CADIZ INC - CDZI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Whitefort Capital Management, LP | History | No change | 3,986,822 | 22,366 | 5.72% | 5.56% | 1 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Reduced | 3,885,700 | 21,798 | 0.01% | 0.0% | 2 | -102,961 | -2.58% | Q4 2025 | Feb 13, 2026 |
| BlackRock, Inc. | History | Added to | 3,828,327 | 21,476 | 0.0% | 0.0% | 3 | +221,455 | 6.14% | Q4 2025 | Feb 12, 2026 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | Added to | 3,666,323 | 20,568 | 1.78% | 1.56% | 4 | +4,776 | 0.13% | Q4 2025 | Jan 30, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 3,518,821 | 19,740 | 0.0% | 0.0% | 5 | +27,741 | 0.79% | Q4 2025 | Feb 17, 2026 |
| VANGUARD GROUP INC | History | Added to | 3,063,430 | 17,185 | 0.0% | 0.0% | 6 | +27,529 | 0.91% | Q4 2025 | Jan 29, 2026 |
| GRATIA CAPITAL, LLC | History | Added to | 1,496,494 | 8,395 | 6.26% | 4.5% | 7 | +167,828 | 12.63% | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,325,245 | 7,436 | 0.0% | 0.0% | 8 | +17,117 | 1.31% | Q4 2025 | Feb 09, 2026 |
| MORGAN STANLEY | History | Added to | 1,270,970 | 7,130 | 0.0% | 0.0% | 9 | +501,687 | 65.21% | Q4 2025 | Feb 13, 2026 |
| STATE STREET CORP | History | Added to | 1,270,020 | 7,124 | 0.0% | 0.0% | 10 | +30,016 | 2.42% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 1,162,723 | 6,522 | 0.0% | 0.0% | 11 | +407,314 | 53.92% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 1,027,395 | 5,763 | 0.0% | 0.0% | 12 | +776,203 | 309.01% | Q4 2025 | Feb 12, 2026 |
| ELKHORN PARTNERS LIMITED PARTNERSHIP | History | Reduced | 652,000 | 3,657 | 2.31% | 2.19% | 13 | -31,223 | -4.57% | Q4 2025 | Feb 17, 2026 |
| Permanent Capital Management, LP | History | No change | 496,519 | 2,785 | 0.54% | 0.44% | 14 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Caption Management, LLC | History | Added to | 487,345 | 2,734 | 0.02% | 0.01% | 15 | +105,341 | 27.58% | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 454,835 | 2,551 | 0.0% | 0.0% | 16 | -15,171 | -3.23% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 357,572 | 2,005 | 0.0% | 0.0% | 17 | +205,598 | 135.28% | Q4 2025 | Mar 25, 2026 |
| Potomac Capital Management, Inc. | History | New | 335,000 | 1,879 | 1.51% | — | 18 | +335,000 | New | Q4 2025 | Feb 11, 2026 |
| STONEHILL CAPITAL MANAGEMENT LLC | History | New | 331,305 | 1,859 | 0.56% | — | 19 | +331,305 | New | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | Added to | 302,482 | 1,696 | 0.0% | 0.0% | 20 | +80,040 | 35.98% | Q4 2025 | Feb 12, 2026 |
| Parkshore Wealth Management, Inc. | History | No change | 255,618 | 1,434 | 0.54% | 0.49% | 21 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Rangeley Capital, LLC | History | Reduced | 249,000 | 1,396 | 1.16% | 2.11% | 22 | -267,000 | -51.74% | Q4 2025 | Feb 17, 2026 |
| GAM Holding AG | History | Reduced | 230,000 | 1,290 | 0.08% | 0.14% | 23 | -260,211 | -53.08% | Q4 2025 | Feb 17, 2026 |
| Massar Capital Management, LP | History | New | 225,612 | 1,265 | 0.14% | — | 24 | +225,612 | New | Q4 2025 | Feb 17, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 212,117 | 1,189 | 0.0% | 0.0% | 25 | +95,543 | 81.96% | Q4 2025 | Feb 17, 2026 |
| Hartree Partners, LP | History | No change | 200,000 | 1,122 | 0.41% | 0.32% | 26 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Added to | 198,442 | 1,113 | 0.0% | 0.0% | 27 | +15,293 | 8.35% | Q4 2025 | Feb 10, 2026 |
| Brevan Howard Capital Management LP | History | New | 197,905 | 1,110 | 0.01% | — | 28 | +197,905 | New | Q4 2025 | Feb 17, 2026 |
| Cinctive Capital Management LP | History | Added to | 193,002 | 1,082 | 0.06% | 0.02% | 29 | +89,108 | 85.77% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 192,487 | 1,079 | 0.0% | 0.0% | 30 | +11,555 | 6.39% | Q4 2025 | Feb 18, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 177,495 | 995 | 0.0% | 0.0% | 31 | -99,809 | -35.99% | Q4 2025 | Feb 17, 2026 |
| PEAK6 LLC | History | New | 169,833 | 952 | 0.0% | — | 32 | +169,833 | New | Q4 2025 | Mar 12, 2026 |
| UBS Group AG | History | Reduced | 168,810 | 947 | 0.0% | 0.0% | 33 | -27,739 | -14.11% | Q4 2025 | Jan 29, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Added to | 178,251 | 941 | 0.0% | 0.0% | 34 | +85,546 | 92.28% | Q4 2025 | Feb 11, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 161,235 | 904 | 0.0% | 0.0% | 35 | +23 | 0.01% | Q4 2025 | Feb 13, 2026 |
| Delta Investment Management, LLC | History | Reduced | 146,181 | 820 | 0.14% | 0.13% | 36 | -8,500 | -5.5% | Q4 2025 | Jan 30, 2026 |
| DBA TRADING, LLC | History | New | 138,040 | 774 | 0.5% | — | 37 | +138,040 | New | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 135,949 | 762 | 0.0% | 0.0% | 38 | -110,141 | -44.76% | Q4 2025 | Feb 11, 2026 |
| HSBC HOLDINGS PLC | History | New | 127,071 | 719 | 0.0% | — | 39 | +127,071 | New | Q4 2025 | Mar 20, 2026 |
| ExodusPoint Capital Management, LP | History | New | 112,506 | 631 | 0.0% | — | 40 | +112,506 | New | Q4 2025 | Feb 17, 2026 |
| Diametric Capital, LP | History | Reduced | 109,480 | 614 | 0.16% | 0.26% | 41 | -37,612 | -25.57% | Q4 2025 | Feb 13, 2026 |
| MATAURO, LLC | History | New | 107,449 | 602 | 0.09% | — | 42 | +107,449 | New | Q4 2025 | Jan 16, 2026 |
| Crawford Fund Management, LLC | History | New | 99,300 | 557 | 0.07% | — | 43 | +99,300 | New | Q4 2025 | Feb 17, 2026 |
| INGALLS & SNYDER LLC | History | No change | 98,600 | 553 | 0.02% | 0.02% | 44 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Squarepoint Ops LLC | History | New | 91,032 | 510 | 0.0% | — | 45 | +91,032 | New | Q4 2025 | Feb 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 88,590 | 496 | 0.0% | 0.0% | 46 | +9,300 | 11.73% | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 88,427 | 496 | 0.0% | 0.0% | 47 | -1,435 | -1.6% | Q4 2025 | Feb 13, 2026 |
| HCR Wealth Advisors | History | Added to | 81,436 | 456 | 0.05% | 0.04% | 48 | +6,562 | 8.76% | Q4 2025 | Jan 27, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 77,568 | 435 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 75,920 | 426 | 0.0% | 0.0% | 50 | +6,650 | 9.6% | Q4 2025 | Feb 17, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 73,659 | 413 | 0.0% | 0.0% | 51 | -15,159 | -17.07% | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Added to | 66,687 | 374 | 0.0% | 0.0% | 52 | +64,184 | 2564.28% | Q4 2025 | Feb 13, 2026 |
| Pekin Hardy Strauss, Inc. | History | New | 66,500 | 373 | 0.03% | — | 53 | +66,500 | New | Q4 2025 | Jan 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 60,140 | 337 | 0.0% | 0.0% | 54 | +24,435 | 68.44% | Q4 2025 | Feb 13, 2026 |
| FLAX POND CAPITAL, LLC | History | New | 53,815 | 301 | 0.22% | — | 55 | +53,815 | New | Q4 2025 | Mar 09, 2026 |
| XTX Topco Ltd | History | New | 53,522 | 300 | 0.01% | — | 56 | +53,522 | New | Q4 2025 | Feb 17, 2026 |
| Alpine Global Management, LLC | History | New | 50,004 | 280 | 0.06% | — | 57 | +50,004 | New | Q4 2025 | Feb 26, 2026 |
| Ancora Advisors LLC | History | No change | 48,800 | 273 | 0.01% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Verition Fund Management LLC | History | Reduced | 45,210 | 253 | 0.0% | 0.0% | 59 | -14,800 | -24.66% | Q4 2025 | Feb 13, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 39,927 | 223 | 0.0% | 0.0% | 60 | +39,127 | 4890.88% | Q4 2025 | Feb 11, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 38,235 | 214 | 0.0% | 0.0% | 61 | +9,634 | 33.68% | Q4 2025 | Feb 17, 2026 |
| MINDSET WEALTH MANAGEMENT, LLC | History | Reduced | 38,000 | 213 | 0.06% | 0.06% | 62 | -6,000 | -13.64% | Q4 2025 | Feb 12, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Added to | 37,429 | 209 | 0.0% | 0.0% | 63 | +10,804 | 40.58% | Q4 2025 | Feb 10, 2026 |
| Wealthspire Advisors, LLC | History | Added to | 35,340 | 198 | 0.0% | 0.0% | 64 | +22,500 | 175.23% | Q4 2025 | Feb 13, 2026 |
| Rathbones Group PLC | History | No change | 34,858 | 195 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Lido Advisors, LLC | History | No change | 37,081 | 192 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 28,430 | 159 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| FourWorld Capital Management LLC | History | Reduced | 28,184 | 158 | 2.24% | 0.24% | 68 | -3,859 | -12.04% | Q4 2025 | Feb 20, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 25,554 | 143 | 0.0% | 0.0% | 69 | -298 | -1.15% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 24,673 | 138 | 0.0% | 0.0% | 70 | +5,835 | 30.97% | Q4 2025 | Feb 19, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 21,975 | 123 | 0.0% | 0.0% | 71 | -172 | -0.78% | Q4 2025 | Feb 11, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 21,718 | 121 | 0.0% | 0.0% | 72 | -9,117 | -29.57% | Q4 2025 | Feb 12, 2026 |
| Brookwood Investment Group LLC | History | No change | 21,000 | 117 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| FRANKLIN RESOURCES INC | History | Added to | 19,087 | 107 | 0.0% | 0.0% | 74 | +133 | 0.7% | Q4 2025 | Feb 11, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Added to | 17,959 | 100 | 0.0% | 0.0% | 75 | +7,479 | 71.36% | Q4 2025 | Feb 13, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Reduced | 17,528 | 98 | 0.01% | 0.01% | 76 | -23,164 | -56.93% | Q4 2025 | Feb 17, 2026 |
| Morton Capital Management LLC/CA | History | No change | 16,675 | 93 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| FMR LLC | History | Added to | 16,467 | 92 | 0.0% | 0.0% | 78 | +9,431 | 134.04% | Q4 2025 | Feb 17, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 16,201 | 90 | 0.0% | — | 79 | +16,201 | New | Q4 2025 | Feb 13, 2026 |
| GREAT LAKES ADVISORS, LLC | History | New | 14,065 | 78 | 0.0% | — | 80 | +14,065 | New | Q4 2025 | Feb 12, 2026 |
| CHICAGO TRUST Co NA | History | New | 14,065 | 78 | 0.01% | — | 81 | +14,065 | New | Q4 2025 | Feb 17, 2026 |
| AXQ CAPITAL, LP | History | New | 13,558 | 76 | 0.02% | — | 83 | +13,558 | New | Q4 2025 | Feb 10, 2026 |
| SG Americas Securities, LLC | History | New | 13,533 | 76 | 0.0% | — | 82 | +13,533 | New | Q4 2025 | Jan 09, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 12,191 | 68 | 0.0% | 0.0% | 84 | +1,129 | 10.21% | Q4 2025 | Feb 10, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 11,264 | 63 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 10,850 | 60 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Virtu Financial LLC | History | New | 10,247 | 57 | 0.0% | — | 87 | +10,247 | New | Q4 2025 | Feb 23, 2026 |
| LPL Financial LLC | History | New | 10,050 | 56 | 0.0% | — | 90 | +10,050 | New | Q4 2025 | Feb 11, 2026 |
| ProShare Advisors LLC | History | New | 10,048 | 56 | 0.0% | — | 89 | +10,048 | New | Q4 2025 | Feb 06, 2026 |
| GABELLI FUNDS LLC | History | New | 10,000 | 56 | 0.0% | — | 88 | +10,000 | New | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 6,785 | 38 | 0.0% | 0.0% | 91 | +5 | 0.07% | Q4 2025 | Feb 06, 2026 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 5,000 | 32 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Legal & General Group Plc | History | Reduced | 5,661 | 31 | 0.0% | 0.0% | 93 | -466 | -7.61% | Q4 2025 | Feb 09, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 3,384 | 18 | 0.0% | 0.0% | 95 | +330 | 10.81% | Q4 2025 | Feb 17, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 3,349 | 18 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Optiver Holding B.V. | History | Added to | 2,714 | 15 | 0.0% | 0.0% | 96 | +1,800 | 196.94% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,407 | 13 | 0.0% | — | 97 | +2,407 | New | Q4 2025 | Feb 17, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 2,249 | 12 | 0.0% | 0.0% | 98 | -460 | -16.98% | Q4 2025 | Feb 17, 2026 |
| AMALGAMATED BANK | History | Added to | 1,727 | 10 | 0.0% | 0.0% | 99 | +360 | 26.34% | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | Added to | 1,462 | 8 | 0.0% | 0.0% | 100 | +471 | 47.53% | Q4 2025 | Jan 26, 2026 |
| Evelyn Partners Investment Management LLP | History | No change | 1,366 | 7 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TrinityBridge Ltd | History | No change | 1,000 | 6 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| FNY Investment Advisers, LLC | History | New | 1,000 | 5 | 0.0% | — | 106 | +1,000 | New | Q4 2025 | Jan 16, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 900 | 5 | 0.0% | 0.0% | 105 | -675 | -42.86% | Q4 2025 | Feb 17, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 1,042 | 5 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 1,000 | 5 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 650 | 3 | 0.0% | — | 107 | +650 | New | Q4 2025 | Feb 10, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 579 | 3 | 0.0% | 0.0% | 108 | -186 | -24.31% | Q4 2025 | Jan 23, 2026 |
| US BANCORP \DE\ | History | Reduced | 358 | 2 | 0.0% | 0.0% | 109 | -1,620 | -81.9% | Q4 2025 | Jan 30, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | New | 474 | 2 | 0.0% | — | 112 | +474 | New | Q4 2025 | Feb 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 398 | 2 | 0.0% | — | 110 | +398 | New | Q4 2025 | Feb 13, 2026 |
| Sterling Capital Management LLC | History | Added to | 357 | 2 | 0.0% | — | 111 | +224 | 168.42% | Q4 2025 | Feb 13, 2026 |
| Alyeska Investment Group, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,494,361 | -100.0% | Q3 2025 | Nov 17, 2025 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -437,038 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -58,187 | -100.0% | Q3 2025 | Nov 12, 2025 |
| PharVision Advisers, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -50,409 | -100.0% | Q3 2025 | Nov 17, 2025 |
| MIRABELLA FINANCIAL SERVICES LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -50,000 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Financial Engines Advisors L.L.C. | History | Closed out | 0 | 0 | — | 0.0% | — | -39,863 | -100.0% | Q3 2025 | Nov 17, 2025 |
| EQUITEC PROPRIETARY MARKETS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -32,735 | -100.0% | Q3 2025 | Nov 26, 2025 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -15,324 | -100.0% | Q3 2025 | Nov 14, 2025 |
| LDR Capital Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -15,113 | -100.0% | Q3 2025 | Oct 29, 2025 |
| SHERBROOKE PARK ADVISERS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,851 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,470 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,100 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.01% | — | -8,423 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Arax Advisory Partners | History | Reduced | 8 | 0 | — | 0.0% | — | -2,816 | -99.72% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 153 | 0 | — | — | — | +153 | New | Q4 2025 | Feb 05, 2026 |
| GAMMA Investing LLC | History | New | 136 | 0 | — | — | — | +136 | New | Q4 2025 | Jan 05, 2026 |
| Breakwater Investment Management | History | New | 96 | 0 | — | — | — | +96 | New | Q4 2025 | Feb 02, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Closed out | 0 | 0 | — | — | — | -35 | -100.0% | Q3 2025 | Oct 07, 2025 |
| ROTHSCHILD INVESTMENT LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q4 2025 | Feb 10, 2026 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 05, 2025 |
| IFP Advisors, Inc | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Parallel Advisors, LLC | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 79 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| True Wealth Design, LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |