NORTHERN LIGHTS FD TR - DUKH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VestGen Advisors, LLC | History | New | 337,417 | 8,112 | 0.22% | — | 1 | +337,417 | New | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 108,725 | 2,601 | 0.0% | 0.0% | 2 | +10,042 | 10.18% | Q1 2026 | May 04, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 13,610 | 326 | 0.0% | 0.0% | 3 | -13,045 | -48.94% | Q1 2026 | Apr 08, 2026 |
| Farther Finance Advisors, LLC | History | New | 1,812 | 43 | 0.0% | — | 4 | +1,812 | New | Q1 2026 | Apr 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 1,000 | 23 | 0.0% | — | 5 | +1,000 | New | Q1 2026 | May 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 150 | 3 | 0.0% | 0.0% | 6 | -5,000 | -97.09% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,977 | -100.0% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2026 | May 05, 2026 |