DoubleLine ETF Trust - CAPE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STRAIGHTLINE GROUP LLC | History | No change | 948,387 | 30,763 | 14.51% | 14.51% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 888,523 | 28,821 | 0.3% | 0.3% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | Added to | 819,109 | 25,310 | 6.02% | 6.61% | 3 | +11,181 | 1.38% | Q3 2026 | Oct 29, 2026 |
| UBS Group AG | History | No change | 412,233 | 13,372 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WADDELL & ASSOCIATES, LLC | History | No change | 328,686 | 10,661 | 0.53% | 0.53% | 5 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| HF Advisory Group, LLC | History | Added to | 156,526 | 4,836 | 1.44% | 1.5% | 6 | +6,886 | 4.6% | Q3 2026 | Oct 09, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 123,579 | 4,008 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Clear Point Advisors Inc. | History | Reduced | 104,621 | 3,232 | 2.21% | 3.54% | 8 | -18,620 | -15.11% | Q3 2026 | Oct 30, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 99,549 | 3,229 | 0.21% | 0.21% | 9 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Csenge Advisory Group | History | Reduced | 74,303 | 2,295 | 0.09% | 0.12% | 10 | -14,143 | -15.99% | Q3 2026 | Nov 04, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 73,299 | 2,246 | 0.13% | 0.14% | 11 | -475 | -0.64% | Q3 2026 | Nov 02, 2026 |
| Socha Financial Group, LLC | History | Reduced | 44,657 | 1,379 | 0.58% | 0.62% | 12 | -2,584 | -5.47% | Q3 2026 | Nov 03, 2026 |
| Santori & Peters, Inc. | History | Reduced | 36,501 | 1,127 | 0.3% | 2.15% | 13 | -198,196 | -84.45% | Q3 2026 | Oct 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 36,412 | 1,125 | 0.0% | 0.0% | 14 | -304 | -0.83% | Q3 2026 | Nov 02, 2026 |
| Southeast Asset Advisors, LLC | History | No change | 33,516 | 1,087 | 0.11% | 0.11% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | No change | 28,849 | 934 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 21,941 | 677 | 0.01% | 0.01% | 17 | -742 | -3.27% | Q3 2026 | Oct 22, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 20,719 | 672 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AVAII WEALTH MANAGEMENT, LLC | History | Reduced | 21,267 | 655 | 0.19% | 0.22% | 19 | -1,615 | -7.06% | Q3 2026 | Oct 09, 2026 |
| HRT FINANCIAL LP | History | No change | 17,122 | 555 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sepio Capital, LP | History | No change | 17,321 | 535 | 0.02% | 0.03% | 21 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| CITADEL ADVISORS LLC | History | No change | 16,453 | 533 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| United Advisor Group, LLC | History | Added to | 11,639 | 359 | 0.03% | 0.04% | 23 | +862 | 8.0% | Q3 2026 | Nov 02, 2026 |
| Corient Private Wealth LP | History | No change | 8,902 | 288 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 8,478 | 275 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Navis Wealth Advisors, LLC | History | No change | 8,251 | 267 | 0.1% | 0.1% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | No change | 7,867 | 255 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 7,300 | 236 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 6,791 | 220 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kestra Advisory Services, LLC | History | No change | 6,806 | 210 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 3,227 | 104 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 3,122 | 101 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Capital Analysts, LLC | History | No change | 2,846 | 92 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 852 | 28 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 815 | 25 | 0.0% | 0.0% | 35 | -175 | -17.68% | Q3 2026 | Nov 04, 2026 |
| AE Wealth Management LLC | History | No change | 689 | 22 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| NewEdge Advisors, LLC | History | No change | 500 | 16 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Creative Capital Management Investments LLC | History | No change | 519 | 16 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 400 | 12 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 284 | 9 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 169 | 5 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 139 | 4 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 107 | 3 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 73 | 2 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Imprint Wealth LLC | History | No change | 36 | 1 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,900 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Evensky & Katz LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -678 | -100.0% | Q3 2026 | Oct 27, 2026 |