DELCATH SYSTEMS, INC. - DCTH
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | History | No change | 3,300,389 | 33,003 | 11.6% | 11.28% | 1 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BlackRock, Inc. | History | Added to | 1,825,086 | 18,433 | 0.0% | 0.0% | 2 | +56,132 | 3.17% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Added to | 1,672,357 | 16,890 | 0.0% | 0.0% | 3 | +14,929 | 0.9% | Q4 2025 | Jan 29, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 682,829 | 6,897 | 0.0% | 0.0% | 4 | -4,784 | -0.7% | Q4 2025 | Feb 09, 2026 |
| STATE STREET CORP | History | Reduced | 608,008 | 6,140 | 0.0% | 0.0% | 5 | -13,242 | -2.13% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 587,678 | 5,935 | 0.0% | 0.0% | 6 | +315,583 | 115.98% | Q4 2025 | Mar 25, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 503,265 | 5,082 | 0.0% | 0.0% | 7 | -85,250 | -14.49% | Q4 2025 | Feb 17, 2026 |
| Divisadero Street Capital Management, LP | History | Added to | 499,796 | 5,047 | 0.24% | 0.22% | 8 | +23,636 | 4.96% | Q4 2025 | Feb 17, 2026 |
| ExodusPoint Capital Management, LP | History | New | 496,705 | 5,016 | 0.04% | — | 9 | +496,705 | New | Q4 2025 | Feb 17, 2026 |
| Propel Bio Management, LLC | History | No change | 438,509 | 4,428 | 3.78% | 4.72% | 10 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Ikarian Capital, LLC | History | No change | 431,251 | 4,355 | 0.34% | 0.47% | 11 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 361,599 | 3,652 | 0.01% | 0.0% | 12 | +105,399 | 41.14% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 308,550 | 3,116 | 0.0% | 0.0% | 13 | +55,535 | 21.95% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 297,656 | 3,006 | 0.0% | 0.0% | 14 | +196 | 0.07% | Q4 2025 | Feb 12, 2026 |
| Private Wealth Advisors, LLC | History | Added to | 290,481 | 2,933 | 0.94% | 0.56% | 15 | +134,198 | 85.87% | Q4 2025 | Feb 06, 2026 |
| Palisades Investment Partners, LLC | History | Added to | 267,138 | 2,698 | 1.02% | 1.11% | 16 | +4,196 | 1.6% | Q4 2025 | Jan 20, 2026 |
| Simplify Asset Management Inc. | History | No change | 261,126 | 2,637 | 0.04% | 0.05% | 17 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 246,444 | 2,489 | 0.0% | 0.0% | 18 | +7,190 | 3.01% | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 240,604 | 2,430 | 0.0% | 0.0% | 19 | -12,123 | -4.8% | Q4 2025 | Feb 17, 2026 |
| ADAR1 Capital Management, LLC | History | No change | 224,385 | 2,266 | 0.17% | 0.23% | 20 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Diametric Capital, LP | History | Added to | 220,182 | 2,223 | 0.6% | 0.34% | 21 | +133,955 | 155.35% | Q4 2025 | Feb 13, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Reduced | 202,752 | 2,047 | 0.04% | 0.1% | 22 | -211,068 | -51.0% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 198,992 | 2,009 | 0.0% | 0.0% | 23 | +84,161 | 73.29% | Q4 2025 | Jan 29, 2026 |
| Lane Generational LLC | History | New | 197,690 | 1,996 | 1.81% | — | 24 | +197,690 | New | Q4 2025 | Feb 12, 2026 |
| ALGERT GLOBAL LLC | History | New | 171,595 | 1,733 | 0.03% | — | 25 | +171,595 | New | Q4 2025 | Feb 17, 2026 |
| CIBC WORLD MARKET INC. | History | Reduced | 158,910 | 1,604 | 0.0% | 0.0% | 26 | -19,600 | -10.98% | Q4 2025 | Feb 10, 2026 |
| ROYCE & ASSOCIATES LP | History | New | 155,000 | 1,565 | 0.02% | — | 27 | +155,000 | New | Q4 2025 | Feb 09, 2026 |
| APIS CAPITAL ADVISORS, LLC | History | Reduced | 136,000 | 1,373 | 0.24% | 0.58% | 28 | -110,000 | -44.72% | Q4 2025 | Feb 17, 2026 |
| Trexquant Investment LP | History | Reduced | 118,083 | 1,192 | 0.01% | 0.01% | 29 | -697 | -0.59% | Q4 2025 | Feb 17, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 114,562 | 1,157 | 0.0% | 0.0% | 30 | -4,700 | -3.94% | Q4 2025 | Feb 12, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 114,118 | 1,152 | 0.0% | 0.0% | 31 | +40,532 | 55.08% | Q4 2025 | Feb 12, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 103,826 | 1,048 | 0.0% | 0.0% | 32 | -175,334 | -62.81% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Added to | 100,993 | 1,020 | 0.0% | 0.0% | 33 | +31,564 | 45.46% | Q4 2025 | Feb 10, 2026 |
| Capital Advisors Wealth Management, LLC | History | Added to | 90,500 | 914 | 0.12% | 0.13% | 34 | +5,000 | 5.85% | Q4 2025 | Jan 21, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 85,882 | 867 | 0.0% | 0.0% | 35 | +261 | 0.3% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 84,582 | 854 | 0.0% | 0.0% | 36 | +8,954 | 11.84% | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Added to | 78,487 | 792 | 0.0% | 0.0% | 37 | +22,491 | 40.17% | Q4 2025 | Feb 13, 2026 |
| Squarepoint Ops LLC | History | Added to | 75,143 | 758 | 0.0% | 0.0% | 38 | +12,996 | 20.91% | Q4 2025 | Feb 13, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Reduced | 72,977 | 737 | 0.01% | 0.02% | 39 | -43,135 | -37.15% | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | Added to | 71,193 | 719 | 0.02% | 0.01% | 40 | +54,990 | 339.38% | Q4 2025 | Feb 17, 2026 |
| GSA CAPITAL PARTNERS LLP | History | New | 67,778 | 685 | 0.06% | — | 41 | +67,778 | New | Q4 2025 | Feb 06, 2026 |
| Nuveen, LLC | History | No change | 66,358 | 670 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NOMURA HOLDINGS INC | History | Added to | 64,367 | 650 | 0.0% | 0.0% | 43 | +43,750 | 212.2% | Q4 2025 | Feb 17, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Added to | 68,335 | 642 | 0.0% | 0.0% | 44 | +829 | 1.23% | Q4 2025 | Feb 11, 2026 |
| AWM Investment Company, Inc. | History | Added to | 60,000 | 606 | 0.06% | 0.06% | 45 | +2,279 | 3.95% | Q4 2025 | Feb 13, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 52,140 | 526 | 0.0% | 0.0% | 46 | +21,384 | 69.53% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 47,079 | 475 | 0.0% | 0.0% | 47 | +3,842 | 8.89% | Q4 2025 | Feb 17, 2026 |
| Jump Financial, LLC | History | Added to | 45,953 | 464 | 0.01% | 0.0% | 48 | +18,596 | 67.98% | Q4 2025 | Feb 17, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Added to | 43,332 | 437 | 0.03% | 0.03% | 49 | +9,998 | 29.99% | Q4 2025 | Feb 17, 2026 |
| Pale Fire Capital SE | History | New | 40,085 | 404 | 0.03% | — | 50 | +40,085 | New | Q4 2025 | Feb 13, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 38,383 | 387 | 0.0% | 0.0% | 51 | +2,554 | 7.13% | Q4 2025 | Feb 11, 2026 |
| Man Group plc | History | Added to | 38,158 | 385 | 0.0% | 0.0% | 52 | +9,705 | 34.11% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 37,480 | 378 | 0.0% | 0.0% | 53 | -73,161 | -66.12% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | Added to | 37,271 | 376 | 0.0% | 0.0% | 54 | +21,687 | 139.16% | Q4 2025 | Feb 17, 2026 |
| Tripletail Wealth Management, LLC | History | No change | 36,825 | 371 | 0.47% | 0.49% | 55 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Verition Fund Management LLC | History | Reduced | 35,600 | 359 | 0.0% | 0.0% | 56 | -238 | -0.66% | Q4 2025 | Feb 13, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 34,579 | 349 | 0.0% | 0.0% | 57 | -7,929 | -18.65% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 32,820 | 331 | 0.0% | 0.0% | 58 | +14,279 | 77.01% | Q4 2025 | Feb 13, 2026 |
| Leonteq Securities AG | History | New | 29,000 | 292 | 0.01% | — | 60 | +29,000 | New | Q4 2025 | Feb 06, 2026 |
| ALPS ADVISORS INC | History | Added to | 28,999 | 292 | 0.0% | 0.0% | 59 | +12,125 | 71.86% | Q4 2025 | Feb 12, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 28,110 | 283 | 0.01% | 0.01% | 61 | -3,805 | -11.92% | Q4 2025 | Feb 17, 2026 |
| Stonepine Capital Management, LLC | History | New | 27,232 | 275 | 0.2% | — | 62 | +27,232 | New | Q4 2025 | Feb 13, 2026 |
| Quantbot Technologies LP | History | New | 27,027 | 272 | 0.01% | — | 63 | +27,027 | New | Q4 2025 | Feb 10, 2026 |
| State of Alaska, Department of Revenue | History | Added to | 26,033 | 262 | 0.0% | 0.0% | 64 | +24,022 | 1194.53% | Q4 2025 | Jan 23, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 24,342 | 245 | 0.0% | 0.0% | 65 | -264,421 | -91.57% | Q4 2025 | Feb 13, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 24,162 | 244 | 0.0% | 0.0% | 66 | +1,248 | 5.45% | Q4 2025 | Feb 11, 2026 |
| SEI INVESTMENTS CO | History | New | 22,029 | 222 | 0.0% | — | 67 | +22,029 | New | Q4 2025 | Feb 13, 2026 |
| CORSAIR CAPITAL MANAGEMENT, L.P. | History | New | 20,000 | 202 | 0.03% | — | 68 | +20,000 | New | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | No change | 18,669 | 188 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Added to | 17,595 | 177 | 0.0% | 0.0% | 70 | +2,035 | 13.08% | Q4 2025 | Feb 10, 2026 |
| WealthPlan Investment Management, LLC | History | No change | 17,443 | 176 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Invesco Ltd. | History | Reduced | 17,095 | 172 | 0.0% | 0.0% | 72 | -1,984 | -10.4% | Q4 2025 | Feb 19, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 16,076 | 163 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 16,019 | 162 | 0.0% | — | 74 | +16,019 | New | Q4 2025 | Feb 17, 2026 |
| SkyOak Wealth, LLC | History | New | 15,000 | 151 | 0.03% | — | 75 | +15,000 | New | Q4 2025 | Feb 05, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 14,000 | 141 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 13,820 | 139 | 0.0% | 0.0% | 77 | -334 | -2.36% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 12,927 | 130 | 0.0% | 0.0% | 78 | +426 | 3.41% | Q4 2025 | Feb 11, 2026 |
| HRT FINANCIAL LP | History | Reduced | 12,581 | 127 | 0.0% | 0.01% | 79 | -142,501 | -91.89% | Q4 2025 | Feb 12, 2026 |
| Hunting Hill Global Capital, LLC | History | Reduced | 12,284 | 124 | 0.09% | 0.05% | 80 | -5,598 | -31.31% | Q4 2025 | Feb 17, 2026 |
| Brooklyn Investment Group | History | New | 11,887 | 120 | 0.01% | — | 82 | +11,887 | New | Q4 2025 | Feb 12, 2026 |
| Quadrature Capital Ltd | History | Reduced | 11,888 | 120 | 0.0% | 0.0% | 81 | -2,137 | -15.24% | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 11,679 | 117 | 0.01% | 0.01% | 83 | -182 | -1.53% | Q4 2025 | Jan 29, 2026 |
| PharVision Advisers, LLC | History | Reduced | 11,220 | 113 | 0.06% | 0.09% | 84 | -3,815 | -25.37% | Q4 2025 | Feb 17, 2026 |
| SHERBROOKE PARK ADVISERS LLC | History | New | 10,883 | 109 | 0.28% | — | 85 | +10,883 | New | Q4 2025 | Feb 17, 2026 |
| Soleus Capital Management, L.P. | History | No change | 10,000 | 101 | 0.0% | 0.01% | 86 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 8,795 | 88 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 7,482 | 75 | 0.0% | 0.0% | 88 | +7,220 | 2755.73% | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 6,437 | 65 | 0.0% | 0.0% | 89 | +611 | 10.49% | Q4 2025 | Feb 10, 2026 |
| Legal & General Group Plc | History | Reduced | 3,167 | 31 | 0.0% | 0.0% | 90 | -189 | -5.63% | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 3,075 | 31 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 2,713 | 27 | 0.0% | 0.0% | 92 | +4 | 0.15% | Q4 2025 | Feb 17, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 1,833 | 18 | 0.0% | 0.0% | 93 | -49 | -2.6% | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Added to | 1,509 | 15 | 0.0% | 0.0% | 94 | +213 | 16.44% | Q4 2025 | Feb 13, 2026 |
| AlphaQuest LLC | History | New | 1,433 | 14 | 0.0% | — | 95 | +1,433 | New | Q4 2025 | Feb 09, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1,129 | 11 | 0.0% | 0.0% | 96 | -5,141 | -81.99% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,087 | 10 | 0.0% | 0.0% | 97 | +465 | 74.76% | Q4 2025 | Feb 17, 2026 |
| Activest Wealth Management | History | No change | 1,000 | 10 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| AMALGAMATED BANK | History | Reduced | 935 | 9 | 0.0% | 0.0% | 99 | -94 | -9.14% | Q4 2025 | Feb 05, 2026 |
| Quent Capital, LLC | History | Reduced | 894 | 9 | 0.0% | 0.0% | 101 | -55 | -5.8% | Q4 2025 | Jan 29, 2026 |
| Geneos Wealth Management Inc. | History | No change | 923 | 9 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Quarry LP | History | Reduced | 829 | 8 | 0.0% | 0.01% | 102 | -1,811 | -68.6% | Q4 2025 | Feb 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 800 | 8 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| TD Waterhouse Canada Inc. | History | New | 500 | 5 | 0.0% | — | 104 | +500 | New | Q4 2025 | Jan 27, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Reduced | 491 | 4 | 0.0% | 0.0% | 106 | -14 | -2.77% | Q4 2025 | Feb 13, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 423 | 4 | 0.0% | 0.0% | 105 | +3 | 0.71% | Q4 2025 | Jan 15, 2026 |
| Navalign, LLC | History | New | 337 | 3 | 0.0% | — | 109 | +337 | New | Q4 2025 | Feb 05, 2026 |
| SIGNATUREFD, LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 305 | 3 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Spire Wealth Management | History | No change | 200 | 2 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Accent Capital Management, LLC | History | No change | 205 | 2 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CWM, LLC | History | Reduced | 117 | 1 | 0.0% | 0.0% | 113 | -190 | -61.89% | Q4 2025 | Jan 26, 2026 |
| Sterling Capital Management LLC | History | Added to | 194 | 1 | 0.0% | — | 112 | +122 | 169.44% | Q4 2025 | Feb 13, 2026 |
| Vermillion & White Wealth Management Group, LLC | History | No change | 154 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Nantahala Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -666,435 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Vivo Capital, LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -569,526 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SILVERARC CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -203,386 | -100.0% | Q3 2025 | Nov 12, 2025 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -86,761 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GILDER GAGNON HOWE & CO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,819 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -32,958 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FourThought Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -27,533 | -100.0% | Q3 2025 | Nov 13, 2025 |
| FOX RUN MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.05% | — | -27,370 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.0% | — | -27,181 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,119 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,006 | -100.0% | Q3 2025 | Nov 14, 2025 |
| EntryPoint Capital, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -17,248 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -2,393 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,302 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Farther Finance Advisors, LLC | History | Reduced | 16 | 0 | — | 0.0% | — | -196 | -92.45% | Q4 2025 | Jan 23, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 92 | 0 | — | — | — | +92 | New | Q4 2025 | Mar 03, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 29 | 0 | — | — | — | +29 | New | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | — | — | -28 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Allworth Financial LP | History | New | 16 | 0 | — | — | — | +16 | New | Q4 2025 | Feb 05, 2026 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Jan 12, 2026 |
| Koesten, Hirschmann & Crabtree, INC. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 05, 2025 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Parallel Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |