ETF Series Solutions - CLOC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUN LIFE FINANCIAL INC | History | No change | 2,000,000 | 49,880 | 2.56% | 2.56% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 153,636 | 3,832 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 76,114 | 1,903 | 0.0% | 0.0% | 3 | +41,922 | 122.61% | Q3 2026 | Nov 06, 2026 |
| MORGAN STANLEY | History | No change | 50,000 | 1,247 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 40,839 | 1,018 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 38,093 | 952 | 0.0% | 0.0% | 6 | +19,636 | 106.39% | Q3 2026 | Nov 02, 2026 |
| Private Advisor Group, LLC | History | New | 8,125 | 203 | 0.0% | — | 7 | +8,125 | New | Q3 2026 | Nov 10, 2026 |