DoubleLine ETF Trust - CAPE
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WADDELL & ASSOCIATES, LLC | History | Added to | 2,097,338 | 67,609 | 4.56% | 5.69% | 1 | +42,940 | 2.09% | Q4 2025 | Feb 11, 2026 |
| STRAIGHTLINE GROUP LLC | History | Added to | 1,020,759 | 33,623 | 18.38% | 18.92% | 2 | +7,196 | 0.71% | Q4 2025 | Feb 09, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | Added to | 841,761 | 27,135 | 8.58% | 8.95% | 3 | +5,140 | 0.61% | Q4 2025 | Feb 12, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 571,950 | 18,437 | 0.24% | 0.24% | 4 | +57,451 | 11.17% | Q4 2025 | Feb 10, 2026 |
| Evensky & Katz LLC | History | Reduced | 526,634 | 16,977 | 0.96% | 1.01% | 5 | -5,468 | -1.03% | Q4 2025 | Feb 05, 2026 |
| UBS Group AG | History | Added to | 367,903 | 11,859 | 0.0% | 0.0% | 6 | +4,378 | 1.2% | Q4 2025 | Jan 29, 2026 |
| Santori & Peters, Inc. | History | Added to | 252,817 | 8,149 | 2.78% | 2.93% | 7 | +643 | 0.25% | Q4 2025 | Jan 15, 2026 |
| Armor Investment Advisors, LLC | History | Reduced | 222,419 | 7,169 | 2.64% | 2.33% | 8 | -3,557 | -1.57% | Q4 2025 | Feb 05, 2026 |
| Clear Point Advisors Inc. | History | Reduced | 146,550 | 4,724 | 3.67% | 3.99% | 9 | -10,940 | -6.95% | Q4 2025 | Feb 10, 2026 |
| HF Advisory Group, LLC | History | Added to | 127,353 | 4,105 | 1.43% | 1.43% | 10 | +7,838 | 6.56% | Q4 2025 | Jan 23, 2026 |
| Main Street Financial Solutions, LLC | History | Added to | 126,347 | 4,072 | 0.3% | 0.23% | 11 | +15,556 | 14.04% | Q4 2025 | Feb 17, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 119,400 | 3,848 | 0.0% | 0.0% | 12 | +17,775 | 17.49% | Q4 2025 | Feb 12, 2026 |
| Csenge Advisory Group | History | Reduced | 104,475 | 3,367 | 0.15% | 0.16% | 13 | -909 | -0.86% | Q4 2025 | Feb 06, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 78,137 | 2,518 | 0.04% | 0.05% | 14 | -10,579 | -11.92% | Q4 2025 | Jan 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 73,774 | 2,378 | 0.16% | 0.2% | 15 | -5,365 | -6.78% | Q4 2025 | Feb 03, 2026 |
| Socha Financial Group, LLC | History | Reduced | 59,628 | 1,922 | 0.94% | 1.15% | 16 | -24,062 | -28.75% | Q4 2025 | Jan 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 49,455 | 1,594 | 0.0% | 0.01% | 17 | -61,117 | -55.27% | Q4 2025 | Feb 05, 2026 |
| Southeast Asset Advisors, LLC | History | No change | 33,597 | 1,083 | 0.1% | 0.12% | 18 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | Added to | 28,932 | 932 | 0.0% | 0.0% | 19 | +62 | 0.21% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | New | 27,897 | 899 | 0.0% | — | 20 | +27,897 | New | Q4 2025 | Feb 17, 2026 |
| CIBC WORLD MARKET INC. | History | Reduced | 27,350 | 881 | 0.0% | 0.0% | 21 | -291 | -1.05% | Q4 2025 | Feb 10, 2026 |
| AVAII WEALTH MANAGEMENT, LLC | History | Reduced | 23,523 | 758 | 0.27% | 0.3% | 22 | -596 | -2.47% | Q4 2025 | Jan 13, 2026 |
| Dana Investment Advisors, Inc. | History | Reduced | 20,938 | 674 | 0.02% | 0.02% | 23 | -2,553 | -10.87% | Q4 2025 | Feb 05, 2026 |
| COMERICA BANK | History | Reduced | 18,526 | 597 | 0.0% | 0.0% | 24 | -217 | -1.16% | Q4 2025 | Jan 29, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 18,150 | 585 | 0.03% | 0.04% | 25 | -1,900 | -9.48% | Q4 2025 | Jan 28, 2026 |
| Sepio Capital, LP | History | No change | 17,321 | 558 | 0.03% | 0.03% | 26 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 15,580 | 502 | 0.03% | 0.04% | 27 | -675 | -4.15% | Q4 2025 | Feb 06, 2026 |
| LPL Financial LLC | History | Reduced | 9,426 | 303 | 0.0% | 0.0% | 28 | -335 | -3.43% | Q4 2025 | Feb 11, 2026 |
| Corient Private Wealth LLC | History | No change | 8,902 | 286 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Mar 09, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Reduced | 7,856 | 253 | 0.02% | 0.02% | 30 | -20 | -0.25% | Q4 2025 | Jan 23, 2026 |
| United Advisor Group, LLC | History | Added to | 7,381 | 237 | 0.03% | 0.03% | 31 | +1,184 | 19.11% | Q4 2025 | Jan 26, 2026 |
| Kestra Advisory Services, LLC | History | No change | 6,806 | 219 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 3,215 | 103 | 0.05% | 0.05% | 33 | +26 | 0.82% | Q4 2025 | Feb 03, 2026 |
| Capital Analysts, LLC | History | No change | 2,846 | 92 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,554 | 82 | 0.0% | 0.0% | 35 | +1,146 | 81.39% | Q4 2025 | Feb 10, 2026 |
| TD Capital Management LLC | History | Added to | 2,142 | 69 | 0.01% | 0.01% | 36 | +17 | 0.8% | Q4 2025 | Feb 26, 2026 |
| Creative Capital Management Investments LLC | History | New | 519 | 16 | 0.0% | — | 39 | +519 | New | Q4 2025 | Jan 23, 2026 |
| NewEdge Advisors, LLC | History | No change | 500 | 16 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Spire Wealth Management | History | No change | 500 | 16 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 400 | 12 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Estate Planners Group, LLC | History | New | 208 | 6 | 0.0% | — | 41 | +208 | New | Q4 2025 | Apr 07, 2026 |
| ROYAL BANK OF CANADA | History | New | 152 | 5 | 0.0% | — | 43 | +152 | New | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | No change | 168 | 5 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 139 | 4 | 0.0% | — | 45 | +131 | 1637.5% | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | No change | 145 | 4 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 73 | 2 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Pettinga Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -8,128 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Triad Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,959 | -100.0% | Q3 2025 | Oct 30, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,371 | -100.0% | Q3 2025 | Oct 22, 2025 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -274 | -100.0% | Q3 2025 | Nov 03, 2025 |