NORTHERN LIGHTS FD TR - DUKH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VestGen Advisors, LLC | History | Added to | 370,984 | 8,603 | 0.26% | 0.25% | 1 | +18,627 | 5.29% | Q3 2026 | Oct 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 131,328 | 3,046 | 0.01% | — | 2 | +131,328 | New | Q3 2026 | Nov 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 118,302 | 2,833 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 94,769 | 2,197 | 0.55% | 0.59% | 4 | -2,346 | -2.42% | Q3 2026 | Oct 19, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 5,150 | 123 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,000 | 23 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | New | 325 | 7 | 0.0% | — | 7 | +325 | New | Q3 2026 | Nov 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,880 | -100.0% | Q3 2026 | Oct 13, 2026 |