ENERGY CO OF PARANA - ELPC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LETKO, BROSSEAU & ASSOCIATES INC | History | Added to | 7,811,697 | 97,021 | 1.41% | 1.26% | 1 | +477,725 | 6.51% | Q3 2026 | Nov 06, 2026 |
| BlackRock, Inc. | History | No change | 3,051,924 | 35,554 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 2,027,683 | 23,622 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 1,012,290 | 11,793 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Robeco Institutional Asset Management B.V. | History | Reduced | 594,215 | 7,380 | 0.01% | 0.01% | 5 | -305,687 | -33.97% | Q3 2026 | Oct 20, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 624,555 | 7,276 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantinno Capital Management LP | History | No change | 504,295 | 5,875 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SPX Gestao de Recursos Ltda | History | No change | 466,331 | 5,432 | 0.6% | 0.6% | 8 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| STATE STREET CORP | History | No change | 426,238 | 5,036 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| HSBC HOLDINGS PLC | History | No change | 285,180 | 3,322 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 240,815 | 2,984 | 0.0% | 0.0% | 11 | +22,801 | 10.46% | Q3 2026 | Nov 04, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 249,917 | 2,911 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 242,572 | 2,825 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 215,835 | 2,680 | 0.0% | 0.0% | 14 | +20,694 | 10.6% | Q3 2026 | Nov 02, 2026 |
| Ethic Inc. | History | Added to | 198,184 | 2,461 | 0.03% | 0.02% | 15 | +43,903 | 28.46% | Q3 2026 | Nov 03, 2026 |
| Vident Advisory, LLC | History | No change | 163,642 | 1,906 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 130,762 | 1,523 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Optiver Holding B.V. | History | No change | 118,479 | 1,380 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| VAN ECK ASSOCIATES CORP | History | No change | 117,921 | 1,373 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 107,842 | 1,339 | 0.04% | 0.04% | 20 | +221 | 0.21% | Q3 2026 | Oct 13, 2026 |
| Neuberger Berman Group LLC | History | No change | 111,889 | 1,310 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 107,149 | 1,248 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 105,747 | 1,231 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 92,993 | 1,083 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 80,731 | 1,002 | 0.0% | 0.0% | 25 | -27,656 | -25.52% | Q3 2026 | Oct 28, 2026 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | No change | 83,173 | 968 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 75,337 | 905 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 76,148 | 887 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SEI INVESTMENTS CO | History | No change | 74,352 | 866 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 67,570 | 787 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | Added to | 62,840 | 765 | 0.0% | 0.0% | 31 | +27,754 | 79.1% | Q3 2026 | Nov 10, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 59,820 | 696 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Laird Norton Wetherby Trust Company, LLC | History | No change | 54,631 | 660 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 55,058 | 641 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IEQ CAPITAL, LLC | History | No change | 54,442 | 634 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Banque Cantonale Vaudoise | History | No change | 45,584 | 531 | 0.07% | 0.07% | 36 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Blue Trust, Inc. | History | Reduced | 42,228 | 524 | 0.01% | 0.01% | 37 | -2,562 | -5.72% | Q3 2026 | Oct 15, 2026 |
| HighTower Advisors, LLC | History | New | 41,352 | 513 | 0.0% | — | 38 | +41,352 | New | Q3 2026 | Nov 09, 2026 |
| NewEdge Advisors, LLC | History | No change | 40,323 | 469 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | No change | 38,746 | 451 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Metis Global Partners, LLC | History | No change | 38,631 | 450 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 37,870 | 441 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Reduced | 30,801 | 431 | 0.01% | 0.01% | 43 | -194 | -0.63% | Q3 2026 | Oct 20, 2026 |
| XTX Topco Ltd | History | No change | 35,520 | 413 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 35,409 | 412 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 33,086 | 410 | 0.0% | 0.0% | 46 | -19,543 | -37.13% | Q3 2026 | Nov 06, 2026 |
| Russell Investments Group, Ltd. | History | No change | 31,980 | 397 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Abacus Wealth Partners, LLC | History | Reduced | 31,808 | 395 | 0.04% | 0.04% | 48 | -1,060 | -3.23% | Q3 2026 | Nov 03, 2026 |
| PCM Encore, LLC | History | No change | 33,138 | 386 | 0.07% | 0.07% | 49 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 32,607 | 379 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Eurizon Capital SGR S.p.A. | History | Added to | 30,259 | 369 | 0.0% | 0.0% | 51 | +17,887 | 144.58% | Q3 2026 | Nov 06, 2026 |
| Ballentine Partners, LLC | History | No change | 29,654 | 345 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| UBS Group AG | History | No change | 26,640 | 310 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Added to | 24,261 | 301 | 0.0% | 0.0% | 54 | +6,313 | 35.17% | Q3 2026 | Nov 09, 2026 |
| Ascent Group, LLC | History | New | 23,760 | 295 | 0.01% | — | 55 | +23,760 | New | Q3 2026 | Oct 30, 2026 |
| NORTHERN TRUST CORP | History | No change | 25,146 | 292 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BlueCrest Capital Management Ltd | History | No change | 24,981 | 291 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Savant Capital, LLC | History | Added to | 23,227 | 288 | 0.0% | 0.0% | 58 | +7,254 | 45.41% | Q3 2026 | Nov 05, 2026 |
| First Affirmative Financial Network | History | New | 23,089 | 286 | 0.06% | — | 59 | +23,089 | New | Q3 2026 | Oct 21, 2026 |
| CITIGROUP INC | History | Added to | 20,751 | 257 | 0.0% | 0.0% | 60 | +2,035 | 10.87% | Q3 2026 | Nov 04, 2026 |
| PDS Planning, Inc | History | Reduced | 20,578 | 255 | 0.01% | 0.01% | 61 | -473 | -2.25% | Q3 2026 | Nov 03, 2026 |
| Wealth Architects, LLC | History | Reduced | 20,346 | 252 | 0.02% | 0.02% | 63 | -855 | -4.03% | Q3 2026 | Nov 03, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 21,660 | 252 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| SYON CAPITAL LLC | History | No change | 21,549 | 251 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 19,927 | 247 | 0.0% | 0.0% | 65 | -259 | -1.28% | Q3 2026 | Oct 23, 2026 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 20,037 | 236 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 19,737 | 229 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | New | 17,474 | 217 | 0.0% | — | 68 | +17,474 | New | Q3 2026 | Nov 06, 2026 |
| GAMMA Investing LLC | History | Added to | 17,265 | 214 | 0.01% | 0.01% | 69 | +3,079 | 21.7% | Q3 2026 | Oct 08, 2026 |
| Point72 Asset Management, L.P. | History | No change | 18,324 | 213 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 18,120 | 211 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 16,844 | 209 | 0.0% | 0.0% | 72 | -23,221 | -57.96% | Q3 2026 | Nov 02, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 16,284 | 202 | 0.0% | 0.0% | 73 | +786 | 5.07% | Q3 2026 | Nov 06, 2026 |
| Clearbridge Investments, LLC | History | No change | 17,389 | 202 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | Added to | 17,080 | 198 | 0.0% | 0.0% | 75 | +62 | 0.36% | Q3 2026 | Nov 06, 2026 |
| Caprock Group, LLC | History | No change | 16,631 | 196 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| BSW Wealth Partners | History | No change | 16,671 | 194 | 0.02% | 0.02% | 77 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| PROFUND ADVISORS LLC | History | Reduced | 14,872 | 184 | 0.01% | 0.0% | 78 | -309 | -2.04% | Q3 2026 | Oct 28, 2026 |
| QRG CAPITAL MANAGEMENT, INC. | History | No change | 14,961 | 174 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Engineers Gate Manager LP | History | No change | 14,807 | 172 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 14,492 | 168 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Greenspring Advisors, LLC | History | Added to | 13,351 | 165 | 0.01% | 0.01% | 82 | +203 | 1.54% | Q3 2026 | Nov 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 13,998 | 163 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cerity Partners LLC | History | No change | 13,938 | 162 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SageGuard Financial Group, LLC | History | No change | 13,392 | 156 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| EP Wealth Advisors, LLC | History | No change | 13,328 | 155 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 12,947 | 150 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PFG Investments, LLC | History | No change | 12,948 | 150 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| US BANCORP \DE\ | History | Reduced | 11,958 | 148 | 0.0% | 0.0% | 89 | -3,111 | -20.65% | Q3 2026 | Nov 05, 2026 |
| Venturi Wealth Management, LLC | History | No change | 12,636 | 147 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| SmartHarvest Portfolios, LLC | History | Reduced | 11,766 | 146 | 0.06% | 0.05% | 91 | -514 | -4.19% | Q3 2026 | Oct 26, 2026 |
| WEXFORD CAPITAL LP | History | No change | 12,525 | 145 | 0.02% | 0.02% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Compound Planning, Inc. | History | New | 11,448 | 142 | 0.0% | — | 94 | +11,448 | New | Q3 2026 | Nov 09, 2026 |
| Focus Partners Wealth | History | No change | 12,184 | 142 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 11,542 | 136 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Triad Wealth Partners, LLC | History | New | 10,844 | 134 | 0.01% | — | 96 | +10,844 | New | Q3 2026 | Oct 26, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 10,673 | 124 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | No change | 10,286 | 119 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Global Retirement Partners, LLC | History | No change | 8,907 | 103 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Parallel Advisors, LLC | History | Reduced | 7,214 | 89 | 0.0% | 0.0% | 100 | -366 | -4.83% | Q3 2026 | Nov 03, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 6,964 | 86 | 0.0% | 0.0% | 101 | +111 | 1.62% | Q3 2026 | Oct 08, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 4,886 | 60 | 0.0% | 0.0% | 102 | +1,413 | 40.69% | Q3 2026 | Nov 04, 2026 |
| ATLAS CAPITAL ADVISORS INC. | History | No change | 5,177 | 59 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Arax Advisory Partners | History | No change | 5,083 | 59 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,708 | 54 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FNY Investment Advisers, LLC | History | New | 4,000 | 49 | 0.01% | — | 106 | +4,000 | New | Q3 2026 | Oct 16, 2026 |
| Larson Financial Group LLC | History | Added to | 3,587 | 44 | 0.0% | 0.0% | 107 | +1,913 | 114.28% | Q3 2026 | Nov 05, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 2,800 | 32 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 2,712 | 31 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Smartleaf Asset Management LLC | History | No change | 2,653 | 31 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 2,278 | 26 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | No change | 2,000 | 24 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 1,915 | 23 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Aquatic Capital Management LLC | History | No change | 1,725 | 20 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,695 | 19 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Elequin Capital, LP | History | No change | 1,612 | 18 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Asset Dedication, LLC | History | No change | 1,152 | 14 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 1,077 | 13 | 0.0% | 0.0% | 118 | -310 | -22.35% | Q3 2026 | Oct 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,049 | 12 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | Added to | 540 | 6 | 0.0% | 0.0% | 121 | +147 | 37.4% | Q3 2026 | Oct 21, 2026 |
| FINANCIAL CONSULATE, INC | History | Reduced | 522 | 6 | 0.0% | 0.0% | 122 | -40 | -7.12% | Q3 2026 | Oct 23, 2026 |
| ROYAL BANK OF CANADA | History | No change | 509 | 6 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 419 | 5 | 0.0% | 0.0% | 124 | +153 | 57.52% | Q3 2026 | Nov 05, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 450 | 5 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Bare Financial Services, Inc | History | New | 382 | 4 | 0.0% | — | 129 | +382 | New | Q3 2026 | Nov 04, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 337 | 4 | 0.0% | 0.0% | 126 | +42 | 14.24% | Q3 2026 | Oct 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 413 | 4 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bell Investment Advisors, Inc | History | No change | 380 | 4 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Cornerstone Financial Management LLC | History | No change | 364 | 4 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 28, 2026 |
| Ascentis Wealth Management, LLC | History | New | 255 | 3 | 0.0% | — | 132 | +255 | New | Q3 2026 | Nov 03, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 292 | 3 | 0.0% | 0.0% | 131 | +90 | 44.55% | Q3 2026 | Oct 21, 2026 |
| Parkside Financial Bank & Trust | History | Added to | 250 | 3 | 0.0% | 0.0% | 130 | +70 | 38.89% | Q3 2026 | Oct 27, 2026 |
| BESSEMER GROUP INC | History | Added to | 135 | 2 | 0.0% | 0.0% | 133 | +83 | 159.62% | Q3 2026 | Nov 09, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 228 | 2 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Geneos Wealth Management Inc. | History | New | 105 | 1 | 0.0% | — | 141 | +105 | New | Q3 2026 | Nov 09, 2026 |
| True Wealth Design, LLC | History | Reduced | 105 | 1 | 0.0% | 0.0% | 140 | -83 | -44.15% | Q3 2026 | Oct 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 120 | 1 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 166 | 1 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Westside Investment Management, Inc. | History | No change | 114 | 1 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 91 | 1 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Versant Capital Management, Inc | History | No change | 132 | 1 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| R Squared Ltd | History | Closed out | 0 | 0 | — | 0.12% | — | -19,167 | -100.0% | Q3 2026 | Nov 05, 2026 |
| West Family Investments, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -12,363 | -100.0% | Q3 2026 | Nov 09, 2026 |
| Altar Rock LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -10,263 | -100.0% | Q3 2026 | Nov 06, 2026 |
| NFJ INVESTMENT GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -246 | -100.0% | Q3 2026 | Nov 09, 2026 |
| Stone House Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -176 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Physician Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | — | — | -45 | -100.0% | Q3 2026 | Oct 20, 2026 |
| Root Financial Partners, LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q3 2026 | Oct 21, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 60 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IMA Advisory Services, Inc. | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LRI Investments, LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |