FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTHF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 359,114 | 17,877 | 0.0% | 0.0% | 1 | +34,302 | 10.56% | Q2 2026 | Aug 07, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 153,930 | 7,662 | 0.0% | 0.0% | 2 | +84,477 | 121.63% | Q2 2026 | Aug 14, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Reduced | 103,032 | 5,129 | 2.13% | 1.94% | 3 | -5,098 | -4.71% | Q2 2026 | Aug 14, 2026 |
| Treasure Coast Financial Planning | History | Added to | 69,187 | 3,444 | 1.68% | 1.25% | 4 | +4,994 | 7.78% | Q2 2026 | Jul 29, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 62,401 | 3,106 | 0.05% | 0.05% | 5 | -4,677 | -6.97% | Q2 2026 | Jul 31, 2026 |
| KRAEMATON INVESTMENT ADVISORS, INC | History | Added to | 35,670 | 1,775 | 1.32% | 0.65% | 6 | +14,437 | 67.99% | Q2 2026 | Jul 24, 2026 |
| Summit Financial, LLC | History | Added to | 29,815 | 1,484 | 0.02% | 0.01% | 7 | +2,836 | 10.51% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 28,782 | 1,432 | 0.0% | — | 8 | +28,782 | New | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 25,291 | 1,259 | 0.0% | 0.0% | 9 | -15,499 | -38.0% | Q2 2026 | Aug 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | Reduced | 22,600 | 1,125 | 0.15% | 0.17% | 10 | -4,888 | -17.78% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | Added to | 21,989 | 1,094 | 0.0% | 0.0% | 11 | +9,180 | 71.67% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 20,783 | 1,034 | 0.0% | 0.0% | 12 | +10,018 | 93.06% | Q2 2026 | Aug 03, 2026 |
| Bensler, LLC | History | New | 19,599 | 975 | 0.09% | — | 13 | +19,599 | New | Q2 2026 | Jul 23, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 19,534 | 972 | 0.0% | 0.0% | 14 | -106,711 | -84.53% | Q2 2026 | Sep 02, 2026 |
| Western Wealth Management, LLC | History | Added to | 15,158 | 754 | 0.02% | 0.02% | 15 | +2,562 | 20.34% | Q2 2026 | Aug 14, 2026 |
| BROWN ADVISORY INC | History | Added to | 13,304 | 662 | 0.0% | 0.0% | 16 | +3,337 | 33.48% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 10,609 | 528 | 0.0% | 0.0% | 17 | +7,654 | 259.02% | Q2 2026 | Aug 14, 2026 |
| Aurora Private Wealth, Inc. | History | New | 9,920 | 494 | 0.31% | — | 18 | +9,920 | New | Q2 2026 | Jul 21, 2026 |
| Stonebridge Financial Planning Group, LLC | History | New | 8,742 | 435 | 0.14% | — | 19 | +8,742 | New | Q2 2026 | Jul 31, 2026 |
| Janney Montgomery Scott LLC | History | New | 7,418 | 369 | 0.0% | — | 20 | +7,418 | New | Q2 2026 | Aug 05, 2026 |
| Merit Financial Group, LLC | History | New | 5,614 | 279 | 0.0% | — | 21 | +5,614 | New | Q2 2026 | Jul 20, 2026 |
| Harvest Investment Services, LLC | History | New | 5,368 | 267 | 0.04% | — | 22 | +5,368 | New | Q2 2026 | Aug 14, 2026 |
| CARLSON FINANCIAL, INC. | History | New | 4,131 | 205 | 0.1% | — | 23 | +4,131 | New | Q2 2026 | Aug 24, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 1,055 | 52 | 0.01% | — | 24 | +1,055 | New | Q2 2026 | Aug 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 318 | 15 | 0.0% | 0.0% | 25 | +149 | 88.17% | Q2 2026 | Aug 12, 2026 |
| Coppell Advisory Solutions LLC | History | New | 17,322 | 8 | 0.0% | — | 26 | +17,322 | New | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | New | 127 | 6 | 0.0% | — | 27 | +127 | New | Q2 2026 | Aug 06, 2026 |
| IFP Advisors, Inc | History | No change | 50 | 2 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |