CORNERSTONE TOTAL RETURN FUND INC - CRF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | No change | 3,533,467 | 25,370 | 0.48% | 0.48% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Alpine Global Management, LLC | History | No change | 2,989,499 | 21,464 | 3.49% | 3.49% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sculptor Capital LP | History | No change | 2,768,415 | 19,877 | 0.16% | 0.16% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quarry LP | History | No change | 2,525,950 | 18,136 | 1.51% | 1.51% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 2,349,542 | 16,869 | 0.22% | 0.22% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 2,099,602 | 15,075 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Almitas Capital LLC | History | No change | 1,572,309 | 11,289 | 2.7% | 2.7% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,201,408 | 8,626 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 1,009,329 | 7,246 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cable Car Capital, LP | History | No change | 662,510 | 4,756 | 0.1% | 0.1% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Solutions Group, LLC | History | Added to | 671,321 | 4,135 | 0.88% | 1.45% | 11 | +77,141 | 12.98% | Q3 2026 | Oct 14, 2026 |
| Yakira Capital Management, Inc. | History | No change | 518,315 | 3,721 | 1.06% | 1.06% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 500,924 | 3,596 | 0.24% | 0.24% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 514,157 | 3,167 | 0.01% | 0.01% | 14 | +12,367 | 2.46% | Q3 2026 | Nov 02, 2026 |
| COHEN & STEERS, INC. | History | No change | 270,000 | 1,939 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 287,799 | 1,772 | 0.0% | 0.0% | 16 | +22,383 | 8.43% | Q3 2026 | Nov 02, 2026 |
| MORGAN STANLEY | History | No change | 237,677 | 1,706 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PFG Investments, LLC | History | No change | 231,737 | 1,663 | 0.06% | 0.06% | 18 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| StoneX Group Inc. | History | Added to | 233,901 | 1,446 | 0.05% | 0.04% | 19 | +88,709 | 61.1% | Q3 2026 | Nov 03, 2026 |
| Clear Street Group Inc. | History | No change | 190,486 | 1,367 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Baird Financial Group, Inc. | History | No change | 186,644 | 1,340 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 172,308 | 1,237 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Marex Group Ltd | History | No change | 141,702 | 1,017 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | No change | 122,033 | 876 | 0.04% | 0.04% | 24 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 132,051 | 813 | 0.52% | 0.63% | 25 | -11,000 | -7.69% | Q3 2026 | Oct 07, 2026 |
| CITADEL ADVISORS LLC | History | No change | 95,992 | 689 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 107,368 | 661 | 0.03% | 0.03% | 27 | +20,971 | 24.27% | Q3 2026 | Nov 04, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 87,687 | 540 | 0.38% | 0.44% | 28 | +2,011 | 2.35% | Q3 2026 | Oct 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 81,978 | 504 | 0.0% | 0.0% | 29 | +2,405 | 3.02% | Q3 2026 | Oct 08, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 67,544 | 484 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 60,324 | 371 | 0.01% | 0.0% | 31 | +48,049 | 391.44% | Q3 2026 | Nov 05, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 50,415 | 361 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 62,422 | 360 | 0.01% | 0.01% | 33 | -4,199 | -6.3% | Q3 2026 | Oct 26, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 46,763 | 335 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| XTX Topco Ltd | History | No change | 45,492 | 326 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 42,263 | 303 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 42,064 | 302 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Creative Planning | History | Reduced | 46,846 | 288 | 0.0% | 0.0% | 38 | -14,685 | -23.87% | Q3 2026 | Nov 02, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 34,093 | 244 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 37,922 | 233 | 0.07% | 0.08% | 40 | +1,963 | 5.46% | Q3 2026 | Oct 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 35,072 | 216 | 0.01% | 0.0% | 41 | +21,000 | 149.23% | Q3 2026 | Oct 08, 2026 |
| TORONTO DOMINION BANK | History | No change | 30,000 | 215 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 29,834 | 214 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 30,624 | 188 | 0.0% | 0.0% | 44 | +2,187 | 7.69% | Q3 2026 | Nov 02, 2026 |
| BECKER CAPITAL MANAGEMENT INC | History | No change | 24,457 | 175 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 21,795 | 156 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 21,800 | 156 | 0.06% | 0.06% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 24,812 | 152 | 0.0% | 0.0% | 48 | +1,004 | 4.22% | Q3 2026 | Oct 21, 2026 |
| Mariner, LLC | History | No change | 19,342 | 138 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wealth Management Nebraska | History | Added to | 22,172 | 136 | 0.01% | 0.01% | 50 | +1,271 | 6.08% | Q3 2026 | Oct 26, 2026 |
| Clearstead Advisors, LLC | History | No change | 18,653 | 133 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Marshall Financial Group, LLC | History | No change | 18,065 | 129 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| HF Advisory Group, LLC | History | Added to | 20,624 | 127 | 0.04% | 0.04% | 54 | +845 | 4.27% | Q3 2026 | Oct 09, 2026 |
| OneAscent Financial Services LLC | History | No change | 17,797 | 127 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Private Advisor Group, LLC | History | No change | 16,914 | 121 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| UBS Group AG | History | No change | 16,796 | 120 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 15,603 | 112 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Valmark Advisers, Inc. | History | No change | 15,000 | 107 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 14,854 | 106 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Moors & Cabot, Inc. | History | No change | 14,600 | 104 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 13,523 | 97 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Outlook Wealth Advisors, LLC | History | No change | 13,607 | 83 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Brookwood Investment Group LLC | History | No change | 10,919 | 78 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 12,235 | 75 | 0.0% | 0.0% | 64 | +775 | 6.76% | Q3 2026 | Oct 30, 2026 |
| HUB Investment Partners, LLC | History | Added to | 12,091 | 74 | 0.0% | 0.0% | 65 | +5 | 0.04% | Q3 2026 | Nov 03, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 11,987 | 73 | 0.0% | 0.0% | 66 | +538 | 4.7% | Q3 2026 | Oct 29, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 11,666 | 71 | 0.0% | 0.0% | 68 | +364 | 3.22% | Q3 2026 | Oct 16, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 10,009 | 71 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | New | 10,006 | 62 | 0.0% | — | 69 | +10,006 | New | Q3 2026 | Oct 22, 2026 |
| Allworth Financial LP | History | No change | 8,600 | 61 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Larson Financial Group LLC | History | No change | 7,471 | 53 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 6,330 | 45 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ascentis Independent Advisors | History | New | 5,326 | 32 | 0.0% | — | 73 | +5,326 | New | Q3 2026 | Nov 03, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,418 | 24 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 3,063 | 21 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Aventura Private Wealth, LLC | History | No change | 1,500 | 10 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Roble, Belko & Company, Inc | History | No change | 1,063 | 8 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| DUNCKER STREETT & CO INC | History | No change | 1,000 | 6 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 1,000 | 6 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 623 | 4 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TSFG, LLC | History | Added to | 460 | 3 | 0.0% | 0.0% | 81 | +26 | 5.99% | Q3 2026 | Oct 23, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 600 | 3 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 375 | 2 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Mirador Capital Partners LP | History | Closed out | 0 | 0 | — | 0.07% | — | -79,017 | -100.0% | Q3 2026 | Oct 09, 2026 |
| Buska Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -24,761 | -100.0% | Q3 2026 | Oct 07, 2026 |
| BIP Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,712 | -100.0% | Q3 2026 | Oct 22, 2026 |
| RMR Wealth Builders | History | Closed out | 0 | 0 | — | 0.01% | — | -12,489 | -100.0% | Q3 2026 | Oct 22, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,002 | -100.0% | Q3 2026 | Oct 15, 2026 |
| GoalVest Advisory LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -940 | -100.0% | Q3 2026 | Oct 02, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |