DELCATH SYSTEMS, INC. - DCTH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | History | No change | 3,300,389 | 30,627 | 12.31% | 11.6% | 1 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| VANGUARD GROUP INC | History | No change | 1,672,357 | 16,890 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | Reduced | 1,784,466 | 16,559 | 0.0% | 0.0% | 3 | -40,620 | -2.23% | Q1 2026 | May 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 1,329,288 | 12,335 | 0.0% | — | 4 | +1,329,288 | New | Q1 2026 | May 15, 2026 |
| Propel Bio Management, LLC | History | Added to | 979,698 | 9,159 | 5.77% | 3.78% | 5 | +541,189 | 123.42% | Q1 2026 | May 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 692,031 | 6,423 | 0.0% | 0.0% | 6 | +9,202 | 1.35% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 664,428 | 6,165 | 0.0% | 0.0% | 7 | +56,420 | 9.28% | Q1 2026 | May 15, 2026 |
| Private Wealth Advisors, LLC | History | Added to | 591,524 | 5,489 | 1.54% | 0.94% | 8 | +301,043 | 103.64% | Q1 2026 | May 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 588,055 | 5,457 | 0.0% | 0.0% | 9 | +341,611 | 138.62% | Q1 2026 | May 15, 2026 |
| Divisadero Street Capital Management, LP | History | No change | 499,796 | 4,638 | 0.19% | 0.24% | 10 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Ikarian Capital, LLC | History | No change | 431,251 | 4,002 | 0.32% | 0.34% | 11 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 385,524 | 3,577 | 0.0% | 0.0% | 12 | +76,974 | 24.95% | Q1 2026 | May 15, 2026 |
| Caption Management, LLC | History | New | 328,200 | 3,045 | 0.02% | — | 13 | +328,200 | New | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 289,131 | 2,683 | 0.0% | 0.0% | 14 | -298,547 | -50.8% | Q1 2026 | May 15, 2026 |
| Simplify Asset Management Inc. | History | No change | 261,126 | 2,423 | 0.04% | 0.04% | 15 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| NORTHERN TRUST CORP | History | Added to | 251,863 | 2,337 | 0.0% | 0.0% | 16 | +11,259 | 4.68% | Q1 2026 | May 14, 2026 |
| ADAR1 Capital Management, LLC | History | No change | 224,385 | 2,082 | 0.12% | 0.17% | 17 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Added to | 207,923 | 1,929 | 0.04% | 0.04% | 18 | +5,171 | 2.55% | Q1 2026 | May 13, 2026 |
| Lane Generational LLC | History | Added to | 205,092 | 1,903 | 1.51% | 1.81% | 19 | +7,402 | 3.74% | Q1 2026 | May 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 201,824 | 1,872 | 0.0% | — | 20 | +201,824 | New | Q1 2026 | May 08, 2026 |
| ROYCE & ASSOCIATES LP | History | Added to | 195,000 | 1,809 | 0.02% | 0.02% | 21 | +40,000 | 25.81% | Q1 2026 | May 12, 2026 |
| MARSHALL WACE, LLP | History | Added to | 191,630 | 1,778 | 0.0% | 0.0% | 22 | +167,288 | 687.24% | Q1 2026 | May 14, 2026 |
| CIBC WORLD MARKET INC. | History | Added to | 189,737 | 1,760 | 0.0% | 0.0% | 23 | +30,827 | 19.4% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 180,764 | 1,677 | 0.0% | 0.0% | 24 | -322,501 | -64.08% | Q1 2026 | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 178,036 | 1,652 | 0.0% | — | 25 | +178,036 | New | Q1 2026 | May 08, 2026 |
| Diametric Capital, LP | History | Reduced | 156,481 | 1,452 | 0.38% | 0.6% | 26 | -63,701 | -28.93% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 155,300 | 1,441 | 0.0% | 0.01% | 27 | -206,299 | -57.05% | Q1 2026 | May 14, 2026 |
| ALGERT GLOBAL LLC | History | Reduced | 145,733 | 1,352 | 0.02% | 0.03% | 28 | -25,862 | -15.07% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 144,893 | 1,344 | 0.0% | 0.0% | 29 | -152,763 | -51.32% | Q1 2026 | May 12, 2026 |
| Trexquant Investment LP | History | Reduced | 104,150 | 966 | 0.01% | 0.01% | 30 | -13,933 | -11.8% | Q1 2026 | May 15, 2026 |
| Nuveen, LLC | History | Added to | 103,774 | 963 | 0.0% | 0.0% | 31 | +37,416 | 56.39% | Q1 2026 | Apr 30, 2026 |
| Man Group plc | History | Added to | 102,214 | 948 | 0.0% | 0.0% | 32 | +64,056 | 167.87% | Q1 2026 | May 15, 2026 |
| Stonepine Capital Management, LLC | History | Added to | 100,000 | 928 | 0.37% | 0.2% | 33 | +72,768 | 267.22% | Q1 2026 | May 14, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 98,636 | 915 | 0.0% | 0.0% | 34 | -2,357 | -2.33% | Q1 2026 | May 05, 2026 |
| Capital Advisors Wealth Management, LLC | History | Added to | 93,000 | 863 | 0.12% | 0.12% | 35 | +2,500 | 2.76% | Q1 2026 | Apr 08, 2026 |
| Jefferies Financial Group Inc. | History | New | 83,980 | 779 | 0.01% | — | 36 | +83,980 | New | Q1 2026 | May 07, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 81,896 | 759 | 0.01% | 0.01% | 37 | +8,919 | 12.22% | Q1 2026 | May 15, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 78,625 | 729 | 0.0% | 0.0% | 38 | -7,257 | -8.45% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 77,160 | 716 | 0.0% | 0.0% | 39 | -7,422 | -8.77% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 69,139 | 641 | 0.0% | 0.0% | 40 | -129,853 | -65.26% | Q1 2026 | May 05, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 58,114 | 539 | 0.0% | 0.0% | 41 | -56,004 | -49.08% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 57,729 | 535 | 0.0% | 0.0% | 42 | +20,249 | 54.03% | Q1 2026 | May 15, 2026 |
| SEI INVESTMENTS CO | History | Added to | 44,058 | 408 | 0.0% | 0.0% | 43 | +22,029 | 100.0% | Q1 2026 | May 13, 2026 |
| Pale Fire Capital SE | History | No change | 40,085 | 371 | 0.03% | 0.03% | 44 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Creative Planning | History | Added to | 39,549 | 367 | 0.0% | 0.0% | 45 | +2,278 | 6.11% | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | New | 39,531 | 366 | 0.0% | — | 46 | +39,531 | New | Q1 2026 | May 13, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Reduced | 38,524 | 357 | 0.0% | 0.0% | 47 | -13,616 | -26.11% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Reduced | 37,849 | 351 | 0.0% | 0.0% | 48 | -40,638 | -51.78% | Q1 2026 | May 14, 2026 |
| Aquatic Capital Management LLC | History | Added to | 36,343 | 337 | 0.01% | 0.01% | 49 | +8,233 | 29.29% | Q1 2026 | May 15, 2026 |
| ExodusPoint Capital Management, LP | History | Reduced | 35,968 | 333 | 0.0% | 0.04% | 50 | -460,737 | -92.76% | Q1 2026 | May 14, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 34,334 | 318 | 0.0% | 0.0% | 51 | -245 | -0.71% | Q1 2026 | May 12, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 32,081 | 306 | 0.0% | — | 52 | +32,081 | New | Q1 2026 | May 05, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 32,096 | 297 | 0.0% | — | 53 | +32,096 | New | Q1 2026 | May 15, 2026 |
| ALPS ADVISORS INC | History | Reduced | 28,282 | 262 | 0.0% | 0.0% | 54 | -717 | -2.47% | Q1 2026 | May 08, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 27,670 | 256 | 0.0% | 0.0% | 55 | +3,508 | 14.52% | Q1 2026 | May 06, 2026 |
| State of Alaska, Department of Revenue | History | No change | 26,033 | 240 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| XTX Topco Ltd | History | Reduced | 25,056 | 232 | 0.0% | 0.02% | 57 | -46,137 | -64.81% | Q1 2026 | May 15, 2026 |
| EntryPoint Capital, LLC | History | New | 25,030 | 232 | 0.07% | — | 58 | +25,030 | New | Q1 2026 | May 14, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Reduced | 24,296 | 225 | 0.02% | 0.03% | 59 | -19,036 | -43.93% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 22,289 | 206 | 0.0% | 0.0% | 60 | -24,790 | -52.66% | Q1 2026 | May 15, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 22,018 | 204 | 0.0% | — | 61 | +22,018 | New | Q1 2026 | May 15, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 21,479 | 200 | 0.0% | 0.0% | 62 | +5,403 | 33.61% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | New | 20,783 | 192 | 0.0% | — | 63 | +20,783 | New | Q1 2026 | May 06, 2026 |
| Tripletail Wealth Management, LLC | History | Reduced | 18,383 | 177 | 0.24% | 0.47% | 64 | -18,442 | -50.08% | Q1 2026 | May 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 18,669 | 173 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 18,383 | 170 | 0.0% | 0.0% | 66 | +2,364 | 14.76% | Q1 2026 | May 15, 2026 |
| WealthPlan Investment Management, LLC | History | No change | 17,443 | 161 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Invesco Ltd. | History | Added to | 17,137 | 159 | 0.0% | 0.0% | 68 | +42 | 0.25% | Q1 2026 | May 12, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 16,066 | 149 | 0.01% | 0.06% | 69 | -51,712 | -76.3% | Q1 2026 | May 08, 2026 |
| NOMURA HOLDINGS INC | History | Reduced | 15,717 | 145 | 0.0% | 0.0% | 70 | -48,650 | -75.58% | Q1 2026 | May 15, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 14,000 | 141 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Magnetar Financial LLC | History | New | 14,989 | 139 | 0.0% | — | 73 | +14,989 | New | Q1 2026 | May 13, 2026 |
| SkyOak Wealth, LLC | History | No change | 15,000 | 139 | 0.03% | 0.03% | 72 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 14,160 | 131 | 0.0% | 0.0% | 74 | +340 | 2.46% | Q1 2026 | May 15, 2026 |
| Palisades Investment Partners, LLC | History | Reduced | 13,763 | 127 | 0.05% | 1.02% | 75 | -253,375 | -94.85% | Q1 2026 | Apr 30, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | New | 12,945 | 120 | 0.0% | — | 77 | +12,945 | New | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 13,018 | 120 | 0.0% | 0.0% | 76 | +6,581 | 102.24% | Q1 2026 | May 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 13,175 | 117 | 0.0% | 0.0% | 78 | +248 | 1.92% | Q1 2026 | May 13, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 12,307 | 114 | 0.0% | 0.0% | 79 | -26,076 | -67.94% | Q1 2026 | May 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | New | 12,158 | 112 | 0.0% | — | 80 | +12,158 | New | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Added to | 11,954 | 110 | 0.01% | 0.01% | 81 | +275 | 2.35% | Q1 2026 | Apr 14, 2026 |
| SHERBROOKE PARK ADVISERS LLC | History | No change | 10,883 | 109 | 0.28% | 0.28% | 82 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 11,214 | 104 | 0.0% | 0.0% | 83 | -21,606 | -65.83% | Q1 2026 | May 11, 2026 |
| Hunting Hill Global Capital, LLC | History | Reduced | 11,284 | 104 | 0.08% | 0.09% | 84 | -1,000 | -8.14% | Q1 2026 | May 15, 2026 |
| Vanguard Global Advisers, LLC | History | New | 10,633 | 98 | 0.0% | — | 85 | +10,633 | New | Q1 2026 | May 08, 2026 |
| Leonteq Securities AG | History | Reduced | 10,000 | 92 | 0.0% | 0.01% | 86 | -19,000 | -65.52% | Q1 2026 | Apr 27, 2026 |
| Quantbot Technologies LP | History | Reduced | 9,301 | 86 | 0.0% | 0.01% | 87 | -17,726 | -65.59% | Q1 2026 | May 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 8,795 | 81 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 4,800 | 44 | 0.0% | 0.0% | 90 | -109,762 | -95.81% | Q1 2026 | May 06, 2026 |
| FMR LLC | History | Reduced | 4,820 | 44 | 0.0% | 0.0% | 89 | -2,662 | -35.58% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Added to | 3,162 | 29 | 0.0% | 0.0% | 91 | +3,045 | 2602.56% | Q1 2026 | May 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 3,075 | 28 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Legal & General Group Plc | History | Reduced | 2,743 | 25 | 0.0% | 0.0% | 93 | -424 | -13.39% | Q1 2026 | May 08, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 2,604 | 24 | 0.0% | 0.0% | 94 | -109 | -4.02% | Q1 2026 | May 08, 2026 |
| Advisory Services Network, LLC | History | New | 2,511 | 23 | 0.0% | — | 95 | +2,511 | New | Q1 2026 | May 15, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 1,611 | 14 | 0.0% | 0.0% | 97 | -222 | -12.11% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | Added to | 1,583 | 14 | 0.0% | 0.0% | 96 | +74 | 4.9% | Q1 2026 | May 11, 2026 |
| AlphaQuest LLC | History | No change | 1,433 | 14 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 1,372 | 12 | 0.0% | 0.0% | 99 | +243 | 21.52% | Q1 2026 | May 15, 2026 |
| Covestor Ltd | History | New | 984 | 9 | 0.01% | — | 102 | +984 | New | Q1 2026 | May 05, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 1,000 | 9 | 0.0% | 0.0% | 101 | +200 | 25.0% | Q1 2026 | May 13, 2026 |
| Activest Wealth Management | History | No change | 1,000 | 9 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Geneos Wealth Management Inc. | History | No change | 923 | 8 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Quent Capital, LLC | History | No change | 894 | 8 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 635 | 5 | 0.0% | 0.0% | 106 | -452 | -41.58% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 555 | 5 | 0.0% | 0.0% | 107 | +250 | 81.97% | Q1 2026 | May 14, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Added to | 627 | 5 | 0.0% | 0.0% | 105 | +136 | 27.7% | Q1 2026 | May 13, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 500 | 4 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| GAMMA Investing LLC | History | New | 412 | 3 | 0.0% | — | 111 | +412 | New | Q1 2026 | Apr 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 354 | 3 | 0.0% | — | 110 | +354 | New | Q1 2026 | May 13, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 423 | 3 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 261 | 2 | 0.0% | — | 112 | +261 | New | Q1 2026 | May 11, 2026 |
| Essential Partners LLC | History | New | 164 | 1 | 0.0% | — | 117 | +164 | New | Q1 2026 | May 21, 2026 |
| Ascentis Independent Advisors | History | New | 150 | 1 | 0.0% | — | 116 | +150 | New | Q1 2026 | Apr 28, 2026 |
| Allworth Financial LP | History | Added to | 151 | 1 | 0.0% | — | 114 | +135 | 843.75% | Q1 2026 | May 14, 2026 |
| Sterling Capital Management LLC | History | No change | 194 | 1 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Accent Capital Management, LLC | History | No change | 205 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| APIS CAPITAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -136,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -103,826 | -100.0% | Q1 2026 | May 15, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -75,143 | -100.0% | Q1 2026 | May 15, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,335 | -100.0% | Q1 2026 | May 08, 2026 |
| AWM Investment Company, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -60,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -45,953 | -100.0% | Q1 2026 | May 14, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,600 | -100.0% | Q1 2026 | May 15, 2026 |
| CORSAIR CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -20,000 | -100.0% | Q1 2026 | May 15, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,595 | -100.0% | Q1 2026 | May 08, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,581 | -100.0% | Q1 2026 | May 14, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -11,888 | -100.0% | Q1 2026 | May 15, 2026 |
| Brooklyn Investment Group | History | Closed out | 0 | 0 | — | 0.01% | — | -11,887 | -100.0% | Q1 2026 | Apr 29, 2026 |
| PharVision Advisers, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -11,220 | -100.0% | Q1 2026 | May 11, 2026 |
| Soleus Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 14, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -935 | -100.0% | Q1 2026 | May 08, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -829 | -100.0% | Q1 2026 | May 15, 2026 |
| Navalign, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -337 | -100.0% | Q1 2026 | Apr 29, 2026 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Vermillion & White Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -154 | -100.0% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -92 | -100.0% | Q1 2026 | May 11, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 70 | 0 | — | — | — | +70 | New | Q1 2026 | May 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 51 | 0 | — | — | — | +51 | New | Q1 2026 | May 07, 2026 |
| SBI Securities Co., Ltd. | History | New | 50 | 0 | — | — | — | +50 | New | Q1 2026 | Apr 27, 2026 |
| MAI Capital Management | History | New | 13 | 0 | — | — | — | +13 | New | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 24 | 0 | — | — | — | +8 | 50.0% | Q1 2026 | Apr 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 34 | 0 | — | — | — | +5 | 17.24% | Q1 2026 | May 08, 2026 |
| SJS Investment Consulting Inc. | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | Apr 23, 2026 |
| Parallel Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |