FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FPA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | No change | 1,185,499 | 63,447 | 0.04% | 0.04% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| W1M Asset Management Ltd | History | No change | 270,250 | 14,378 | 0.13% | 0.13% | 2 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | No change | 149,166 | 7,962 | 0.03% | 0.03% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | No change | 79,829 | 4,272 | 0.05% | 0.05% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Added to | 63,035 | 3,121 | 0.34% | 0.04% | 5 | +57,078 | 958.17% | Q3 2026 | Oct 30, 2026 |
| Rathbones Group PLC | History | No change | 45,737 | 2,447 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| JANE STREET GROUP, LLC | History | No change | 44,056 | 2,357 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 44,856 | 2,226 | 0.0% | 0.0% | 8 | -5,159 | -10.31% | Q3 2026 | Nov 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 23,655 | 1,266 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Dunhill Financial, LLC | History | No change | 22,827 | 1,221 | 0.25% | 0.25% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 20,518 | 1,018 | 0.01% | 0.01% | 11 | -715 | -3.37% | Q3 2026 | Oct 08, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 18,722 | 1,002 | 0.21% | 0.21% | 12 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Risk Paradigm Group, LLC | History | No change | 17,838 | 954 | 0.75% | 0.75% | 13 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CITADEL ADVISORS LLC | History | No change | 15,743 | 842 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 14,598 | 781 | 0.07% | 0.07% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GeoWealth Management, LLC | History | No change | 13,771 | 737 | 0.02% | 0.02% | 16 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 13,774 | 683 | 0.41% | 0.43% | 17 | +447 | 3.35% | Q3 2026 | Oct 20, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 8,479 | 453 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 6,748 | 361 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Unique Wealth Strategies, LLC | History | No change | 4,520 | 241 | 0.09% | 0.09% | 20 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 4,678 | 232 | 0.0% | 0.0% | 21 | +3 | 0.06% | Q3 2026 | Nov 02, 2026 |
| Signal Advisors Wealth, LLC | History | New | 4,396 | 218 | 0.01% | — | 22 | +4,396 | New | Q3 2026 | Oct 13, 2026 |
| MORGAN STANLEY | History | No change | 2,954 | 158 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | New | 637 | 31 | 0.0% | — | 24 | +637 | New | Q3 2026 | Nov 10, 2026 |
| BFC Planning, Inc. | History | No change | 250 | 13 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 100 | 5 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 20 | 1 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CIBC WORLD MARKET INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,240 | -100.0% | Q3 2026 | Nov 10, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,844 | -100.0% | Q3 2026 | Oct 30, 2026 |
| ROYAL BANK OF CANADA | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |