AB Active ETFs, Inc. - FWD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | History | No change | 12,254,845 | 1,330,385 | 0.44% | 0.44% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 1,512,442 | 224,022 | 0.05% | 0.05% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 597,024 | 88,431 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Betterment LLC | History | No change | 580,084 | 85,922 | 0.15% | 0.15% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 473,735 | 70,169 | 0.46% | 0.46% | 5 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Bleakley Financial Group, LLC | History | No change | 255,585 | 37,857 | 0.48% | 0.48% | 6 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 233,743 | 34,658 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 180,785 | 26,777 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 163,561 | 24,226 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 157,322 | 23,302 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 156,601 | 23,195 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GLENMEDE TRUST CO NA | History | No change | 155,481 | 23,029 | 0.1% | 0.1% | 12 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Tulsa Wealth Advisors, INC | History | No change | 144,424 | 21,392 | 3.01% | 3.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JANE STREET GROUP, LLC | History | No change | 128,750 | 19,070 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Horizon Wealth Management, LLC | History | New | 139,510 | 18,360 | 2.31% | — | 15 | +139,510 | New | Q3 2026 | Nov 02, 2026 |
| Private Advisor Group, LLC | History | No change | 123,354 | 18,271 | 0.08% | 0.08% | 16 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Embree Financial Group | History | Reduced | 129,711 | 17,071 | 1.67% | 1.94% | 17 | -967 | -0.74% | Q3 2026 | Oct 22, 2026 |
| Intrepid Financial Planning Group LLC | History | No change | 109,732 | 16,253 | 5.52% | 5.52% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 82,014 | 12,147 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 81,550 | 10,732 | 0.01% | 0.01% | 20 | +8,365 | 11.43% | Q3 2026 | Oct 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 76,635 | 10,086 | 0.02% | 0.02% | 21 | +10,404 | 15.71% | Q3 2026 | Nov 02, 2026 |
| VestGen Advisors, LLC | History | Added to | 74,630 | 9,822 | 0.3% | 0.13% | 22 | +44,174 | 145.04% | Q3 2026 | Oct 27, 2026 |
| PMG Wealth Management, Inc. | History | No change | 64,371 | 9,534 | 5.9% | 5.9% | 23 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Quantum Private Wealth, LLC | History | Reduced | 72,152 | 9,495 | 2.43% | 2.79% | 24 | -1,230 | -1.68% | Q3 2026 | Oct 20, 2026 |
| Eldridge Investment Advisors, Inc. | History | No change | 63,621 | 9,423 | 1.87% | 1.87% | 25 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 59,566 | 8,822 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Colonial River Investments, LLC | History | Added to | 63,716 | 8,385 | 2.17% | 2.15% | 27 | +12,738 | 24.99% | Q3 2026 | Oct 19, 2026 |
| BOS Asset Management, LLC | History | Added to | 61,764 | 8,128 | 1.9% | 1.95% | 28 | +4,965 | 8.74% | Q3 2026 | Oct 09, 2026 |
| HighPoint Advisor Group LLC | History | No change | 53,093 | 7,864 | 0.28% | 0.28% | 29 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 51,854 | 6,824 | 0.05% | 0.08% | 30 | -12,440 | -19.35% | Q3 2026 | Oct 16, 2026 |
| StoneCrest Wealth Management, Inc. | History | Reduced | 48,696 | 6,408 | 2.06% | 2.31% | 31 | -55 | -0.11% | Q3 2026 | Nov 03, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 37,759 | 5,592 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advisory Services Network, LLC | History | No change | 28,418 | 4,209 | 0.05% | 0.05% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 31,571 | 4,155 | 0.01% | 0.0% | 34 | +10,632 | 50.78% | Q3 2026 | Nov 02, 2026 |
| IFG Advisory, LLC | History | No change | 27,747 | 4,109 | 0.14% | 0.14% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sanctuary Advisors, LLC | History | No change | 26,688 | 3,953 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 22,956 | 3,400 | 0.05% | 0.05% | 37 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 23,613 | 3,107 | 0.13% | 0.16% | 38 | -800 | -3.28% | Q3 2026 | Nov 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 19,713 | 2,919 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 19,187 | 2,841 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| USAdvisors Wealth Management, LLC | History | Added to | 21,315 | 2,805 | 0.8% | 0.86% | 41 | +1,125 | 5.57% | Q3 2026 | Oct 21, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 18,223 | 2,698 | 0.04% | 0.04% | 42 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 19,410 | 2,555 | 0.06% | 0.07% | 43 | +429 | 2.26% | Q3 2026 | Oct 22, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 19,379 | 2,550 | 0.09% | 0.1% | 44 | +901 | 4.88% | Q3 2026 | Oct 26, 2026 |
| Wavvest Wealth LLC | History | New | 19,223 | 2,529 | 2.04% | — | 45 | +19,223 | New | Q3 2026 | Oct 21, 2026 |
| Anderson Financial Strategies, LLC | History | No change | 18,685 | 2,431 | 1.26% | 1.26% | 46 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 18,083 | 2,379 | 0.33% | 0.37% | 47 | +346 | 1.95% | Q3 2026 | Nov 03, 2026 |
| SFG Wealth Management, LLC. | History | Reduced | 17,044 | 2,243 | 0.8% | 0.92% | 48 | -296 | -1.71% | Q3 2026 | Oct 23, 2026 |
| COZAD ASSET MANAGEMENT INC | History | No change | 14,089 | 2,086 | 0.13% | 0.13% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | No change | 13,172 | 1,951 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 14,112 | 1,863 | 0.0% | 0.0% | 51 | +1,425 | 11.23% | Q3 2026 | Oct 13, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 11,989 | 1,775 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 13,116 | 1,726 | 0.0% | 0.0% | 53 | +8,643 | 193.23% | Q3 2026 | Nov 02, 2026 |
| Worth Financial Advisory Group, LLC | History | Added to | 9,480 | 1,247 | 0.52% | 0.58% | 54 | +42 | 0.45% | Q3 2026 | Oct 19, 2026 |
| IHT Wealth Management, LLC | History | No change | 8,305 | 1,230 | 0.03% | 0.03% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 8,274 | 1,088 | 0.01% | 0.01% | 56 | -1,239 | -13.02% | Q3 2026 | Oct 27, 2026 |
| Quantinno Capital Management LP | History | No change | 7,159 | 1,060 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| &PARTNERS | History | No change | 6,746 | 999 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 6,654 | 985 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 6,571 | 973 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MAI Capital Management | History | No change | 6,183 | 915 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vise Technologies, Inc. | History | Reduced | 6,746 | 887 | 0.01% | 0.01% | 62 | -2,192 | -24.52% | Q3 2026 | Oct 28, 2026 |
| Sound View Wealth Advisors Group, LLC | History | No change | 5,646 | 836 | 0.05% | 0.05% | 63 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MARKET STREET WEALTH MANAGEMENT ADVISORS LLC | History | New | 6,189 | 814 | 0.12% | — | 64 | +6,189 | New | Q3 2026 | Oct 08, 2026 |
| Gotham Asset Management, LLC | History | No change | 5,068 | 750 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Boyer Financial Services, Inc. | History | Added to | 5,296 | 696 | 0.56% | 0.6% | 66 | +85 | 1.63% | Q3 2026 | Oct 23, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 4,671 | 691 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 4,424 | 655 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 4,345 | 643 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Visionary Wealth Advisors | History | Added to | 4,653 | 612 | 0.02% | 0.01% | 70 | +3,050 | 190.27% | Q3 2026 | Nov 04, 2026 |
| Geneos Wealth Management Inc. | History | No change | 4,000 | 592 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PW ADVISORS, LLC \ FL | History | No change | 3,984 | 590 | 0.39% | 0.39% | 72 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Equitable Holdings, Inc. | History | No change | 3,850 | 570 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Laraway Financial Advisors Inc | History | No change | 3,063 | 453 | 0.27% | 0.27% | 74 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Legacy Wealth Advisors, LLC | History | No change | 2,988 | 442 | 0.19% | 0.19% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 2,934 | 435 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Wagner Wealth Management, LLC | History | No change | 3,209 | 422 | 0.07% | 0.09% | 77 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 3,177 | 418 | 0.03% | 0.02% | 78 | +1,149 | 56.66% | Q3 2026 | Oct 20, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 3,125 | 411 | 0.0% | 0.0% | 79 | +531 | 20.47% | Q3 2026 | Oct 30, 2026 |
| AVAII WEALTH MANAGEMENT, LLC | History | New | 3,017 | 406 | 0.12% | — | 80 | +3,017 | New | Q3 2026 | Oct 09, 2026 |
| PFG Advisors | History | Added to | 2,996 | 394 | 0.02% | 0.02% | 81 | +198 | 7.08% | Q3 2026 | Oct 15, 2026 |
| Main Street Group, LTD | History | Added to | 2,920 | 384 | 0.09% | 0.07% | 82 | +766 | 35.56% | Q3 2026 | Oct 28, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,589 | 383 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Creative Planning | History | New | 2,658 | 349 | 0.0% | — | 84 | +2,658 | New | Q3 2026 | Nov 02, 2026 |
| Snowden Capital Advisors LLC | History | No change | 2,294 | 339 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| J. Mark Nickell & Co. | History | No change | 2,063 | 305 | 0.24% | 0.24% | 86 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,046 | 303 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Walleye Partners, LLC | History | Reduced | 2,293 | 301 | 0.34% | 0.4% | 88 | -74 | -3.13% | Q3 2026 | Oct 13, 2026 |
| Trademark Financial Management, LLC | History | Reduced | 2,276 | 299 | 0.12% | 0.64% | 89 | -8,313 | -78.51% | Q3 2026 | Oct 23, 2026 |
| CAP Partners, LLC | History | New | 2,255 | 296 | 0.14% | — | 90 | +2,255 | New | Q3 2026 | Oct 19, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 1,895 | 280 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Clear Creek Financial Management, LLC | History | New | 2,080 | 273 | 0.02% | — | 92 | +2,080 | New | Q3 2026 | Oct 28, 2026 |
| Vertex Planning Partners, LLC | History | No change | 1,834 | 271 | 0.04% | 0.04% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 1,756 | 260 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mascagni Wealth Management, Inc. | History | No change | 1,881 | 247 | 0.15% | 0.17% | 95 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| World Investment Advisors | History | No change | 2,235 | 242 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 1,560 | 231 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,666 | 219 | 0.02% | 0.02% | 98 | +100 | 6.39% | Q3 2026 | Nov 02, 2026 |
| BARCLAYS PLC | History | No change | 1,230 | 182 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| StrongBox Wealth, LLC | History | Added to | 965 | 127 | 0.03% | 0.04% | 100 | +100 | 11.56% | Q3 2026 | Nov 02, 2026 |
| Triumph Capital Management | History | Added to | 738 | 97 | 0.02% | 0.02% | 101 | +64 | 9.5% | Q3 2026 | Oct 14, 2026 |
| Blue Trust, Inc. | History | New | 734 | 96 | 0.0% | — | 103 | +734 | New | Q3 2026 | Oct 15, 2026 |
| Arax Advisory Partners | History | No change | 653 | 96 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 522 | 77 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BlackRock, Inc. | History | No change | 480 | 71 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 395 | 58 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Security National Bank | History | No change | 411 | 54 | 0.01% | 0.01% | 107 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| FIFTH THIRD BANCORP | History | No change | 233 | 34 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 245 | 32 | 0.0% | 0.0% | 109 | +214 | 690.32% | Q3 2026 | Oct 08, 2026 |
| Signature Equity Partners, LLC | History | Reduced | 155 | 20 | 0.01% | 1.56% | 111 | -22,746 | -99.32% | Q3 2026 | Oct 29, 2026 |
| Copia Wealth Management | History | No change | 140 | 20 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| BOKF, NA | History | Reduced | 142 | 18 | 0.0% | 0.0% | 112 | -608 | -81.07% | Q3 2026 | Oct 27, 2026 |
| Continuum Advisory, LLC | History | No change | 86 | 12 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 86 | 11 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Tradewinds Capital Management, LLC | History | No change | 59 | 7 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 25 | 3 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| JPL Wealth Management, LLC | History | No change | 22 | 3 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Parallel Advisors, LLC | History | No change | 15 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Key FInancial Inc | History | No change | 8 | 1 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| KPP Advisory Services LLC | History | Closed out | 0 | 0 | — | 1.54% | — | -82,091 | -100.0% | Q3 2026 | Oct 26, 2026 |
| WESPAC Advisors, LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -6,173 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,540 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,324 | -100.0% | Q3 2026 | Oct 16, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Abound Wealth Management | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q3 2026 | Oct 26, 2026 |
| JPMORGAN CHASE & CO | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Russell Investments Group, Ltd. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |