EQUUS TOTAL RETURN, INC. - EQS
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 35,666 | 50 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SHUFRO ROSE & CO LLC | History | Reduced | 31,287 | 44 | 0.0% | 0.0% | 2 | -28,713 | -47.86% | Q4 2025 | Feb 09, 2026 |
| CITADEL ADVISORS LLC | History | New | 23,884 | 33 | 0.0% | — | 3 | +23,884 | New | Q4 2025 | Feb 17, 2026 |
| MSH Capital Advisors LLC | History | Added to | 21,666 | 30 | 0.01% | 0.01% | 4 | +5,000 | 30.0% | Q4 2025 | Feb 09, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | No change | 20,000 | 28 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 9,102 | 12 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 4,222 | 5 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,800 | 3 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| UBS Group AG | History | New | 739 | 1 | 0.0% | — | 9 | +739 | New | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |