FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FKU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | Added to | 1,149,823 | 57,906 | 0.04% | 0.03% | 1 | +395,709 | 52.47% | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | Added to | 148,376 | 7,472 | 0.04% | 0.02% | 2 | +89,204 | 150.75% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 85,471 | 4,304 | 0.0% | 0.0% | 3 | -49,180 | -36.52% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 75,610 | 3,807 | 0.05% | — | 4 | +75,610 | New | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 62,210 | 3,132 | 0.0% | 0.0% | 5 | +42,184 | 210.65% | Q1 2026 | May 12, 2026 |
| Rathbones Group PLC | History | Reduced | 45,343 | 2,283 | 0.01% | 0.01% | 6 | -13,332 | -22.72% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Reduced | 38,174 | 1,922 | 0.0% | 0.0% | 7 | -54,021 | -58.59% | Q1 2026 | May 15, 2026 |
| Corient Private Wealth LLC | History | Added to | 32,444 | 1,609 | 0.0% | 0.0% | 8 | +458 | 1.43% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 21,458 | 1,080 | 0.0% | 0.0% | 9 | -16,844 | -43.98% | Q1 2026 | May 15, 2026 |
| Quantinno Capital Management LP | History | Reduced | 20,794 | 1,047 | 0.0% | 0.0% | 10 | -2,482 | -10.66% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 19,352 | 974 | 0.0% | 0.0% | 11 | +4,070 | 26.63% | Q1 2026 | May 14, 2026 |
| Private Advisory Group LLC | History | New | 16,903 | 851 | 0.06% | — | 12 | +16,903 | New | Q1 2026 | May 08, 2026 |
| London & Capital Asset Management Ltd | History | Added to | 15,425 | 776 | 0.01% | 0.01% | 13 | +3,590 | 30.33% | Q1 2026 | May 15, 2026 |
| PGIM Custom Harvest LLC | History | Added to | 14,812 | 745 | 0.01% | 0.01% | 14 | +780 | 5.56% | Q1 2026 | May 13, 2026 |
| Dunhill Financial, LLC | History | Added to | 14,497 | 730 | 0.17% | 0.04% | 15 | +11,408 | 369.31% | Q1 2026 | May 06, 2026 |
| Transamerica Financial Advisors, LLC | History | Added to | 13,619 | 685 | 0.06% | 0.02% | 16 | +8,371 | 159.51% | Q1 2026 | May 15, 2026 |
| Genesee Capital Advisors, LLC | History | Reduced | 11,778 | 593 | 0.25% | 0.27% | 17 | -1,172 | -9.05% | Q1 2026 | Apr 22, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 11,788 | 593 | 0.42% | 0.39% | 18 | +1,158 | 10.89% | Q1 2026 | Apr 17, 2026 |
| Walkner Condon Financial Advisors LLC | History | No change | 5,427 | 273 | 0.04% | 0.04% | 19 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 5,000 | 251 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | New | 4,312 | 217 | 0.0% | — | 21 | +4,312 | New | Q1 2026 | May 06, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 3,230 | 162 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | No change | 737 | 37 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| UBS Group AG | History | Added to | 605 | 30 | 0.0% | 0.0% | 24 | +495 | 450.0% | Q1 2026 | May 05, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | New | 374 | 18 | 0.0% | — | 25 | +374 | New | Q1 2026 | May 06, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 204 | 9 | 0.0% | 0.0% | 26 | -61 | -23.02% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 136 | 6 | 0.0% | — | 29 | +136 | New | Q1 2026 | May 19, 2026 |
| FIFTH THIRD BANCORP | History | New | 124 | 6 | 0.0% | — | 28 | +124 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 124 | 6 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -22,961 | -100.0% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,168 | -100.0% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,331 | -100.0% | Q1 2026 | May 14, 2026 |
| Evelyn Partners Investment Management Services Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -2,002 | -100.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2 | 0 | — | 0.0% | — | -120 | -98.36% | Q1 2026 | May 11, 2026 |
| ASSETMARK, INC | History | New | 11 | 0 | — | — | — | +11 | New | Q1 2026 | May 06, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q1 2026 | May 01, 2026 |