FATE THERAPEUTICS INC - FATE
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 11 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Redmile Group, LLC | History | No change | 12,872,946 | 12,648 | 0.93% | 1.58% | 1 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Reduced | 10,176,487 | 9,999 | 0.0% | 0.0% | 2 | -504,240 | -4.72% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Added to | 8,971,347 | 8,818 | 0.0% | 0.0% | 3 | +172,856 | 1.96% | Q4 2025 | Jan 29, 2026 |
| JOHNSON & JOHNSON | History | No change | 3,379,064 | 3,320 | 0.6% | 0.84% | 4 | 0 | 0.0% | Q4 2025 | Mar 18, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 2,931,893 | 2,878 | 0.0% | 0.01% | 5 | +221,659 | 8.18% | Q4 2025 | Feb 10, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 2,468,348 | 2,425 | 0.0% | 0.0% | 6 | -61,864 | -2.45% | Q4 2025 | Feb 09, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 2,360,881 | 2,319 | 0.0% | 0.0% | 7 | +1,098,366 | 87.0% | Q4 2025 | Feb 12, 2026 |
| STATE STREET CORP | History | Reduced | 2,265,217 | 2,225 | 0.0% | 0.0% | 8 | -151,918 | -6.29% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,734,064 | 1,703 | 0.0% | 0.0% | 9 | +833,307 | 92.51% | Q4 2025 | Feb 17, 2026 |
| Vestal Point Capital, LP | History | Reduced | 1,725,000 | 1,694 | 0.06% | 0.14% | 10 | -790,000 | -31.41% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 1,651,700 | 1,622 | 0.0% | 0.0% | 11 | +644,300 | 63.96% | Q4 2025 | Feb 17, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,577,478 | 1,550 | 0.0% | 0.0% | 12 | -517,497 | -24.7% | Q4 2025 | Feb 12, 2026 |
| Point72 Asset Management, L.P. | History | New | 1,527,986 | 1,501 | 0.0% | — | 13 | +1,527,986 | New | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 1,435,040 | 1,410 | 0.0% | 0.0% | 14 | -51,367 | -3.46% | Q4 2025 | Mar 25, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | Reduced | 1,167,773 | 1,147 | 0.06% | 0.09% | 15 | -700,000 | -37.48% | Q4 2025 | Feb 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 1,162,005 | 1,141 | 0.0% | 0.0% | 16 | +30,591 | 2.7% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 916,946 | 900 | 0.0% | 0.0% | 17 | -12,998 | -1.4% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 842,807 | 828 | 0.0% | 0.0% | 18 | +226,246 | 36.69% | Q4 2025 | Feb 12, 2026 |
| Monaco Asset Management SAM | History | Added to | 830,000 | 815 | 0.14% | 0.06% | 19 | +60,000 | 7.79% | Q4 2025 | Feb 10, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 784,628 | 770 | 0.0% | 0.0% | 20 | -1,293 | -0.16% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 782,536 | 768 | 0.0% | 0.0% | 21 | -93,109 | -10.63% | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 732,670 | 719 | 0.0% | 0.0% | 22 | -81,795 | -10.04% | Q4 2025 | Feb 17, 2026 |
| Bruce & Co., Inc. | History | No change | 729,188 | 716 | 0.22% | 0.28% | 23 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| DAFNA Capital Management LLC | History | New | 550,000 | 540 | 0.13% | — | 24 | +550,000 | New | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 522,617 | 513 | 0.0% | 0.0% | 25 | -441,254 | -45.78% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 403,524 | 396 | 0.0% | 0.0% | 26 | +88,765 | 28.2% | Q4 2025 | Jan 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 386,091 | 379 | 0.0% | 0.0% | 27 | +207,164 | 115.78% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 379,025 | 372 | 0.0% | 0.0% | 28 | +64,200 | 20.39% | Q4 2025 | Feb 19, 2026 |
| Privium Fund Management B.V. | History | Added to | 369,100 | 362 | 0.07% | 0.08% | 29 | +35,881 | 10.77% | Q4 2025 | Feb 03, 2026 |
| XTX Topco Ltd | History | Reduced | 364,738 | 358 | 0.01% | 0.03% | 30 | -73,180 | -16.71% | Q4 2025 | Feb 17, 2026 |
| Knott David M Jr | History | No change | 365,000 | 358 | 0.17% | 0.19% | 31 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Woodline Partners LP | History | Reduced | 356,650 | 350 | 0.0% | 0.0% | 32 | -356,000 | -49.95% | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | No change | 336,872 | 331 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BARCLAYS PLC | History | Added to | 308,542 | 303 | 0.0% | 0.0% | 34 | +98,055 | 46.58% | Q4 2025 | Feb 13, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 307,597 | 302 | 0.0% | 0.0% | 35 | -8,739 | -2.76% | Q4 2025 | Feb 10, 2026 |
| Quadrature Capital Ltd | History | Reduced | 298,082 | 292 | 0.0% | 0.01% | 36 | -79,275 | -21.01% | Q4 2025 | Feb 17, 2026 |
| Man Group plc | History | Added to | 261,172 | 256 | 0.0% | 0.0% | 37 | +41,514 | 18.9% | Q4 2025 | Feb 17, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 213,645 | 210 | 0.02% | 0.03% | 38 | -97,181 | -31.27% | Q4 2025 | Feb 06, 2026 |
| Graham Capital Management, L.P. | History | Reduced | 195,579 | 192 | 0.0% | 0.01% | 39 | -273,492 | -58.31% | Q4 2025 | Feb 17, 2026 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 192,682 | 189 | 0.0% | 0.0% | 40 | -351,905 | -64.62% | Q4 2025 | Feb 17, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 187,700 | 184 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 172,283 | 169 | 0.0% | 0.0% | 42 | +38,444 | 28.72% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 169,816 | 166 | 0.0% | 0.0% | 43 | +145,900 | 610.05% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 151,107 | 148 | 0.0% | 0.0% | 44 | +4,554 | 3.11% | Q4 2025 | Feb 17, 2026 |
| Assenagon Asset Management S.A. | History | Added to | 148,653 | 146 | 0.0% | 0.0% | 45 | +2,815 | 1.93% | Q4 2025 | Jan 09, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 146,761 | 144 | 0.0% | 0.0% | 46 | -7,325 | -4.75% | Q4 2025 | Feb 13, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Added to | 135,000 | 132 | 0.0% | 0.0% | 47 | +35,000 | 35.0% | Q4 2025 | Feb 17, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 95,185 | 122 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| IEQ CAPITAL, LLC | History | Reduced | 121,501 | 119 | 0.0% | 0.0% | 49 | -16,060 | -11.67% | Q4 2025 | Feb 13, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | New | 111,227 | 109 | 0.0% | — | 50 | +111,227 | New | Q4 2025 | Feb 10, 2026 |
| State of Tennessee, Department of Treasury | History | New | 90,000 | 107 | 0.0% | — | 51 | +90,000 | New | Q4 2025 | Feb 18, 2026 |
| HSBC HOLDINGS PLC | History | Reduced | 97,684 | 96 | 0.0% | 0.0% | 52 | -118 | -0.12% | Q4 2025 | Mar 20, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 91,679 | 89 | 0.0% | 0.0% | 53 | -65,480 | -41.66% | Q4 2025 | Feb 11, 2026 |
| Leo Wealth, LLC | History | No change | 70,439 | 69 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Shay Capital LLC | History | New | 70,000 | 68 | 0.01% | — | 56 | +70,000 | New | Q4 2025 | Feb 17, 2026 |
| Virtu Financial LLC | History | New | 68,871 | 68 | 0.0% | — | 55 | +68,871 | New | Q4 2025 | Feb 23, 2026 |
| SEI INVESTMENTS CO | History | Reduced | 67,643 | 66 | 0.0% | 0.0% | 57 | -78 | -0.12% | Q4 2025 | Feb 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 54,470 | 54 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Reduced | 51,789 | 51 | 0.0% | 0.0% | 59 | -14,304 | -21.64% | Q4 2025 | Jan 26, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 52,373 | 51 | 0.0% | 0.0% | 61 | +1,701 | 3.36% | Q4 2025 | Feb 17, 2026 |
| Cerity Partners LLC | History | Added to | 52,489 | 51 | 0.0% | 0.0% | 60 | +1,672 | 3.29% | Q4 2025 | Feb 11, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Reduced | 50,947 | 50 | 0.0% | 0.0% | 63 | -13,296 | -20.7% | Q4 2025 | Feb 13, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 51,660 | 50 | 0.0% | 0.0% | 62 | -4,656 | -8.27% | Q4 2025 | Feb 10, 2026 |
| HRT FINANCIAL LP | History | Reduced | 48,544 | 47 | 0.0% | 0.0% | 64 | -12,333 | -20.26% | Q4 2025 | Feb 12, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 47,231 | 46 | 0.0% | 0.0% | 65 | +21,700 | 84.99% | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 43,436 | 42 | 0.0% | 0.0% | 66 | -6,980 | -13.84% | Q4 2025 | Feb 11, 2026 |
| SG Americas Securities, LLC | History | Added to | 38,913 | 38 | 0.0% | 0.0% | 67 | +24,013 | 161.16% | Q4 2025 | Jan 09, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 35,658 | 35 | 0.0% | — | 68 | +35,658 | New | Q4 2025 | Feb 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 34,925 | 35 | 0.0% | 0.0% | 69 | -3,818 | -9.85% | Q4 2025 | Jan 08, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 34,105 | 34 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Focus Partners Wealth | History | Added to | 31,966 | 31 | 0.0% | 0.0% | 72 | +19,828 | 163.35% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Reduced | 32,219 | 31 | 0.0% | 0.0% | 71 | -4,981 | -13.39% | Q4 2025 | Feb 06, 2026 |
| Corient Private Wealth LLC | History | New | 29,830 | 29 | 0.0% | — | 73 | +29,830 | New | Q4 2025 | Mar 09, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 29,295 | 28 | 0.0% | 0.0% | 74 | +1,939 | 7.09% | Q4 2025 | Feb 10, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 28,015 | 27 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 26,548 | 26 | 0.0% | — | 76 | +26,548 | New | Q4 2025 | Feb 12, 2026 |
| CITIGROUP INC | History | Added to | 27,459 | 26 | 0.0% | 0.0% | 77 | +16,885 | 159.68% | Q4 2025 | Feb 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 25,534 | 25 | 0.0% | 0.0% | 78 | +6,045 | 31.02% | Q4 2025 | Feb 17, 2026 |
| FPC INVESTMENT ADVISORY, INC. | History | No change | 26,456 | 25 | 0.01% | 0.02% | 79 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 24,419 | 24 | 0.0% | 0.0% | 80 | -5,255 | -17.71% | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Reduced | 23,891 | 23 | 0.0% | 0.0% | 81 | -2,403 | -9.14% | Q4 2025 | Feb 17, 2026 |
| Bronte Capital Management Pty Ltd. | History | New | 22,853 | 22 | 0.0% | — | 84 | +22,853 | New | Q4 2025 | Feb 03, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 23,160 | 22 | 0.0% | 0.0% | 83 | -20,031 | -46.38% | Q4 2025 | Feb 13, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 22,502 | 22 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 20,768 | 20 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NINE MASTS CAPITAL Ltd | History | New | 19,445 | 19 | 0.0% | — | 87 | +19,445 | New | Q4 2025 | Feb 10, 2026 |
| ProShare Advisors LLC | History | Reduced | 19,872 | 19 | 0.0% | 0.0% | 86 | -2,831 | -12.47% | Q4 2025 | Feb 06, 2026 |
| Quinn Opportunity Partners LLC | History | No change | 20,000 | 19 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Parametrica Management Ltd | History | No change | 18,472 | 18 | 0.03% | 0.04% | 89 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| TIAA TRUST, NATIONAL ASSOCIATION | History | No change | 17,592 | 17 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Sagewood Asset Management LP | History | New | 15,003 | 14 | 0.0% | — | 92 | +15,003 | New | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Reduced | 14,889 | 14 | 0.0% | 0.0% | 91 | -8,041 | -35.07% | Q4 2025 | Feb 13, 2026 |
| Pallas Capital Advisors LLC | History | Reduced | 14,674 | 14 | 0.0% | 0.0% | 93 | -2,085 | -12.44% | Q4 2025 | Jan 14, 2026 |
| Neuberger Berman Group LLC | History | New | 13,950 | 13 | 0.0% | — | 95 | +13,950 | New | Q4 2025 | Feb 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 13,918 | 13 | 0.0% | 0.0% | 94 | -2,459 | -15.01% | Q4 2025 | Feb 18, 2026 |
| Parcion Private Wealth LLC | History | Reduced | 14,057 | 13 | 0.0% | 0.0% | 96 | -412 | -2.85% | Q4 2025 | Jan 26, 2026 |
| AlphaCore Capital LLC | History | New | 12,689 | 12 | 0.0% | — | 101 | +12,689 | New | Q4 2025 | Feb 05, 2026 |
| FMR LLC | History | Added to | 12,756 | 12 | 0.0% | 0.0% | 97 | +2,272 | 21.67% | Q4 2025 | Feb 17, 2026 |
| HBK Sorce Advisory LLC | History | Reduced | 10,659 | 12 | 0.0% | 0.0% | 99 | -961 | -8.27% | Q4 2025 | Feb 09, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 12,628 | 12 | 0.0% | 0.0% | 98 | +28 | 0.22% | Q4 2025 | Feb 13, 2026 |
| Narwhal Capital Management | History | No change | 12,700 | 12 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| R Squared Ltd | History | Reduced | 10,458 | 10 | 0.0% | 0.01% | 104 | -7,471 | -41.67% | Q4 2025 | Jan 30, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 11,029 | 10 | 0.0% | 0.0% | 103 | -908 | -7.61% | Q4 2025 | Feb 17, 2026 |
| Legal & General Group Plc | History | No change | 10,398 | 10 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 9,300 | 9 | 0.0% | 0.0% | 106 | -19,376 | -67.57% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 9,502 | 9 | 0.0% | — | 105 | +9,502 | New | Q4 2025 | Feb 17, 2026 |
| Westmount Partners, LLC | History | No change | 10,098 | 9 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 8,358 | 8 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Sterling Capital Management LLC | History | Reduced | 6,268 | 6 | 0.0% | 0.0% | 110 | -1,236 | -16.47% | Q4 2025 | Feb 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 6,686 | 6 | 0.0% | 0.0% | 109 | -573 | -7.89% | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 5,529 | 5 | 0.0% | 0.0% | 111 | -14,871 | -72.9% | Q4 2025 | Feb 11, 2026 |
| AMALGAMATED BANK | History | Added to | 3,417 | 3 | 0.0% | 0.0% | 112 | +505 | 17.34% | Q4 2025 | Feb 05, 2026 |
| Dunhill Financial, LLC | History | No change | 3,180 | 3 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 2,133 | 2 | 0.0% | 0.0% | 115 | +16 | 0.76% | Q4 2025 | Feb 06, 2026 |
| FEDERATED HERMES, INC. | History | No change | 3,015 | 2 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Optiver Holding B.V. | History | Reduced | 1,132 | 1 | 0.0% | 0.0% | 121 | -1,659 | -59.44% | Q4 2025 | Feb 17, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 1,322 | 1 | 0.0% | 0.0% | 120 | -15 | -1.12% | Q4 2025 | Feb 03, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,480 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 1,331 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,800 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 1,094 | 1 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -261,671 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -113,655 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Atom Investors LP | History | Closed out | 0 | 0 | — | 0.01% | — | -110,231 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ALGERT GLOBAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -106,920 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Torrey Growth & Income Advisors | History | Closed out | 0 | 0 | — | 0.03% | — | -67,522 | -100.0% | Q3 2025 | Nov 13, 2025 |
| China Universal Asset Management Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,216 | -100.0% | Q3 2025 | Nov 10, 2025 |
| TITLEIST ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,000 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,554 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -8,570 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,459 | -100.0% | Q3 2025 | Nov 03, 2025 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -2,817 | -100.0% | Q3 2025 | Oct 23, 2025 |
| GF FUND MANAGEMENT CO. LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,396 | -100.0% | Q3 2025 | Nov 07, 2025 |
| OSAIC HOLDINGS, INC. | History | Reduced | 645 | 0 | — | 0.0% | — | -2,140 | -76.84% | Q4 2025 | Feb 17, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 18 | 0 | — | 0.0% | — | -1,268 | -98.6% | Q4 2025 | Feb 09, 2026 |
| IFP Advisors, Inc | History | Reduced | 746 | 0 | — | 0.0% | — | -810 | -52.06% | Q4 2025 | Feb 06, 2026 |
| Rise Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -633 | -100.0% | Q3 2025 | Oct 08, 2025 |
| Fortitude Family Office, LLC | History | New | 520 | 0 | — | — | — | +520 | New | Q4 2025 | Jan 15, 2026 |
| Allworth Financial LP | History | New | 424 | 0 | — | — | — | +424 | New | Q4 2025 | Feb 05, 2026 |
| GAMMA Investing LLC | History | New | 222 | 0 | — | — | — | +222 | New | Q4 2025 | Jan 05, 2026 |
| True Wealth Design, LLC | History | Reduced | 280 | 0 | — | — | — | -165 | -37.08% | Q4 2025 | Jan 08, 2026 |
| Farther Finance Advisors, LLC | History | New | 100 | 0 | — | — | — | +100 | New | Q4 2025 | Jan 23, 2026 |
| Cloud Capital Management, LLC | History | Closed out | 0 | 0 | — | — | — | -32 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Sunbelt Securities, Inc. | History | New | 30 | 0 | — | — | — | +30 | New | Q4 2025 | Feb 20, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 27 | 0 | — | — | — | +27 | New | Q4 2025 | Feb 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 900 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 225 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Parkside Financial Bank & Trust | History | No change | 670 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Leonteq Securities AG | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Avion Wealth | History | No change | 625 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Turning Point Benefit Group, Inc. | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Smartleaf Asset Management LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Caitlin John, LLC | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Hilltop National Bank | History | No change | 285 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 95 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Boreal Capital Management LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |