New York Life Investments Active ETF Trust - CPLB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Added to | 13,263,659 | 277,210 | 1.94% | 2.29% | 1 | +378,440 | 2.94% | Q2 2026 | Aug 10, 2026 |
| MORGAN STANLEY | History | Added to | 851,142 | 17,788 | 0.0% | 0.0% | 2 | +373,052 | 78.03% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 490,739 | 10,256 | 0.0% | 0.0% | 3 | +62,716 | 14.65% | Q2 2026 | Sep 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 205,809 | 4,301 | 0.01% | — | 4 | +205,809 | New | Q2 2026 | Jul 27, 2026 |
| Fortis Group Advisors, LLC | History | Added to | 85,904 | 1,795 | 0.29% | 0.23% | 5 | +19,835 | 30.02% | Q2 2026 | Jul 24, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 55,616 | 1,162 | 0.36% | 0.41% | 6 | +2,486 | 4.68% | Q2 2026 | Jul 28, 2026 |
| &PARTNERS | History | New | 55,091 | 1,151 | 0.0% | — | 7 | +55,091 | New | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 42,827 | 895 | 0.0% | 0.0% | 8 | +33,229 | 346.21% | Q2 2026 | Aug 12, 2026 |
| First Affirmative Financial Network | History | No change | 34,853 | 731 | 0.28% | 0.28% | 9 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Keudell/Morrison Wealth Management | History | Added to | 31,674 | 661 | 0.12% | 0.13% | 10 | +2,279 | 7.75% | Q2 2026 | Jul 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 29,633 | 619 | 0.0% | 0.0% | 11 | +14,765 | 99.31% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 25,200 | 526 | 0.01% | 0.0% | 12 | +7,850 | 45.24% | Q2 2026 | Aug 11, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 15,014 | 313 | 0.0% | 0.0% | 13 | -3,274 | -17.9% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 14,560 | 304 | 0.0% | 0.0% | 14 | -13,368 | -47.87% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 14,406 | 301 | 0.0% | 0.0% | 15 | +10,874 | 307.87% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,761 | 37 | 0.0% | — | 16 | +1,761 | New | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 222 | 4 | 0.0% | — | 17 | +197 | 788.0% | Q2 2026 | Aug 13, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 181 | 3 | 0.0% | — | 18 | +181 | New | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,421 | -100.0% | Q2 2026 | Sep 02, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,911 | -100.0% | Q2 2026 | Aug 14, 2026 |