EQUUS TOTAL RETURN, INC. - EQS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 35,666 | 44 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 20,330 | 25 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | No change | 20,000 | 18 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| StoneX Group Inc. | History | New | 14,266 | 14 | 0.0% | — | 4 | +14,266 | New | Q3 2026 | Nov 03, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 8,897 | 8 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 4,072 | 3 | 0.0% | 0.0% | 6 | -2,375 | -36.84% | Q3 2026 | Nov 12, 2026 |
| SHUFRO ROSE & CO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,287 | -100.0% | Q3 2026 | Nov 10, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |