FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FAD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 277,568 | 55,505 | 0.0% | 0.0% | 1 | +35,123 | 14.49% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 276,498 | 55,291 | 0.01% | 0.01% | 2 | +78,565 | 39.69% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 212,489 | 42,491 | 0.01% | 0.01% | 3 | +37,468 | 21.41% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 125,696 | 25,135 | 0.01% | 0.0% | 4 | +32,123 | 34.33% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 68,726 | 13,743 | 0.02% | 0.01% | 5 | +7,889 | 12.97% | Q2 2026 | Jul 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 61,706 | 11,975 | 0.0% | 0.0% | 6 | +32,196 | 109.1% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 50,000 | 9,998 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 49,708 | 9,940 | 0.01% | 0.01% | 8 | +4,181 | 9.18% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 48,475 | 9,693 | 0.01% | 0.01% | 9 | -817 | -1.66% | Q2 2026 | Jul 28, 2026 |
| Virtu Financial LLC | History | New | 42,443 | 8,487 | 0.27% | — | 10 | +42,443 | New | Q2 2026 | Aug 13, 2026 |
| Plotkin Financial Advisors, LLC | History | Reduced | 41,711 | 8,340 | 3.46% | 3.56% | 11 | -2,955 | -6.62% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 41,539 | 8,306 | 0.0% | 0.0% | 12 | +38 | 0.09% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 35,895 | 7,178 | 0.0% | 0.0% | 13 | +14,897 | 70.94% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 31,515 | 6,302 | 0.02% | 0.02% | 14 | +342 | 1.1% | Q2 2026 | Jul 28, 2026 |
| Cornerstone Wealth Management, LLC | History | New | 31,136 | 6,226 | 0.27% | — | 15 | +31,136 | New | Q2 2026 | Jul 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 30,485 | 6,096 | 0.0% | 0.0% | 16 | +5,744 | 23.22% | Q2 2026 | Sep 23, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 30,273 | 6,053 | 1.26% | 1.01% | 17 | -78 | -0.26% | Q2 2026 | Aug 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 29,310 | 5,861 | 0.01% | 0.01% | 18 | +5,759 | 24.45% | Q2 2026 | Jul 27, 2026 |
| Synergy Investment Management, LLC | History | Reduced | 28,487 | 5,696 | 1.38% | 1.48% | 19 | -26 | -0.09% | Q2 2026 | Aug 14, 2026 |
| Wealth Management Partners, LLC | History | Added to | 24,951 | 4,989 | 1.17% | 1.13% | 20 | +44 | 0.18% | Q2 2026 | Jul 22, 2026 |
| Creative Planning | History | Added to | 24,363 | 4,871 | 0.0% | 0.0% | 21 | +12 | 0.05% | Q2 2026 | Aug 13, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 24,070 | 4,813 | 0.12% | 0.12% | 22 | -960 | -3.84% | Q2 2026 | Jul 28, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 23,767 | 4,752 | 0.1% | 0.09% | 23 | +379 | 1.62% | Q2 2026 | Aug 06, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 21,047 | 4,209 | 0.0% | 0.0% | 24 | -13,194 | -38.53% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 18,329 | 3,665 | 0.0% | 0.0% | 25 | +4,269 | 30.36% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Reduced | 17,382 | 3,475 | 0.0% | 0.0% | 26 | -310 | -1.75% | Q2 2026 | Aug 13, 2026 |
| WCG Wealth Advisors LLC | History | Added to | 15,242 | 3,047 | 0.07% | 0.06% | 27 | +1,537 | 11.21% | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 14,021 | 2,803 | 0.05% | 0.04% | 28 | +495 | 3.66% | Q2 2026 | Jul 31, 2026 |
| Private Advisor Group, LLC | History | Reduced | 13,730 | 2,745 | 0.01% | 0.01% | 29 | -454 | -3.2% | Q2 2026 | Jul 27, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Reduced | 13,577 | 2,714 | 0.3% | 0.26% | 30 | -52 | -0.38% | Q2 2026 | Jul 09, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 13,569 | 2,713 | 0.0% | 0.0% | 31 | +494 | 3.78% | Q2 2026 | Aug 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 13,534 | 2,706 | 0.05% | 0.05% | 32 | +4,878 | 56.35% | Q2 2026 | Jul 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 11,048 | 2,209 | 0.0% | 0.0% | 33 | -18,588 | -62.72% | Q2 2026 | Aug 14, 2026 |
| Stonebridge Financial Group, LLC / MO | History | Added to | 10,878 | 2,175 | 1.45% | 1.26% | 34 | +1,476 | 15.7% | Q2 2026 | Jul 24, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 10,678 | 2,135 | 0.34% | 0.32% | 35 | +4 | 0.04% | Q2 2026 | Aug 10, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Reduced | 10,378 | 2,075 | 0.66% | 0.61% | 36 | -150 | -1.42% | Q2 2026 | Jul 31, 2026 |
| Vantus Wealth LLC | History | New | 9,828 | 1,965 | 1.05% | — | 37 | +9,828 | New | Q2 2026 | Aug 07, 2026 |
| Advyzon Investment Management, LLC | History | Added to | 9,640 | 1,927 | 0.14% | 0.12% | 38 | +1,045 | 12.16% | Q2 2026 | Aug 14, 2026 |
| 626 Financial, LLC | History | No change | 9,464 | 1,892 | 0.74% | 0.67% | 39 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Reduced | 9,273 | 1,854 | 0.11% | 0.11% | 40 | -989 | -9.64% | Q2 2026 | Jul 15, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 8,524 | 1,704 | 0.0% | 0.0% | 41 | -5,386 | -38.72% | Q2 2026 | Aug 12, 2026 |
| Certified Advisory Corp | History | Added to | 6,704 | 1,340 | 0.11% | 0.09% | 42 | +223 | 3.44% | Q2 2026 | Jul 16, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 6,503 | 1,300 | 0.72% | 0.68% | 44 | -38 | -0.58% | Q2 2026 | Jul 13, 2026 |
| WILLNER & HELLER, LLC | History | Reduced | 6,502 | 1,300 | 0.81% | 0.77% | 43 | -21 | -0.32% | Q2 2026 | Jul 07, 2026 |
| TrueWealth Advisors, LLC | History | Added to | 5,805 | 1,160 | 0.26% | 0.19% | 45 | +1,080 | 22.86% | Q2 2026 | Jul 08, 2026 |
| Merit Financial Group, LLC | History | Added to | 5,789 | 1,157 | 0.01% | 0.0% | 46 | +2,436 | 72.65% | Q2 2026 | Jul 20, 2026 |
| IFP Advisors, Inc | History | Reduced | 5,302 | 1,060 | 0.02% | 0.02% | 47 | -1,095 | -17.12% | Q2 2026 | Jul 20, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 4,910 | 981 | 0.02% | 0.02% | 48 | -61 | -1.23% | Q2 2026 | Jul 15, 2026 |
| Apeiron RIA LLC | History | Reduced | 4,788 | 957 | 0.25% | 0.18% | 49 | -63 | -1.3% | Q2 2026 | Jul 16, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 4,753 | 950 | 0.09% | 0.09% | 50 | -300 | -5.94% | Q2 2026 | Jul 22, 2026 |
| MONECO ADVISORS, LLC | History | New | 6,139 | 893 | 0.05% | — | 51 | +6,139 | New | Q2 2026 | Aug 11, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 4,347 | 869 | 0.0% | 0.0% | 52 | +188 | 4.52% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 3,854 | 770 | 0.0% | 0.0% | 53 | +1,146 | 42.32% | Q2 2026 | Aug 07, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | New | 3,630 | 725 | 0.0% | — | 54 | +3,630 | New | Q2 2026 | Aug 13, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | Added to | 3,543 | 708 | 0.03% | 0.01% | 55 | +2,194 | 162.64% | Q2 2026 | Aug 11, 2026 |
| NWAM LLC | History | Added to | 3,074 | 614 | 0.03% | 0.03% | 56 | +273 | 9.75% | Q2 2026 | Jul 23, 2026 |
| Aviance Capital Partners, LLC | History | No change | 2,975 | 594 | 0.06% | 0.06% | 57 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 2,849 | 569 | 0.01% | 0.01% | 58 | -13 | -0.45% | Q2 2026 | Aug 03, 2026 |
| L. Roy Papp & Associates, LLP | History | No change | 2,596 | 519 | 0.05% | 0.05% | 59 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Belpointe Asset Management LLC | History | Added to | 2,450 | 489 | 0.02% | 0.01% | 60 | +20 | 0.82% | Q2 2026 | Jul 31, 2026 |
| Fortis Capital Advisors, LLC | History | Added to | 2,450 | 489 | 0.05% | 0.05% | 61 | +20 | 0.82% | Q2 2026 | Jul 31, 2026 |
| QTR Family Wealth, LLC | History | Added to | 2,208 | 441 | 0.15% | 0.16% | 62 | +9 | 0.41% | Q2 2026 | Jul 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 2,040 | 407 | 0.01% | 0.0% | 63 | +167 | 8.92% | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | New | 1,986 | 397 | 0.01% | — | 64 | +1,986 | New | Q2 2026 | Aug 06, 2026 |
| PFG Advisors | History | Added to | 1,948 | 389 | 0.02% | 0.01% | 65 | +63 | 3.34% | Q2 2026 | Jul 16, 2026 |
| Parkway Wealth Management Group, LLC | History | No change | 1,924 | 384 | 0.04% | 0.04% | 66 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 1,726 | 345 | 0.0% | 0.0% | 67 | -208 | -10.75% | Q2 2026 | Aug 05, 2026 |
| Equitable Holdings, Inc. | History | Added to | 1,712 | 342 | 0.0% | 0.0% | 68 | +276 | 19.22% | Q2 2026 | Aug 17, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 1,672 | 334 | 0.02% | 0.02% | 69 | -1,764 | -51.34% | Q2 2026 | Aug 04, 2026 |
| Clearstead Advisors, LLC | History | No change | 1,633 | 326 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| 1ST SOURCE BANK | History | No change | 1,606 | 321 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Ameritas Advisory Services, LLC | History | New | 1,600 | 319 | 0.01% | — | 72 | +1,600 | New | Q2 2026 | Aug 14, 2026 |
| IFG Advisory, LLC | History | New | 1,525 | 305 | 0.01% | — | 73 | +1,525 | New | Q2 2026 | Aug 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 1,585 | 301 | 0.0% | 0.0% | 74 | -28 | -1.74% | Q2 2026 | Jul 15, 2026 |
| TCFG Investment Advisors, LLC | History | No change | 1,510 | 301 | 0.1% | 0.09% | 75 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| TRUEFG, LLC | History | No change | 1,474 | 294 | 0.07% | 0.06% | 76 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Stratos Wealth Partners, LTD. | History | New | 1,393 | 278 | 0.0% | — | 77 | +1,393 | New | Q2 2026 | Aug 11, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 1,357 | 271 | 0.0% | 0.0% | 78 | -2 | -0.15% | Q2 2026 | Aug 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,302 | 260 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Integrated Wealth Concepts LLC | History | New | 1,221 | 244 | 0.0% | — | 80 | +1,221 | New | Q2 2026 | Sep 08, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 1,510 | 239 | 0.09% | 0.09% | 81 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | New | 1,133 | 226 | 0.0% | — | 82 | +1,133 | New | Q2 2026 | Aug 13, 2026 |
| Western Wealth Management, LLC | History | New | 1,132 | 226 | 0.01% | — | 83 | +1,132 | New | Q2 2026 | Aug 14, 2026 |
| Serenity Investment Advisors | History | Added to | 1,110 | 207 | 0.09% | 0.09% | 84 | +20 | 1.83% | Q2 2026 | Aug 24, 2026 |
| Betterment LLC | History | New | 1,028 | 206 | 0.0% | — | 85 | +1,028 | New | Q2 2026 | Aug 14, 2026 |
| Modern Wealth Management, LLC | History | New | 1,007 | 201 | 0.0% | — | 86 | +1,007 | New | Q2 2026 | Aug 13, 2026 |
| Institute for Wealth Management, LLC. | History | New | 970 | 193 | 0.02% | — | 87 | +970 | New | Q2 2026 | Jul 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 884 | 172 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 829 | 165 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Smartleaf Asset Management LLC | History | No change | 750 | 147 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CWM, LLC | History | No change | 897 | 142 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 484 | 96 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advocate Investing Services LLC | History | No change | 434 | 86 | 0.07% | 0.06% | 93 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Private Wealth Asset Management, LLC | History | New | 410 | 81 | 0.01% | — | 94 | +410 | New | Q2 2026 | Aug 11, 2026 |
| US BANCORP \DE\ | History | No change | 389 | 77 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FMR LLC | History | No change | 370 | 73 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 317 | 63 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 304 | 60 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 243 | 48 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 231 | 46 | 0.02% | 0.01% | 100 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Ameritas Investment Partners, Inc. | History | New | 204 | 40 | 0.0% | — | 101 | +204 | New | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | New | 200 | 39 | 0.0% | — | 103 | +200 | New | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 200 | 39 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 170 | 33 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 147 | 29 | 0.02% | 0.02% | 105 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 138 | 27 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Arax Advisory Partners | History | Added to | 118 | 23 | 0.0% | 0.0% | 107 | +60 | 103.45% | Q2 2026 | Aug 10, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 115 | 22 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BlackRock, Inc. | History | No change | 103 | 20 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Blue Trust, Inc. | History | No change | 84 | 16 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Cape Investment Advisory, Inc. | History | New | 72 | 14 | 0.0% | — | 111 | +72 | New | Q2 2026 | Jul 23, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 68 | 13 | 0.0% | 0.0% | 112 | -20 | -22.73% | Q2 2026 | Aug 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 16 | 3 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ethos Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,335 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -416 | -100.0% | Q2 2026 | Jul 20, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Closed out | 0 | 0 | — | 0.0% | — | -46 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q2 2026 | Aug 06, 2026 |