FATE THERAPEUTICS INC - FATE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Redmile Group, LLC | History | No change | 12,872,946 | 34,756 | 2.33% | 1.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | Reduced | 7,298,895 | 19,707 | 0.0% | 0.0% | 2 | -2,769,719 | -27.51% | Q2 2026 | Aug 07, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | Added to | 4,545,893 | 12,273 | 0.0% | 0.0% | 3 | +411,308 | 9.95% | Q2 2026 | Aug 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | Added to | 4,445,536 | 12,002 | 0.0% | 0.0% | 4 | +253,473 | 6.05% | Q2 2026 | Aug 13, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 4,351,250 | 11,742 | 0.01% | 0.01% | 5 | +231,050 | 5.61% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 3,837,229 | 10,360 | 0.0% | 0.0% | 6 | +835,708 | 27.84% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 3,589,863 | 9,692 | 0.01% | 0.0% | 7 | +123,077 | 3.55% | Q2 2026 | Aug 14, 2026 |
| JOHNSON & JOHNSON | History | No change | 3,379,064 | 9,123 | 1.14% | 0.62% | 8 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 2,983,268 | 8,054 | 0.01% | 0.01% | 9 | +8,585 | 0.29% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 2,433,978 | 6,571 | 0.0% | — | 10 | +2,433,978 | New | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 2,049,187 | 5,532 | 0.0% | 0.0% | 11 | +721,430 | 54.33% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 1,322,013 | 3,571 | 0.0% | 0.0% | 12 | -1,268,416 | -48.97% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 1,121,407 | 3,027 | 0.0% | 0.0% | 13 | +459,828 | 69.5% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,093,608 | 2,952 | 0.0% | 0.0% | 14 | +123,382 | 12.72% | Q2 2026 | Sep 02, 2026 |
| T. Rowe Price Investment Management, Inc. | History | New | 1,080,320 | 2,917 | 0.0% | — | 15 | +1,080,320 | New | Q2 2026 | Aug 14, 2026 |
| Bruce & Co., Inc. | History | Added to | 989,188 | 2,670 | 0.72% | 0.27% | 16 | +200,000 | 25.34% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Reduced | 694,580 | 1,875 | 0.0% | 0.0% | 17 | -73,168 | -9.53% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 672,050 | 1,814 | 0.0% | 0.0% | 18 | +291,554 | 76.62% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | Reduced | 640,428 | 1,729 | 0.0% | 0.0% | 19 | -13,333 | -2.04% | Q2 2026 | Aug 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 610,949 | 1,649 | 0.0% | 0.0% | 20 | -145,324 | -19.22% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 590,178 | 1,593 | 0.0% | 0.0% | 21 | -1,231,537 | -67.6% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | New | 578,150 | 1,561 | 0.0% | — | 22 | +578,150 | New | Q2 2026 | Aug 14, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Added to | 574,995 | 1,552 | 0.0% | 0.0% | 23 | +105,210 | 22.4% | Q2 2026 | Aug 12, 2026 |
| STATE STREET CORP | History | Reduced | 558,928 | 1,509 | 0.0% | 0.0% | 24 | -1,704,245 | -75.3% | Q2 2026 | Aug 07, 2026 |
| DAFNA Capital Management LLC | History | Reduced | 525,000 | 1,417 | 0.27% | 0.15% | 25 | -25,000 | -4.55% | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | New | 492,426 | 1,329 | 0.0% | — | 26 | +492,426 | New | Q2 2026 | Aug 13, 2026 |
| IEQ CAPITAL, LLC | History | Added to | 487,728 | 1,316 | 0.01% | 0.0% | 27 | +162,940 | 50.17% | Q2 2026 | Aug 11, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 442,228 | 1,194 | 0.0% | 0.0% | 28 | +399,109 | 925.6% | Q2 2026 | Aug 14, 2026 |
| Privium Fund Management B.V. | History | No change | 414,311 | 1,118 | 0.21% | 0.1% | 29 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 352,226 | 949 | 0.0% | 0.0% | 30 | -531,564 | -60.15% | Q2 2026 | Aug 11, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | New | 338,058 | 912 | 0.01% | — | 31 | +338,058 | New | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | Added to | 341,732 | 854 | 0.0% | 0.0% | 32 | +228,188 | 200.97% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 271,634 | 733 | 0.0% | 0.0% | 33 | +245,919 | 956.33% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | Reduced | 265,982 | 718 | 0.0% | 0.0% | 34 | -109,904 | -29.24% | Q2 2026 | Aug 14, 2026 |
| Headlands Technologies LLC | History | Added to | 251,802 | 679 | 0.07% | 0.02% | 35 | +126,094 | 100.31% | Q2 2026 | Aug 12, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | New | 245,814 | 663 | 0.0% | — | 36 | +245,814 | New | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 242,671 | 655 | 0.0% | 0.0% | 37 | -569,249 | -70.11% | Q2 2026 | Aug 13, 2026 |
| HSBC HOLDINGS PLC | History | Added to | 240,724 | 635 | 0.0% | 0.0% | 38 | +143,040 | 146.43% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 203,746 | 550 | 0.0% | 0.0% | 39 | +41,000 | 25.19% | Q2 2026 | Aug 07, 2026 |
| Mariner, LLC | History | Added to | 192,215 | 518 | 0.0% | 0.0% | 40 | +93,920 | 95.55% | Q2 2026 | Aug 13, 2026 |
| BARCLAYS PLC | History | Added to | 187,989 | 507 | 0.0% | 0.0% | 41 | +114,993 | 157.53% | Q2 2026 | Aug 14, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 185,000 | 499 | 0.01% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | Reduced | 180,826 | 488 | 0.01% | 0.01% | 43 | -208,343 | -53.54% | Q2 2026 | Aug 14, 2026 |
| Aster Capital Management (DIFC) Ltd | History | New | 176,600 | 476 | 0.1% | — | 44 | +176,600 | New | Q2 2026 | Aug 14, 2026 |
| Man Group plc | History | Reduced | 176,107 | 475 | 0.0% | 0.0% | 45 | -253,966 | -59.05% | Q2 2026 | Aug 14, 2026 |
| Woodline Partners LP | History | Reduced | 159,650 | 431 | 0.0% | 0.0% | 46 | -79,000 | -33.1% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 153,706 | 415 | 0.0% | 0.0% | 47 | -34,858 | -18.49% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | New | 153,624 | 414 | 0.0% | — | 48 | +153,624 | New | Q2 2026 | Aug 14, 2026 |
| Arete Wealth Advisors, LLC | History | New | 150,000 | 405 | 0.03% | — | 49 | +150,000 | New | Q2 2026 | Aug 12, 2026 |
| Assenagon Asset Management S.A. | History | Reduced | 145,838 | 393 | 0.0% | 0.0% | 50 | -44,414 | -23.34% | Q2 2026 | Jul 08, 2026 |
| National Philanthropic Trust | History | No change | 125,000 | 337 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | Added to | 123,488 | 333 | 0.0% | 0.0% | 52 | +113,090 | 1087.61% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 113,380 | 306 | 0.0% | 0.0% | 53 | +63,576 | 127.65% | Q2 2026 | Aug 19, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 112,267 | 303 | 0.02% | 0.02% | 54 | -186,614 | -62.44% | Q2 2026 | Aug 06, 2026 |
| Creative Planning | History | Added to | 108,980 | 294 | 0.0% | 0.0% | 55 | +59,555 | 120.5% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 105,802 | 285 | 0.0% | 0.0% | 56 | +96,071 | 987.27% | Q2 2026 | Aug 06, 2026 |
| SCHULHOFF & CO INC | History | No change | 100,000 | 270 | 0.11% | 0.05% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 90,481 | 248 | 0.0% | 0.0% | 58 | +18,990 | 26.56% | Q2 2026 | Jul 15, 2026 |
| Vanguard Global Advisers, LLC | History | Added to | 91,711 | 247 | 0.0% | 0.0% | 59 | +60,944 | 198.08% | Q2 2026 | Aug 13, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | New | 78,919 | 213 | 0.0% | — | 60 | +78,919 | New | Q2 2026 | Aug 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 73,612 | 198 | 0.0% | 0.0% | 61 | +31,732 | 75.77% | Q2 2026 | Aug 13, 2026 |
| SEI INVESTMENTS CO | History | Reduced | 70,980 | 191 | 0.0% | 0.0% | 62 | -67,600 | -48.78% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | Added to | 66,515 | 179 | 0.0% | 0.0% | 63 | +36,650 | 122.72% | Q2 2026 | Aug 27, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 66,158 | 178 | 0.0% | — | 64 | +66,158 | New | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 63,646 | 171 | 0.0% | 0.0% | 65 | -37,329 | -36.97% | Q2 2026 | Aug 14, 2026 |
| CWM, LLC | History | No change | 139,796 | 167 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Focus Partners Wealth | History | Added to | 59,547 | 160 | 0.0% | 0.0% | 67 | +13,379 | 28.98% | Q2 2026 | Aug 12, 2026 |
| Jefferies Financial Group Inc. | History | New | 59,122 | 159 | 0.0% | — | 68 | +59,122 | New | Q2 2026 | Aug 17, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Added to | 50,416 | 136 | 0.0% | 0.0% | 69 | +392 | 0.78% | Q2 2026 | Aug 11, 2026 |
| FMR LLC | History | Added to | 49,076 | 132 | 0.0% | 0.0% | 70 | +1,486 | 3.12% | Q2 2026 | Aug 13, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 46,220 | 124 | 0.0% | 0.0% | 71 | -86,088 | -65.07% | Q2 2026 | Aug 11, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 44,773 | 120 | 0.0% | — | 72 | +44,773 | New | Q2 2026 | Jul 13, 2026 |
| Arax Advisory Partners | History | Added to | 44,322 | 119 | 0.0% | — | 73 | +43,557 | 5693.73% | Q2 2026 | Aug 10, 2026 |
| AXQ CAPITAL, LP | History | Added to | 40,856 | 110 | 0.01% | 0.0% | 74 | +30,150 | 281.62% | Q2 2026 | Aug 06, 2026 |
| Abel Hall, LLC | History | Reduced | 35,872 | 96 | 0.02% | 0.01% | 75 | -876 | -2.38% | Q2 2026 | Jul 24, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 34,105 | 93 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | Reduced | 33,454 | 90 | 0.0% | 0.0% | 77 | -1,868 | -5.29% | Q2 2026 | Aug 05, 2026 |
| BRIGHTON JONES LLC | History | Added to | 33,271 | 89 | 0.0% | 0.0% | 78 | +18,834 | 130.46% | Q2 2026 | Aug 11, 2026 |
| SG Americas Securities, LLC | History | Reduced | 31,593 | 85 | 0.0% | 0.0% | 79 | -48,546 | -60.58% | Q2 2026 | Aug 07, 2026 |
| Leo Wealth, LLC | History | No change | 70,439 | 84 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | New | 30,176 | 81 | 0.0% | — | 81 | +30,176 | New | Q2 2026 | Aug 13, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 29,002 | 78 | 0.01% | — | 82 | +29,001 | 2900100.0% | Q2 2026 | Aug 04, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 27,370 | 73 | 0.0% | 0.0% | 83 | -10,886 | -28.46% | Q2 2026 | Aug 11, 2026 |
| FPC INVESTMENT ADVISORY, INC. | History | No change | 26,456 | 73 | 0.03% | 0.02% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Merit Financial Group, LLC | History | Added to | 26,367 | 71 | 0.0% | 0.0% | 85 | +8,608 | 48.47% | Q2 2026 | Jul 20, 2026 |
| Proficio Capital Partners LLC | History | New | 26,252 | 70 | 0.0% | — | 86 | +26,252 | New | Q2 2026 | Aug 14, 2026 |
| Hudson Bay Capital Management LP | History | New | 25,160 | 67 | 0.0% | — | 87 | +25,160 | New | Q2 2026 | Aug 14, 2026 |
| THEORY FINANCIAL LLC | History | New | 22,222 | 59 | 0.02% | — | 89 | +22,222 | New | Q2 2026 | Jul 31, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 22,200 | 59 | 0.0% | 0.0% | 88 | +3,695 | 19.97% | Q2 2026 | Aug 13, 2026 |
| Parcion Private Wealth LLC | History | Added to | 21,555 | 58 | 0.0% | 0.0% | 91 | +5,087 | 30.89% | Q2 2026 | Jul 27, 2026 |
| Bronte Capital Management Pty Ltd. | History | Reduced | 21,740 | 58 | 0.01% | 0.0% | 90 | -1,113 | -4.87% | Q2 2026 | Aug 04, 2026 |
| Pallas Capital Advisors LLC | History | Reduced | 20,924 | 56 | 0.0% | 0.0% | 92 | -1,506 | -6.71% | Q2 2026 | Aug 07, 2026 |
| CITIGROUP INC | History | Added to | 19,630 | 53 | 0.0% | 0.0% | 93 | +14,576 | 288.41% | Q2 2026 | Aug 03, 2026 |
| Parametrica Management Ltd | History | No change | 18,472 | 49 | 0.04% | 0.03% | 94 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | History | No change | 17,592 | 47 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Neuberger Berman Group LLC | History | Added to | 16,696 | 45 | 0.0% | 0.0% | 96 | +1,346 | 8.77% | Q2 2026 | Aug 13, 2026 |
| Ameritas Advisory Services, LLC | History | New | 16,000 | 43 | 0.0% | — | 98 | +16,000 | New | Q2 2026 | Aug 14, 2026 |
| Caerus Investment Advisors, LLC | History | Added to | 16,037 | 43 | 0.01% | 0.01% | 97 | +1,468 | 10.08% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 15,158 | 40 | 0.0% | 0.0% | 99 | -76,521 | -83.47% | Q2 2026 | Aug 07, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 14,584 | 40 | 0.0% | 0.0% | 100 | -9,022 | -38.22% | Q2 2026 | Aug 13, 2026 |
| Krilogy Financial LLC | History | Added to | 14,873 | 40 | 0.0% | 0.0% | 101 | +1,262 | 9.27% | Q2 2026 | Jul 27, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 15,183 | 40 | 0.0% | 0.0% | 102 | +237 | 1.59% | Q2 2026 | Sep 08, 2026 |
| Graham Capital Management, L.P. | History | Reduced | 14,149 | 38 | 0.0% | 0.0% | 103 | -50,617 | -78.15% | Q2 2026 | Aug 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 13,413 | 36 | 0.0% | — | 104 | +13,413 | New | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | New | 13,063 | 35 | 0.0% | — | 107 | +13,063 | New | Q2 2026 | Aug 14, 2026 |
| MAI Capital Management | History | Added to | 13,322 | 35 | 0.0% | 0.0% | 105 | +11,755 | 750.16% | Q2 2026 | Aug 14, 2026 |
| R Squared Ltd | History | Reduced | 13,122 | 35 | 0.02% | 0.01% | 106 | -5,402 | -29.16% | Q2 2026 | Aug 05, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 12,778 | 34 | 0.0% | 0.0% | 108 | +183 | 1.45% | Q2 2026 | Aug 07, 2026 |
| Narwhal Capital Management | History | No change | 12,700 | 34 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 12,266 | 33 | 0.0% | 0.0% | 111 | -18,570 | -60.22% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 12,151 | 33 | 0.0% | 0.0% | 110 | +6,257 | 106.16% | Q2 2026 | Aug 14, 2026 |
| NorthCrest Asset Manangement, LLC | History | New | 10,359 | 32 | 0.0% | — | 113 | +10,359 | New | Q2 2026 | Jul 15, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Reduced | 12,033 | 32 | 0.0% | 0.0% | 112 | -3,188 | -20.94% | Q2 2026 | Aug 06, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 11,381 | 30 | 0.0% | 0.0% | 114 | -295,606 | -96.29% | Q2 2026 | Aug 06, 2026 |
| HB Wealth Management, LLC | History | New | 11,439 | 30 | 0.0% | — | 115 | +11,439 | New | Q2 2026 | Jul 29, 2026 |
| Callan Family Office, LLC | History | New | 10,911 | 29 | 0.0% | — | 116 | +10,911 | New | Q2 2026 | Aug 11, 2026 |
| Westmount Partners, LLC | History | No change | 10,098 | 27 | 0.01% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Northern Lights Advisors, Inc. | History | No change | 10,040 | 27 | 0.01% | 0.01% | 118 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Allworth Financial LP | History | Added to | 8,676 | 23 | 0.0% | 0.0% | 119 | +5,424 | 166.79% | Q2 2026 | Aug 11, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 8,441 | 22 | 0.0% | 0.0% | 120 | +2,871 | 51.54% | Q2 2026 | Jul 24, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 8,996 | 21 | 0.0% | 0.0% | 121 | -35,892 | -79.96% | Q2 2026 | Aug 12, 2026 |
| Owl Creek Wealth Partners LLC | History | No change | 4,190 | 11 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| FEDERATED HERMES, INC. | History | No change | 3,015 | 8 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Dunhill Financial, LLC | History | No change | 3,180 | 8 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Essential Partners LLC | History | Reduced | 2,231 | 6 | 0.0% | 0.0% | 125 | -8,987 | -80.11% | Q2 2026 | Aug 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,678 | 4 | 0.0% | — | 128 | +1,058 | 170.65% | Q2 2026 | Jul 17, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 1,622 | 4 | 0.0% | — | 126 | +937 | 136.79% | Q2 2026 | Aug 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,800 | 4 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GAMMA Investing LLC | History | Added to | 1,467 | 3 | 0.0% | 0.0% | 132 | +337 | 29.82% | Q2 2026 | Jul 07, 2026 |
| Physician Wealth Advisors, Inc. | History | Added to | 1,366 | 3 | 0.0% | 0.0% | 130 | +272 | 24.86% | Q2 2026 | Jul 20, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 1,331 | 3 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1,172 | 3 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | New | 1,000 | 2 | 0.0% | — | 139 | +1,000 | New | Q2 2026 | Jul 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,052 | 2 | 0.0% | 0.0% | 133 | -428 | -28.92% | Q2 2026 | Aug 07, 2026 |
| True Wealth Design, LLC | History | Added to | 989 | 2 | 0.0% | — | 138 | +414 | 72.0% | Q2 2026 | Jul 16, 2026 |
| Fortitude Family Office, LLC | History | Added to | 822 | 2 | 0.0% | — | 137 | +395 | 92.51% | Q2 2026 | Jul 20, 2026 |
| Avion Wealth | History | Added to | 858 | 2 | 0.0% | — | 136 | +233 | 37.28% | Q2 2026 | Jul 31, 2026 |
| IFP Advisors, Inc | History | Added to | 1,020 | 2 | 0.0% | 0.0% | 135 | +112 | 12.33% | Q2 2026 | Jul 20, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 815 | 2 | 0.0% | — | 134 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 721 | 1 | 0.0% | — | 143 | +656 | 1009.23% | Q2 2026 | Jul 22, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 900 | 1 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parkside Financial Bank & Trust | History | No change | 670 | 1 | 0.0% | — | 141 | 0 | 0.0% | Q2 2026 | Sep 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 645 | 1 | 0.0% | — | 142 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -1,167,773 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Irenic Capital Management LP | History | Closed out | 0 | 0 | — | 0.07% | — | -878,055 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Monaco Asset Management SAM | History | Closed out | 0 | 0 | — | 0.18% | — | -810,000 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Nuveen, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -339,073 | -100.0% | Q2 2026 | Aug 11, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -187,700 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -120,343 | -100.0% | Q2 2026 | Aug 06, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -95,185 | -100.0% | Q2 2026 | Aug 13, 2026 |
| State of Tennessee, Department of Treasury | History | Closed out | 0 | 0 | — | 0.0% | — | -90,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -76,633 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,561 | -100.0% | Q2 2026 | Aug 13, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -53,619 | -100.0% | Q2 2026 | Aug 14, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -32,117 | -100.0% | Q2 2026 | Sep 09, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,926 | -100.0% | Q2 2026 | Aug 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,048 | -100.0% | Q2 2026 | Jul 29, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -28,015 | -100.0% | Q2 2026 | Jul 29, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,330 | -100.0% | Q2 2026 | Aug 12, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,502 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Closed out | 0 | 0 | — | 0.0% | — | -20,768 | -100.0% | Q2 2026 | Jul 23, 2026 |
| Quinn Opportunity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,764 | -100.0% | Q2 2026 | Aug 11, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,537 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Financial Engines Advisors L.L.C. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,992 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -10,398 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,358 | -100.0% | Q2 2026 | Aug 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -5,885 | -100.0% | Q2 2026 | Aug 24, 2026 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,600 | -100.0% | Q2 2026 | Jul 28, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -365 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | New | 345 | 0 | — | — | — | +345 | New | Q2 2026 | Jul 22, 2026 |
| Wealth Preservation Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -309 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Quarry LP | History | New | 255 | 0 | — | — | — | +255 | New | Q2 2026 | Aug 14, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -200 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Clearstead Advisors, LLC | History | New | 150 | 0 | — | — | — | +150 | New | Q2 2026 | Aug 06, 2026 |
| Basecamp Wealth Advisors LLC | History | Added to | 225 | 0 | — | — | — | +116 | 106.42% | Q2 2026 | Aug 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | New | 82 | 0 | — | — | — | +82 | New | Q2 2026 | Aug 10, 2026 |
| Providence Capital Advisors, LLC | History | New | 61 | 0 | — | — | — | +61 | New | Q2 2026 | Aug 11, 2026 |
| JPL Wealth Management, LLC | History | New | 29 | 0 | — | — | — | +29 | New | Q2 2026 | Aug 13, 2026 |
| Optiver Holding B.V. | History | New | 10 | 0 | — | — | — | +10 | New | Q2 2026 | Aug 12, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 225 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Leonteq Securities AG | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sunbelt Securities, Inc. | History | No change | 91 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Smartleaf Asset Management LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Caitlin John, LLC | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Hilltop National Bank | History | No change | 285 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 01, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 95 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Boreal Capital Management LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |