FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - EMDM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 66,413 | 2,853 | 0.34% | — | 1 | +66,413 | New | Q2 2026 | Aug 12, 2026 |
| NAPLES GLOBAL ADVISORS, LLC | History | Added to | 63,011 | 2,722 | 0.17% | 0.15% | 2 | +4,735 | 8.13% | Q2 2026 | Jul 23, 2026 |
| GeoWealth Management, LLC | History | Added to | 45,007 | 1,944 | 0.06% | 0.04% | 3 | +16,791 | 59.51% | Q2 2026 | Jul 30, 2026 |
| NI ACQUISITIONS COMPANY, LLC | History | New | 32,533 | 1,619 | 0.69% | — | 4 | +32,533 | New | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 28,420 | 1,227 | 0.0% | — | 5 | +28,420 | New | Q2 2026 | Jul 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 25,781 | 1,113 | 0.0% | 0.0% | 6 | +4,733 | 22.49% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 22,684 | 980 | 0.0% | 0.0% | 7 | +6,485 | 40.03% | Q2 2026 | Sep 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 20,980 | 906 | 0.0% | 0.0% | 8 | +8,305 | 65.52% | Q2 2026 | Aug 07, 2026 |
| Treasure Coast Financial Planning | History | Reduced | 20,942 | 904 | 0.44% | 0.37% | 9 | -530 | -2.47% | Q2 2026 | Jul 29, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 13,895 | 600 | 0.01% | 0.0% | 10 | -164 | -1.17% | Q2 2026 | Aug 06, 2026 |
| Cetera Investment Advisers | History | New | 10,445 | 451 | 0.0% | — | 11 | +10,445 | New | Q2 2026 | Aug 12, 2026 |
| DAVENPORT & Co LLC | History | Added to | 9,008 | 389 | 0.0% | 0.0% | 12 | +3,059 | 51.42% | Q2 2026 | Jul 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 7,039 | 304 | 0.0% | 0.0% | 13 | -46,671 | -86.89% | Q2 2026 | Aug 14, 2026 |
| Signal Advisors Wealth, LLC | History | New | 6,416 | 277 | 0.01% | — | 14 | +6,416 | New | Q2 2026 | Aug 04, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 5,923 | 255 | 0.0% | 0.02% | 15 | -35,096 | -85.56% | Q2 2026 | Aug 14, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | New | 5,475 | 236 | 0.17% | — | 16 | +5,475 | New | Q2 2026 | Jul 28, 2026 |
| Stonebridge Financial Planning Group, LLC | History | New | 4,652 | 200 | 0.06% | — | 17 | +4,652 | New | Q2 2026 | Jul 31, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 384 | 16 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| ASSETMARK, INC | History | No change | 328 | 14 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Institute for Wealth Management, LLC. | History | New | 26 | 1 | 0.0% | — | 20 | +26 | New | Q2 2026 | Jul 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -25,855 | -100.0% | Q2 2026 | Jul 27, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -122 | -100.0% | Q2 2026 | Aug 13, 2026 |