FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FKU
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | Added to | 754,114 | 38,391 | 0.03% | 0.03% | 1 | +50,741 | 7.21% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 134,651 | 6,854 | 0.0% | 0.0% | 2 | +16,058 | 13.54% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 92,195 | 4,693 | 0.0% | 0.0% | 3 | -7,304 | -7.34% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | New | 59,172 | 3,081 | 0.02% | — | 4 | +59,172 | New | Q4 2025 | Feb 17, 2026 |
| Rathbones Group PLC | History | Reduced | 58,675 | 2,987 | 0.01% | 0.01% | 5 | -3,089 | -5.0% | Q4 2025 | Feb 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 38,302 | 1,949 | 0.0% | 0.0% | 6 | +28,876 | 306.34% | Q4 2025 | Feb 17, 2026 |
| Corient Private Wealth LLC | History | No change | 31,986 | 1,628 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q4 2025 | Mar 09, 2026 |
| Quantinno Capital Management LP | History | Reduced | 23,276 | 1,184 | 0.0% | 0.0% | 8 | -1,353 | -5.49% | Q4 2025 | Feb 17, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 22,961 | 1,169 | 0.04% | — | 9 | +22,961 | New | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 20,026 | 1,019 | 0.0% | 0.0% | 10 | +9,054 | 82.52% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 15,282 | 777 | 0.0% | 0.0% | 11 | +648 | 4.43% | Q4 2025 | Feb 18, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 14,032 | 714 | 0.01% | 0.01% | 12 | -871 | -5.84% | Q4 2025 | Feb 17, 2026 |
| Genesee Capital Advisors, LLC | History | New | 12,950 | 659 | 0.27% | — | 13 | +12,950 | New | Q4 2025 | Jan 16, 2026 |
| London & Capital Asset Management Ltd | History | New | 11,835 | 602 | 0.01% | — | 14 | +11,835 | New | Q4 2025 | Feb 17, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 10,630 | 541 | 0.39% | 0.36% | 15 | +278 | 2.69% | Q4 2025 | Jan 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 8,168 | 415 | 0.0% | 0.0% | 16 | -331 | -3.89% | Q4 2025 | Mar 25, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 5,427 | 276 | 0.04% | 0.04% | 17 | -175 | -3.12% | Q4 2025 | Jan 21, 2026 |
| StoneX Group Inc. | History | Added to | 5,331 | 271 | 0.01% | 0.01% | 18 | +591 | 12.47% | Q4 2025 | Feb 12, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 5,248 | 267 | 0.02% | 0.02% | 19 | -312 | -5.61% | Q4 2025 | Feb 13, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 5,000 | 254 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Dunhill Financial, LLC | History | Added to | 3,089 | 169 | 0.04% | 0.01% | 21 | +2,124 | 220.1% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,230 | 164 | 0.0% | 0.0% | 22 | -60 | -1.82% | Q4 2025 | Feb 17, 2026 |
| Evelyn Partners Investment Management Services Ltd | History | No change | 2,002 | 101 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 737 | 37 | 0.0% | 0.0% | 24 | +2 | 0.27% | Q4 2025 | Feb 18, 2026 |
| JPMORGAN CHASE & CO | History | New | 265 | 13 | 0.0% | — | 25 | +265 | New | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 122 | 6 | 0.0% | — | 26 | +121 | 12100.0% | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | No change | 124 | 6 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| UBS Group AG | History | Reduced | 110 | 5 | 0.0% | 0.0% | 28 | -8,089 | -98.66% | Q4 2025 | Jan 29, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,269 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Darwin Wealth Management, LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2025 | Jan 22, 2026 |