FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTHF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 324,812 | 12,131 | 0.0% | 0.0% | 1 | +317,432 | 4301.25% | Q1 2026 | May 06, 2026 |
| CITADEL ADVISORS LLC | History | New | 126,245 | 4,715 | 0.0% | — | 2 | +126,245 | New | Q1 2026 | May 15, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | New | 108,130 | 4,038 | 1.94% | — | 3 | +108,130 | New | Q1 2026 | May 08, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 69,453 | 2,594 | 0.0% | 0.0% | 4 | +46,198 | 198.66% | Q1 2026 | May 12, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 67,078 | 2,505 | 0.05% | 0.05% | 5 | -2,200 | -3.18% | Q1 2026 | May 14, 2026 |
| Treasure Coast Financial Planning | History | Added to | 64,193 | 2,422 | 1.25% | 0.87% | 6 | +14,611 | 29.47% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 40,790 | 1,523 | 0.0% | 0.0% | 7 | +19,990 | 96.11% | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 27,488 | 1,026 | 0.17% | — | 8 | +27,488 | New | Q1 2026 | May 15, 2026 |
| Summit Financial, LLC | History | New | 26,979 | 1,007 | 0.01% | — | 9 | +26,979 | New | Q1 2026 | May 15, 2026 |
| KRAEMATON INVESTMENT ADVISORS, INC | History | New | 21,233 | 793 | 0.65% | — | 10 | +21,233 | New | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Added to | 12,809 | 478 | 0.0% | 0.0% | 11 | +2,385 | 22.88% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 12,596 | 470 | 0.02% | — | 12 | +12,596 | New | Q1 2026 | May 19, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 10,765 | 402 | 0.0% | 0.0% | 13 | -766 | -6.64% | Q1 2026 | May 04, 2026 |
| BROWN ADVISORY INC | History | New | 9,967 | 372 | 0.0% | — | 14 | +9,967 | New | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 2,955 | 110 | 0.0% | — | 15 | +2,955 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 169 | 6 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | New | 50 | 1 | 0.0% | — | 17 | +50 | New | Q1 2026 | Apr 13, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -9,313 | -100.0% | Q1 2026 | May 15, 2026 |