DBX ETF TRUST - CHPS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | New | 52,272 | 4,700 | 0.0% | — | 1 | +52,272 | New | Q3 2026 | Nov 06, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 42,974 | 4,460 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Atria Investments, Inc | History | Reduced | 26,104 | 2,347 | 0.02% | 0.03% | 3 | -584 | -2.19% | Q3 2026 | Oct 15, 2026 |
| Cetera Investment Advisers | History | No change | 20,495 | 2,132 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 22,244 | 2,000 | 0.02% | 0.02% | 5 | +2,382 | 11.99% | Q3 2026 | Nov 06, 2026 |
| UNIQUE WEALTH, LLC | History | New | 13,702 | 1,232 | 0.14% | — | 6 | +13,702 | New | Q3 2026 | Oct 16, 2026 |
| MARSHALL WACE, LLP | History | No change | 8,825 | 918 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 7,317 | 658 | 0.0% | 0.0% | 8 | +90 | 1.25% | Q3 2026 | Nov 02, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 6,604 | 589 | 0.0% | 0.0% | 9 | +1,832 | 38.39% | Q3 2026 | Oct 13, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 4,633 | 481 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| BROWN ADVISORY INC | History | No change | 4,370 | 454 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,110 | 427 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 4,734 | 425 | 0.0% | — | 13 | +4,734 | New | Q3 2026 | Nov 12, 2026 |
| Fortis Group Advisors, LLC | History | Added to | 5,080 | 380 | 0.06% | 0.08% | 14 | +449 | 9.7% | Q3 2026 | Nov 06, 2026 |
| CITADEL ADVISORS LLC | History | No change | 3,200 | 332 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 3,434 | 308 | 0.0% | 0.0% | 16 | -397 | -10.36% | Q3 2026 | Nov 02, 2026 |
| Belvedere Trading LLC | History | New | 2,951 | 265 | 0.0% | — | 17 | +2,951 | New | Q3 2026 | Nov 05, 2026 |
| Secure Asset Management, LLC | History | New | 2,560 | 230 | 0.03% | — | 18 | +2,560 | New | Q3 2026 | Oct 19, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 2,522 | 227 | 0.01% | — | 19 | +2,522 | New | Q3 2026 | Nov 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,814 | 189 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 1,292 | 116 | 0.0% | 0.0% | 21 | +981 | 315.43% | Q3 2026 | Nov 09, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 500 | 36 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q3 2026 | Nov 12, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 55 | 4 | 0.0% | 0.0% | 23 | -50 | -47.62% | Q3 2026 | Nov 04, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 39 | 4 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | New | 15 | 1 | 0.0% | — | 25 | +15 | New | Q3 2026 | Nov 10, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,520 | -100.0% | Q3 2026 | Nov 12, 2026 |
| Howard Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -28,779 | -100.0% | Q3 2026 | Oct 15, 2026 |
| McKinney Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -3,850 | -100.0% | Q3 2026 | Nov 06, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -370 | -100.0% | Q3 2026 | Nov 12, 2026 |
| LANARK FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -147 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -141 | -100.0% | Q3 2026 | Oct 16, 2026 |