial Partners, LLC | History | New | 11 | 0 | — | — | — | +11 | New | Q3 2026 | Oct 21, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 4 | 0 | — | — | — | +4 | New | Q3 2026 | Nov 05, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 26 | 0 | — | — | — | +1 | 4.0% | Q3 2026 | Nov 04, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 81 | 0 | — | — | — | +1 | 1.25% | Q3 2026 | Oct 21, 2026 |
| LifeSteps Financial, Inc. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2026 | Oct 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 76 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 90 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Larson Financial Group LLC | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Essential Partners LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |