Global X Funds - DIV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FUKOKU MUTUAL LIFE INSURANCE CO | History | No change | 1,873,000 | 35,680 | 2.08% | 2.08% | 1 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| LPL Financial LLC | History | No change | 1,363,653 | 25,977 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Global X Japan Co., Ltd. | History | Added to | 786,795 | 14,807 | 0.6% | 0.55% | 3 | +955 | 0.12% | Q3 2026 | Oct 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 733,732 | 13,977 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 728,727 | 13,882 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Keeler Thomas Management LLC | History | Reduced | 613,552 | 11,547 | 4.51% | 4.24% | 6 | -14,313 | -2.28% | Q3 2026 | Oct 29, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 410,199 | 7,814 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wealthfront Advisers LLC | History | No change | 343,937 | 6,552 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 301,693 | 5,747 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 281,800 | 5,368 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 213,689 | 4,071 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Proficio Capital Partners LLC | History | No change | 211,100 | 4,021 | 0.14% | 0.14% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 174,624 | 3,286 | 0.0% | 0.0% | 13 | +124 | 0.07% | Q3 2026 | Nov 02, 2026 |
| IHT Wealth Management, LLC | History | No change | 162,964 | 3,104 | 0.07% | 0.07% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 164,134 | 3,089 | 0.01% | 0.01% | 15 | +3,279 | 2.04% | Q3 2026 | Nov 02, 2026 |
| SMART Wealth LLC | History | Reduced | 152,974 | 2,878 | 0.58% | 0.66% | 16 | -8,304 | -5.15% | Q3 2026 | Nov 04, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 137,411 | 2,654 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AE Wealth Management LLC | History | No change | 134,790 | 2,567 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Cetera Investment Advisers | History | No change | 127,747 | 2,433 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | No change | 116,206 | 2,213 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Sherry Group, Inc. | History | Reduced | 94,306 | 1,774 | 1.67% | 2.24% | 21 | -24,600 | -20.69% | Q3 2026 | Oct 09, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 83,194 | 1,584 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Eagle Strategies LLC | History | Added to | 75,098 | 1,413 | 0.14% | 0.09% | 23 | +28,210 | 60.16% | Q3 2026 | Oct 16, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 67,883 | 1,293 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SEI INVESTMENTS CO | History | No change | 64,083 | 1,220 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 57,454 | 1,094 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 57,761 | 1,087 | 0.0% | 0.0% | 27 | +3,496 | 6.44% | Q3 2026 | Nov 02, 2026 |
| JPMORGAN CHASE & CO | History | No change | 56,000 | 1,079 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 50,971 | 970 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 50,659 | 965 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 44,000 | 828 | 0.0% | 0.0% | 31 | -25,000 | -36.23% | Q3 2026 | Oct 28, 2026 |
| UBS Group AG | History | No change | 40,866 | 778 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wealth Advisory Solutions, LLC | History | Reduced | 38,380 | 722 | 0.15% | 0.15% | 33 | -500 | -1.29% | Q3 2026 | Oct 20, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 37,144 | 699 | 0.04% | 0.03% | 34 | +13,162 | 54.88% | Q3 2026 | Oct 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 35,176 | 670 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CreativeOne Wealth, LLC | History | No change | 34,955 | 665 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | Added to | 31,048 | 584 | 0.41% | 0.4% | 37 | +2,149 | 7.44% | Q3 2026 | Oct 07, 2026 |
| Triumph Capital Management | History | No change | 30,478 | 573 | 0.1% | 0.11% | 38 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 29,865 | 568 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Advyzon Investment Management, LLC | History | No change | 29,429 | 560 | 0.04% | 0.04% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 27,837 | 530 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 27,034 | 508 | 0.0% | 0.0% | 43 | +3,995 | 17.34% | Q3 2026 | Oct 16, 2026 |
| Janney Montgomery Scott LLC | History | No change | 26,645 | 508 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 26,436 | 498 | 0.01% | 0.01% | 44 | -1,150 | -4.17% | Q3 2026 | Oct 22, 2026 |
| Cypress Capital Group | History | No change | 25,319 | 476 | 0.04% | 0.05% | 45 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 20,260 | 385 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| RFG Advisory, LLC | History | Reduced | 20,357 | 383 | 0.01% | 0.01% | 47 | -2,145 | -9.53% | Q3 2026 | Nov 03, 2026 |
| Squire Investment Management Company, LLC | History | No change | 20,200 | 380 | 0.09% | 0.09% | 48 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| CITADEL ADVISORS LLC | History | No change | 19,700 | 375 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Creative Planning | History | Added to | 19,599 | 368 | 0.0% | 0.0% | 50 | +4,067 | 26.18% | Q3 2026 | Nov 02, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 19,198 | 365 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| C2C Wealth Management, LLC | History | New | 19,000 | 357 | 0.28% | — | 53 | +19,000 | New | Q3 2026 | Oct 20, 2026 |
| RETIREMENT PLANNING GROUP, LLC / NY | History | No change | 18,761 | 357 | 0.19% | 0.19% | 52 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 18,400 | 346 | 0.04% | 0.04% | 54 | -2,000 | -9.8% | Q3 2026 | Oct 21, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 18,085 | 343 | 0.0% | — | 55 | +18,085 | New | Q3 2026 | Oct 13, 2026 |
| BFC Planning, Inc. | History | No change | 17,944 | 341 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 17,117 | 326 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Synergy Financial Group, LTD | History | No change | 17,163 | 326 | 0.23% | 0.23% | 58 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Indivisible Partners | History | Added to | 17,030 | 320 | 0.01% | 0.02% | 59 | +3,005 | 21.43% | Q3 2026 | Oct 26, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 15,748 | 300 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Carroll Advisory Group, LLC | History | Added to | 15,480 | 291 | 0.09% | 0.09% | 61 | +261 | 1.71% | Q3 2026 | Oct 16, 2026 |
| NTV ASSET MANAGEMENT LLC | History | No change | 15,200 | 286 | 0.03% | 0.03% | 62 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Founders Financial Alliance, LLC | History | No change | 14,386 | 274 | 0.04% | 0.04% | 63 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Caitlin John, LLC | History | No change | 13,859 | 264 | 0.14% | 0.14% | 64 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Mattern Wealth Management LLC | History | Added to | 13,645 | 256 | 0.04% | 0.03% | 65 | +3,595 | 35.77% | Q3 2026 | Nov 04, 2026 |
| Western Wealth Management, LLC | History | No change | 13,209 | 251 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sequent Planning LLC | History | No change | 13,118 | 249 | 0.05% | 0.05% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 12,991 | 247 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | New | 12,700 | 239 | 0.01% | — | 69 | +12,700 | New | Q3 2026 | Oct 28, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 11,750 | 223 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cornerstone Management, Inc. | History | Added to | 11,735 | 220 | 0.03% | 0.03% | 71 | +25 | 0.21% | Q3 2026 | Oct 16, 2026 |
| Redhawk Wealth Advisors, Inc. | History | New | 11,354 | 213 | 0.02% | — | 72 | +11,354 | New | Q3 2026 | Oct 14, 2026 |
| SCOTIA CAPITAL INC. | History | No change | 10,888 | 207 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Focus Financial Network, Inc. | History | Added to | 10,649 | 200 | 0.01% | 0.01% | 74 | +144 | 1.37% | Q3 2026 | Oct 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 10,556 | 198 | 0.0% | 0.0% | 75 | -916 | -7.98% | Q3 2026 | Oct 30, 2026 |
| Savvy Advisors, Inc. | History | No change | 10,440 | 198 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Mariner, LLC | History | No change | 10,200 | 194 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | No change | 10,060 | 189 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 7,313 | 139 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Crews Bank & Trust | History | No change | 7,305 | 139 | 0.02% | 0.02% | 80 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 6,370 | 119 | 0.0% | 0.0% | 81 | -1,176 | -15.58% | Q3 2026 | Oct 21, 2026 |
| US BANCORP \DE\ | History | No change | 5,320 | 100 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| NewEdge Advisors, LLC | History | No change | 5,106 | 97 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SouthState Bank Corp | History | No change | 5,000 | 95 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FMR LLC | History | No change | 4,797 | 91 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 4,828 | 91 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 4,500 | 85 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 4,445 | 83 | 0.0% | 0.0% | 88 | -291 | -6.14% | Q3 2026 | Oct 16, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 4,312 | 81 | 0.06% | 0.06% | 89 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Physician Wealth Advisors, Inc. | History | New | 4,213 | 79 | 0.01% | — | 90 | +4,213 | New | Q3 2026 | Oct 20, 2026 |
| Latitude Advisors, LLC | History | New | 3,895 | 73 | 0.02% | — | 91 | +3,895 | New | Q3 2026 | Oct 27, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 3,651 | 68 | 0.0% | 0.0% | 92 | -6,249 | -63.12% | Q3 2026 | Oct 08, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 3,550 | 67 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Clayton Financial Group LLC | History | New | 3,036 | 57 | 0.03% | — | 94 | +3,036 | New | Q3 2026 | Oct 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Reduced | 2,404 | 45 | 0.0% | 0.01% | 95 | -819 | -25.41% | Q3 2026 | Oct 30, 2026 |
| Burnham & Co LLC | History | No change | 2,275 | 43 | 0.03% | 0.03% | 96 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CITIGROUP INC | History | No change | 2,145 | 40 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,000 | 37 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Regatta Research & Money Management | History | No change | 1,932 | 36 | 0.03% | 0.03% | 99 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NFSG Corp | History | Reduced | 1,800 | 33 | 0.0% | 0.0% | 100 | -300 | -14.29% | Q3 2026 | Oct 15, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,544 | 29 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 1,544 | 29 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,500 | 28 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Cherry Tree Wealth Management, LLC | History | No change | 1,064 | 20 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | History | New | 989 | 18 | 0.01% | — | 105 | +989 | New | Q3 2026 | Oct 26, 2026 |
| MATHER GROUP, LLC. | History | Added to | 908 | 17 | 0.0% | 0.0% | 106 | +15 | 1.68% | Q3 2026 | Oct 14, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 801 | 15 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 750 | 14 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Lodestone Wealth Management LLC | History | Added to | 600 | 11 | 0.0% | 0.0% | 109 | +9 | 1.52% | Q3 2026 | Oct 14, 2026 |
| Colonial Trust Advisors | History | No change | 500 | 9 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 372 | 7 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 367 | 6 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Lloyd Advisory Services, LLC. | History | No change | 278 | 5 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Fortis Group Advisors, LLC | History | No change | 300 | 5 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 261 | 4 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Measured Wealth Private Client Group, LLC | History | No change | 237 | 4 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Blue Trust, Inc. | History | No change | 250 | 4 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Golden State Wealth Management, LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Key Capital Management, INC | History | No change | 186 | 3 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Buck Wealth Strategies, LLC | History | Added to | 145 | 2 | 0.0% | 0.0% | 120 | +3 | 2.11% | Q3 2026 | Oct 28, 2026 |
| Networth Advisors, LLC | History | Added to | 120 | 2 | 0.0% | 0.0% | 121 | +2 | 1.69% | Q3 2026 | Nov 03, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 100 | 1 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Arax Advisory Partners | History | No change | 64 | 1 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BlackRock, Inc. | History | No change | 102 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Point Nemo Capital, LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -47,968 | -100.0% | Q3 2026 | Nov 03, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -16,108 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -10,920 | -100.0% | Q3 2026 | Oct 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -582 | -100.0% | Q3 2026 | Nov 02, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -442 | -100.0% | Q3 2026 | Oct 15, 2026 |
| LifeSteps Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Cassaday & Co Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2026 | Oct 27, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Breakwater Investment Management | History | Closed out | 0 | 0 | — | — | — | -33 | -100.0% | Q3 2026 | Oct 20, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Added to | 6 | 0 | — | — | — | +5 | 500.0% | Q3 2026 | Nov 04, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q3 2026 | Oct 16, 2026 |
| WHITTIER TRUST CO | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Darwin Wealth Management, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| CoreCap Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Kingdom Financial Group LLC. | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |