FATE THERAPEUTICS INC - FATE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Redmile Group, LLC | History | No change | 12,872,946 | 34,756 | 2.33% | 2.33% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Eiger Wealth Management, LLC | History | No change | 10,000 | 23,700 | 0.51% | 0.85% | 2 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| BlackRock, Inc. | History | No change | 7,298,895 | 19,707 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 4,545,893 | 12,273 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 4,445,536 | 12,002 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | No change | 4,351,250 | 11,742 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 3,837,229 | 10,360 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 3,589,863 | 9,692 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 2,983,268 | 8,054 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JOHNSON & JOHNSON | History | No change | 3,379,064 | 8,008 | 1.05% | 1.14% | 10 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 2,433,978 | 6,571 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 2,049,187 | 5,532 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 1,322,013 | 3,571 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Assenagon Asset Management S.A. | History | Added to | 1,311,765 | 3,108 | 0.0% | 0.0% | 14 | +1,165,927 | 799.47% | Q3 2026 | Oct 15, 2026 |
| JANE STREET GROUP, LLC | History | No change | 1,121,407 | 3,027 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 1,093,608 | 2,952 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| T. Rowe Price Investment Management, Inc. | History | No change | 1,080,320 | 2,917 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bruce & Co., Inc. | History | No change | 989,188 | 2,670 | 0.72% | 0.72% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 694,580 | 1,875 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 672,050 | 1,814 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 640,428 | 1,729 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 610,949 | 1,649 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 590,178 | 1,593 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 578,150 | 1,561 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 574,995 | 1,552 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STATE STREET CORP | History | No change | 558,928 | 1,509 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| DAFNA Capital Management LLC | History | No change | 525,000 | 1,417 | 0.27% | 0.27% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | No change | 492,426 | 1,329 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IEQ CAPITAL, LLC | History | No change | 487,728 | 1,316 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 517,313 | 1,226 | 0.0% | 0.0% | 30 | +165,087 | 46.87% | Q3 2026 | Nov 04, 2026 |
| Point72 Asset Management, L.P. | History | No change | 442,228 | 1,194 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Privium Fund Management B.V. | History | No change | 414,311 | 981 | 0.19% | 0.21% | 32 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | No change | 338,058 | 912 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | No change | 341,732 | 854 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 271,634 | 733 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 265,982 | 718 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Headlands Technologies LLC | History | No change | 251,802 | 679 | 0.07% | 0.07% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | No change | 245,814 | 663 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 242,671 | 655 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HSBC HOLDINGS PLC | History | No change | 240,724 | 635 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 203,746 | 550 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Mariner, LLC | History | No change | 192,215 | 518 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BARCLAYS PLC | History | No change | 187,989 | 507 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 185,000 | 499 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 180,826 | 488 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aster Capital Management (DIFC) Ltd | History | No change | 176,600 | 476 | 0.1% | 0.1% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Man Group plc | History | No change | 176,107 | 475 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Woodline Partners LP | History | No change | 159,650 | 431 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 153,706 | 415 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | No change | 153,624 | 414 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 150,000 | 405 | 0.03% | 0.03% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| National Philanthropic Trust | History | No change | 125,000 | 337 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 123,488 | 333 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 113,380 | 306 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 112,267 | 303 | 0.02% | 0.02% | 55 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Russell Investments Group, Ltd. | History | No change | 105,802 | 285 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SCHULHOFF & CO INC | History | No change | 100,000 | 270 | 0.11% | 0.11% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 91,711 | 247 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 78,919 | 213 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 73,612 | 198 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SEI INVESTMENTS CO | History | No change | 70,980 | 191 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | No change | 66,515 | 179 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Schonfeld Strategic Advisors LLC | History | No change | 66,158 | 178 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 63,646 | 171 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 59,547 | 160 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Jefferies Financial Group Inc. | History | No change | 59,122 | 159 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | No change | 50,416 | 136 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FMR LLC | History | No change | 49,076 | 132 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RHUMBLINE ADVISERS | History | No change | 46,220 | 124 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Arax Advisory Partners | History | No change | 44,322 | 119 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| AXQ CAPITAL, LP | History | No change | 40,856 | 110 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Added to | 45,573 | 108 | 0.0% | 0.0% | 72 | +800 | 1.79% | Q3 2026 | Oct 16, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 34,105 | 93 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 33,454 | 90 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SG Americas Securities, LLC | History | No change | 31,593 | 85 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Abel Hall, LLC | History | Reduced | 35,850 | 84 | 0.02% | 0.02% | 76 | -22 | -0.06% | Q3 2026 | Oct 19, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 30,176 | 81 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 27,370 | 73 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FPC INVESTMENT ADVISORY, INC. | History | No change | 26,456 | 73 | 0.03% | 0.03% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Merit Financial Group, LLC | History | No change | 26,367 | 71 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Proficio Capital Partners LLC | History | No change | 26,252 | 70 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hudson Bay Capital Management LP | History | No change | 25,160 | 67 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Added to | 25,199 | 59 | 0.0% | 0.0% | 83 | +5,569 | 28.37% | Q3 2026 | Nov 04, 2026 |
| GROUP ONE TRADING LLC | History | No change | 22,200 | 59 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| THEORY FINANCIAL LLC | History | No change | 22,222 | 59 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Bronte Capital Management Pty Ltd. | History | No change | 21,740 | 58 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Pallas Capital Advisors LLC | History | No change | 20,924 | 56 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Creative Planning | History | Reduced | 22,699 | 53 | 0.0% | 0.0% | 88 | -86,281 | -79.17% | Q3 2026 | Nov 02, 2026 |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | History | No change | 17,592 | 47 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Neuberger Berman Group LLC | History | No change | 16,696 | 45 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 18,746 | 44 | 0.0% | 0.0% | 91 | +6,480 | 52.83% | Q3 2026 | Nov 04, 2026 |
| Parametrica Management Ltd | History | No change | 18,472 | 43 | 0.03% | 0.04% | 92 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Caerus Investment Advisors, LLC | History | No change | 16,037 | 43 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 16,000 | 43 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 15,158 | 40 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 14,584 | 40 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 15,183 | 40 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Graham Capital Management, L.P. | History | No change | 14,149 | 38 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 13,413 | 36 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MAI Capital Management | History | No change | 13,322 | 35 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | No change | 13,063 | 35 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| R Squared Ltd | History | No change | 13,122 | 35 | 0.02% | 0.02% | 102 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | No change | 12,778 | 34 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | No change | 12,151 | 33 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 12,033 | 32 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Bank of New York Mellon Corp | History | No change | 11,381 | 30 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Narwhal Capital Management | History | No change | 12,700 | 30 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Callan Family Office, LLC | History | No change | 10,911 | 29 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 13,447 | 28 | 0.0% | 0.0% | 109 | -77,034 | -85.14% | Q3 2026 | Oct 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 12,000 | 28 | 0.0% | — | 110 | +12,000 | New | Q3 2026 | Nov 02, 2026 |
| Westmount Partners, LLC | History | No change | 10,098 | 27 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Parcion Private Wealth LLC | History | Reduced | 10,551 | 25 | 0.0% | 0.0% | 112 | -11,004 | -51.05% | Q3 2026 | Oct 28, 2026 |
| Allworth Financial LP | History | No change | 8,676 | 23 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Northern Lights Advisors, Inc. | History | No change | 10,040 | 23 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| JPMORGAN CHASE & CO | History | No change | 8,996 | 21 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Owl Creek Wealth Partners LLC | History | No change | 4,190 | 9 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| FEDERATED HERMES, INC. | History | No change | 3,015 | 8 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Dunhill Financial, LLC | History | No change | 3,180 | 8 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 1,622 | 4 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,800 | 4 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 1,388 | 3 | 0.0% | 0.0% | 122 | -7,053 | -83.56% | Q3 2026 | Nov 04, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 1,331 | 3 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 1,366 | 3 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| GAMMA Investing LLC | History | No change | 1,467 | 3 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 1,171 | 2 | 0.0% | 0.0% | 129 | -1 | -0.09% | Q3 2026 | Oct 21, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,052 | 2 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 1,000 | 2 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 815 | 2 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Avion Wealth | History | No change | 858 | 2 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 427 | 1 | 0.0% | 0.0% | 132 | -395 | -48.05% | Q3 2026 | Oct 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 900 | 1 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 645 | 1 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BRIGHTON JONES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,271 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -29,002 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Krilogy Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,873 | -100.0% | Q3 2026 | Oct 13, 2026 |
| HB Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,439 | -100.0% | Q3 2026 | Oct 23, 2026 |
| NorthCrest Asset Manangement, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,359 | -100.0% | Q3 2026 | Oct 09, 2026 |
| Essential Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,231 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 116 | 0 | — | 0.0% | — | -1,562 | -93.09% | Q3 2026 | Oct 08, 2026 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -989 | -100.0% | Q3 2026 | Oct 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 35 | 0 | — | 0.0% | — | -985 | -96.57% | Q3 2026 | Oct 16, 2026 |
| SJS Investment Consulting Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -721 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Parkside Financial Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -670 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Closed out | 0 | 0 | — | — | — | -345 | -100.0% | Q3 2026 | Oct 07, 2026 |
| Clearstead Advisors, LLC | History | No change | 150 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 82 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 225 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Leonteq Securities AG | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Providence Capital Advisors, LLC | History | No change | 61 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Optiver Holding B.V. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Quarry LP | History | No change | 255 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Smartleaf Asset Management LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JPL Wealth Management, LLC | History | No change | 29 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Caitlin John, LLC | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Hilltop National Bank | History | No change | 285 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 95 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Boreal Capital Management LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 225 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |