FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - EMDM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NAPLES GLOBAL ADVISORS, LLC | History | Added to | 58,276 | 2,043 | 0.15% | 0.13% | 1 | +1,675 | 2.96% | Q1 2026 | Apr 20, 2026 |
| JANE STREET GROUP, LLC | History | New | 53,710 | 1,883 | 0.0% | — | 2 | +53,710 | New | Q1 2026 | May 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 41,019 | 1,438 | 0.02% | 0.01% | 3 | +32,016 | 355.61% | Q1 2026 | May 15, 2026 |
| GeoWealth Management, LLC | History | Added to | 28,216 | 989 | 0.04% | 0.03% | 4 | +698 | 2.54% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 25,855 | 907 | 0.0% | — | 5 | +25,855 | New | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 21,048 | 737 | 0.0% | 0.0% | 6 | +11,161 | 112.89% | Q1 2026 | May 15, 2026 |
| Treasure Coast Financial Planning | History | New | 21,472 | 727 | 0.37% | — | 7 | +21,472 | New | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 16,199 | 567 | 0.0% | — | 8 | +16,199 | New | Q1 2026 | May 04, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 14,059 | 492 | 0.0% | 0.0% | 9 | -791 | -5.33% | Q1 2026 | May 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 12,675 | 444 | 0.0% | — | 10 | +12,675 | New | Q1 2026 | May 04, 2026 |
| DAVENPORT & Co LLC | History | New | 5,949 | 208 | 0.0% | — | 11 | +5,949 | New | Q1 2026 | Apr 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 384 | 13 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| ASSETMARK, INC | History | No change | 328 | 11 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | New | 122 | 4 | 0.0% | — | 14 | +122 | New | Q1 2026 | May 05, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,831 | -100.0% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -776 | -100.0% | Q1 2026 | May 15, 2026 |