DoubleLine ETF Trust - CAPE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STRAIGHTLINE GROUP LLC | History | Reduced | 936,206 | 28,884 | 14.36% | 18.38% | 1 | -84,553 | -8.28% | Q1 2026 | May 12, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | Reduced | 811,372 | 25,033 | 7.36% | 8.58% | 2 | -30,389 | -3.61% | Q1 2026 | Apr 30, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 732,383 | 22,596 | 0.28% | 0.24% | 3 | +160,433 | 28.05% | Q1 2026 | May 11, 2026 |
| Evensky & Katz LLC | History | Reduced | 489,986 | 15,118 | 0.86% | 0.96% | 4 | -36,648 | -6.96% | Q1 2026 | Apr 22, 2026 |
| UBS Group AG | History | Added to | 402,269 | 12,411 | 0.0% | 0.0% | 5 | +34,366 | 9.34% | Q1 2026 | May 05, 2026 |
| WADDELL & ASSOCIATES, LLC | History | Reduced | 333,950 | 10,303 | 0.58% | 4.56% | 6 | -1,763,388 | -84.08% | Q1 2026 | May 11, 2026 |
| Santori & Peters, Inc. | History | Added to | 254,206 | 7,843 | 2.44% | 2.78% | 7 | +1,389 | 0.55% | Q1 2026 | May 07, 2026 |
| HF Advisory Group, LLC | History | Added to | 137,689 | 4,248 | 1.45% | 1.43% | 8 | +10,336 | 8.12% | Q1 2026 | Apr 21, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 133,323 | 4,113 | 0.0% | 0.0% | 9 | +105,426 | 377.91% | Q1 2026 | May 15, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 126,347 | 4,072 | 0.3% | 0.3% | 10 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 119,230 | 3,678 | 0.0% | 0.0% | 11 | -170 | -0.14% | Q1 2026 | May 13, 2026 |
| Csenge Advisory Group | History | Reduced | 98,076 | 3,025 | 0.14% | 0.15% | 12 | -6,399 | -6.12% | Q1 2026 | Apr 30, 2026 |
| JANE STREET GROUP, LLC | History | New | 86,000 | 2,653 | 0.0% | — | 13 | +86,000 | New | Q1 2026 | May 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 73,774 | 2,286 | 0.16% | 0.16% | 14 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 63,051 | 1,945 | 0.03% | 0.04% | 15 | -15,086 | -19.31% | Q1 2026 | Apr 17, 2026 |
| Socha Financial Group, LLC | History | Reduced | 51,802 | 1,598 | 0.81% | 0.94% | 16 | -7,826 | -13.12% | Q1 2026 | Apr 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 50,643 | 1,562 | 0.0% | 0.0% | 17 | +1,188 | 2.4% | Q1 2026 | Apr 30, 2026 |
| Southeast Asset Advisors, LLC | History | Reduced | 33,516 | 1,034 | 0.11% | 0.1% | 18 | -81 | -0.24% | Q1 2026 | May 13, 2026 |
| Armor Investment Advisors, LLC | History | Reduced | 33,476 | 1,032 | 0.37% | 2.64% | 19 | -188,943 | -84.95% | Q1 2026 | Apr 29, 2026 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | No change | 28,932 | 893 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| AVAII WEALTH MANAGEMENT, LLC | History | Reduced | 23,357 | 720 | 0.25% | 0.27% | 21 | -166 | -0.71% | Q1 2026 | Apr 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 21,068 | 650 | 0.0% | — | 22 | +21,068 | New | Q1 2026 | May 15, 2026 |
| Dana Investment Advisors, Inc. | History | No change | 20,938 | 646 | 0.02% | 0.02% | 23 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 18,526 | 597 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Sepio Capital, LP | History | No change | 17,321 | 534 | 0.03% | 0.03% | 25 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 15,430 | 476 | 0.03% | 0.03% | 26 | -150 | -0.96% | Q1 2026 | Apr 13, 2026 |
| HRT FINANCIAL LP | History | New | 14,944 | 461 | 0.0% | — | 27 | +14,944 | New | Q1 2026 | May 14, 2026 |
| CIBC WORLD MARKET INC. | History | Reduced | 14,250 | 439 | 0.0% | 0.0% | 28 | -13,100 | -47.9% | Q1 2026 | May 14, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 9,700 | 299 | 0.01% | 0.03% | 29 | -8,450 | -46.56% | Q1 2026 | Apr 28, 2026 |
| Corient Private Wealth LLC | History | No change | 8,902 | 274 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 8,478 | 261 | 0.0% | — | 31 | +8,478 | New | Q1 2026 | May 15, 2026 |
| United Advisor Group, LLC | History | Added to | 8,431 | 260 | 0.03% | 0.03% | 32 | +1,050 | 14.23% | Q1 2026 | Apr 17, 2026 |
| Navis Wealth Advisors, LLC | History | New | 8,251 | 254 | 0.13% | — | 33 | +8,251 | New | Q1 2026 | May 15, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | No change | 7,856 | 242 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Reduced | 7,596 | 234 | 0.0% | 0.0% | 35 | -1,830 | -19.41% | Q1 2026 | May 06, 2026 |
| Kestra Advisory Services, LLC | History | No change | 6,806 | 209 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 6,614 | 204 | 0.0% | — | 37 | +6,614 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 3,227 | 99 | 0.0% | 0.0% | 38 | +673 | 26.35% | Q1 2026 | May 07, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 3,215 | 99 | 0.05% | 0.05% | 39 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,122 | 96 | 0.0% | — | 40 | +3,122 | New | Q1 2026 | May 01, 2026 |
| Capital Analysts, LLC | History | No change | 2,846 | 88 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TD Capital Management LLC | History | No change | 2,142 | 66 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | New | 1,781 | 55 | 0.0% | — | 43 | +1,781 | New | Q1 2026 | May 01, 2026 |
| Root Financial Partners, LLC | History | New | 1,034 | 31 | 0.0% | — | 44 | +1,034 | New | Q1 2026 | Apr 24, 2026 |
| Creative Capital Management Investments LLC | History | No change | 519 | 16 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| NewEdge Advisors, LLC | History | No change | 500 | 15 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 400 | 12 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | No change | 168 | 5 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 139 | 4 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 73 | 2 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Clear Point Advisors Inc. | History | Closed out | 0 | 0 | — | 3.67% | — | -146,550 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Estate Planners Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -208 | -100.0% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -152 | -100.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -145 | -100.0% | Q1 2026 | May 06, 2026 |