FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FCA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | Reduced | 1,339,169 | 37,858 | 0.03% | 0.03% | 1 | -11,383 | -0.84% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | New | 102,626 | 2,970 | 0.02% | — | 2 | +102,626 | New | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 88,054 | 2,489 | 0.01% | 0.01% | 3 | -27,532 | -23.82% | Q4 2025 | Feb 05, 2026 |
| LPL Financial LLC | History | Reduced | 51,434 | 1,454 | 0.0% | 0.0% | 4 | -33,169 | -39.21% | Q4 2025 | Feb 11, 2026 |
| StoneX Group Inc. | History | Added to | 50,473 | 1,426 | 0.06% | 0.01% | 5 | +42,001 | 495.76% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 30,501 | 862 | 0.0% | 0.0% | 6 | -1,100 | -3.48% | Q4 2025 | Feb 18, 2026 |
| Unique Wealth Strategies, LLC | History | Added to | 27,392 | 774 | 0.3% | 0.26% | 7 | +4,597 | 20.17% | Q4 2025 | Jul 14, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 22,752 | 643 | 0.01% | 0.01% | 8 | -1,227 | -5.12% | Q4 2025 | Feb 17, 2026 |
| Genesee Capital Advisors, LLC | History | New | 21,581 | 610 | 0.25% | — | 9 | +21,581 | New | Q4 2025 | Jan 16, 2026 |
| Avestar Capital, LLC | History | No change | 20,440 | 577 | 0.04% | 0.04% | 10 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 10,434 | 294 | 0.02% | 0.03% | 11 | -601 | -5.45% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 8,451 | 238 | 0.0% | 0.0% | 12 | -36,897 | -81.36% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 8,040 | 227 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 5,409 | 152 | 0.0% | — | 14 | +5,409 | New | Q4 2025 | Feb 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 255 | 7 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| ROYAL BANK OF CANADA | History | New | 100 | 3 | 0.0% | — | 16 | +100 | New | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | New | 88 | 2 | 0.0% | — | 17 | +88 | New | Q4 2025 | Jan 23, 2026 |
| UBS Group AG | History | New | 78 | 2 | 0.0% | — | 18 | +78 | New | Q4 2025 | Jan 29, 2026 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -38,500 | -100.0% | Q4 2025 | Jan 30, 2026 |
| GeoWealth Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,271 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,113 | -100.0% | Q4 2025 | Feb 17, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,404 | -100.0% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,898 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,397 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -302 | -100.0% | Q4 2025 | Mar 16, 2026 |
| Darwin Wealth Management, LLC | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Jan 22, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | May 27, 2026 |