Global X Funds - CEFA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 9 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Hirtle Callaghan & Co LLC | History | Added to | 168,200 | 6,212 | 0.21% | 0.17% | 1 | +37,500 | 28.69% | Q4 2025 | Feb 04, 2026 |
| Leith Wheeler Investment Counsel Ltd. | History | No change | 58,300 | 2,153 | 0.16% | 0.14% | 2 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | Added to | 46,009 | 1,699 | 0.01% | 0.01% | 3 | +20,868 | 83.0% | Q4 2025 | Feb 12, 2026 |
| GTS SECURITIES LLC | History | New | 45,696 | 1,687 | 0.06% | — | 4 | +45,696 | New | Q4 2025 | Feb 13, 2026 |
| Curi Capital, LLC | History | No change | 42,848 | 1,610 | 0.03% | 0.03% | 5 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 22,575 | 834 | 0.0% | — | 6 | +22,575 | New | Q4 2025 | Feb 17, 2026 |
| HBK Sorce Advisory LLC | History | New | 20,475 | 808 | 0.02% | — | 7 | +20,475 | New | Q4 2025 | Feb 09, 2026 |
| Harpswell Capital Advisors, LLC | History | No change | 20,000 | 738 | 0.59% | 0.69% | 8 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Pioneer Wealth Management Group | History | Reduced | 18,511 | 683 | 0.21% | 0.22% | 9 | -116 | -0.62% | Q4 2025 | Jan 12, 2026 |
| Signet Private Wealth LLC | History | New | 15,173 | 560 | 0.54% | — | 10 | +15,173 | New | Q4 2025 | Feb 11, 2026 |
| COURIER CAPITAL LLC | History | Added to | 14,149 | 522 | 0.03% | 0.03% | 11 | +752 | 5.61% | Q4 2025 | Jan 29, 2026 |
| ALESCO ADVISORS LLC | History | Reduced | 12,445 | 459 | 0.01% | 0.01% | 12 | -485 | -3.75% | Q4 2025 | Jan 28, 2026 |
| Argent Trust Co | History | No change | 9,998 | 369 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| RFG Advisory, LLC | History | Added to | 9,134 | 337 | 0.01% | 0.0% | 14 | +2,592 | 39.62% | Q4 2025 | Feb 03, 2026 |
| JANE STREET GROUP, LLC | History | New | 8,751 | 323 | 0.0% | — | 15 | +8,751 | New | Q4 2025 | Feb 12, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 8,142 | 300 | 0.01% | 0.01% | 16 | -21 | -0.26% | Q4 2025 | Feb 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 8,108 | 299 | 0.0% | 0.0% | 17 | -27 | -0.33% | Q4 2025 | Feb 10, 2026 |
| Hanson & Doremus Investment Management | History | Added to | 7,288 | 269 | 0.03% | 0.03% | 18 | +1,586 | 27.81% | Q4 2025 | Jan 20, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 7,000 | 258 | 0.0% | — | 19 | +7,000 | New | Q4 2025 | Mar 25, 2026 |
| Gradient Investments LLC | History | No change | 6,862 | 253 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| DAGCO, INC. | History | No change | 6,465 | 238 | 0.05% | 0.06% | 21 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| UMB Bank, n.a. | History | No change | 6,297 | 232 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SMITH, MOORE & CO. | History | No change | 5,778 | 213 | 0.02% | 0.02% | 23 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| CDKV HOLDINGS LLC | History | New | 4,000 | 147 | 0.12% | — | 24 | +4,000 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 3,671 | 135 | 0.0% | 0.0% | 25 | +40 | 1.1% | Q4 2025 | Feb 17, 2026 |
| MCF Advisors LLC | History | New | 2,300 | 85 | 0.0% | — | 26 | +2,300 | New | Q4 2025 | Feb 11, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 2,246 | 82 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| US BANCORP \DE\ | History | No change | 1,499 | 55 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| COMERICA BANK | History | Reduced | 1,301 | 48 | 0.0% | 0.0% | 29 | -154 | -10.58% | Q4 2025 | Jan 29, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 390 | 14 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| North Capital, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -194 | -100.0% | Q3 2025 | Oct 09, 2025 |