FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTHF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 359,114 | 17,877 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| JANE STREET GROUP, LLC | History | No change | 153,930 | 7,662 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | No change | 103,032 | 5,129 | 2.13% | 2.13% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Treasure Coast Financial Planning | History | Added to | 78,893 | 3,868 | 1.85% | 1.68% | 4 | +9,706 | 14.03% | Q3 2026 | Nov 03, 2026 |
| VestGen Advisors, LLC | History | New | 61,306 | 3,006 | 0.09% | — | 5 | +61,306 | New | Q3 2026 | Oct 27, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 52,594 | 2,579 | 0.04% | 0.05% | 6 | -9,807 | -15.72% | Q3 2026 | Oct 28, 2026 |
| KRAEMATON INVESTMENT ADVISORS, INC | History | Added to | 36,917 | 1,810 | 1.35% | 1.32% | 7 | +1,247 | 3.5% | Q3 2026 | Nov 02, 2026 |
| Summit Financial, LLC | History | No change | 29,815 | 1,484 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 28,782 | 1,432 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 25,291 | 1,259 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 22,600 | 1,125 | 0.15% | 0.15% | 11 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | No change | 21,989 | 1,094 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 20,783 | 1,034 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| CITADEL ADVISORS LLC | History | No change | 19,534 | 972 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Bensler, LLC | History | Reduced | 19,468 | 954 | 0.09% | 0.09% | 15 | -131 | -0.67% | Q3 2026 | Nov 05, 2026 |
| Western Wealth Management, LLC | History | No change | 15,158 | 754 | 0.02% | 0.02% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BROWN ADVISORY INC | History | No change | 13,304 | 662 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aurora Private Wealth, Inc. | History | Added to | 10,862 | 533 | 0.34% | 0.31% | 18 | +942 | 9.5% | Q3 2026 | Oct 20, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 10,609 | 528 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stonebridge Financial Planning Group, LLC | History | No change | 8,742 | 435 | 0.14% | 0.14% | 20 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Janney Montgomery Scott LLC | History | No change | 7,418 | 369 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Merit Financial Group, LLC | History | No change | 5,614 | 279 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Harvest Investment Services, LLC | History | No change | 5,368 | 267 | 0.04% | 0.04% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CARLSON FINANCIAL, INC. | History | Added to | 4,973 | 243 | 0.13% | 0.1% | 24 | +842 | 20.38% | Q3 2026 | Nov 05, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 654 | 32 | 0.0% | — | 25 | +654 | New | Q3 2026 | Nov 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 318 | 15 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 17,322 | 8 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 127 | 6 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CX Institutional | History | New | 48 | 2 | 0.0% | — | 30 | +48 | New | Q3 2026 | Oct 02, 2026 |
| IFP Advisors, Inc | History | No change | 50 | 2 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,055 | -100.0% | Q3 2026 | Oct 29, 2026 |