Golden Ocean Group Ltd - G39637205
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | History | No change | 1,346,229 | 9,854 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2025 | Aug 14, 2025 |
| Brooklyn Investment Group | History | No change | 43,819 | 327 | 0.04% | 0.04% | 2 | 0 | 0.0% | Q3 2025 | Nov 14, 2025 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 34,315 | 251 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2025 | Aug 14, 2025 |
| OSAIC HOLDINGS, INC. | History | Reduced | 4,674 | 40 | 0.0% | 0.0% | 4 | -29,189 | -86.2% | Q3 2025 | Nov 14, 2025 |
| Allworth Financial LP | History | No change | 1,042 | 7 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2025 | Aug 07, 2025 |
| Blue Trust, Inc. | History | Reduced | 129 | 1 | 0.0% | 0.0% | 6 | -7,565 | -98.32% | Q3 2025 | Oct 16, 2025 |
| FOLKETRYGDFONDET | History | Closed out | 0 | 0 | — | 1.21% | — | -7,431,676 | -100.0% | Q3 2025 | Nov 03, 2025 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,518,412 | -100.0% | Q3 2025 | Nov 12, 2025 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.02% | — | -4,719,147 | -100.0% | Q3 2025 | Nov 13, 2025 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,712,477 | -100.0% | Q3 2025 | Nov 07, 2025 |
| MIRABELLA FINANCIAL SERVICES LLP | History | Closed out | 0 | 0 | — | 1.95% | — | -2,565,720 | -100.0% | Q3 2025 | Dec 15, 2025 |
| FourWorld Capital Management LLC | History | Closed out | 0 | 0 | — | 12.32% | — | -2,501,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,973,357 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,728,816 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -1,525,429 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,463,382 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -1,399,445 | -100.0% | Q3 2025 | Nov 03, 2025 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,276,438 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Empowered Funds, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -1,002,029 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -756,423 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -740,021 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -645,580 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -596,997 | -100.0% | Q3 2025 | May 27, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -577,580 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -530,738 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Cambria Investment Management, L.P. | History | Closed out | 0 | 0 | — | 0.26% | — | -515,987 | -100.0% | Q3 2025 | Dec 01, 2025 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -500,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -448,590 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -365,534 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Hosking Partners LLP | History | Closed out | 0 | 0 | — | 0.1% | — | -337,573 | -100.0% | Q3 2025 | Oct 23, 2025 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -324,850 | -100.0% | Q3 2025 | Mar 31, 2026 |
| Nuveen, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -321,791 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -303,285 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -290,005 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -250,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -237,177 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -211,076 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -199,323 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -191,016 | -100.0% | Q3 2025 | Nov 07, 2025 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -180,847 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CWA Asset Management Group, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -176,076 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -171,390 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -161,803 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -157,161 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Skandinaviska Enskilda Banken AB (publ) | History | Closed out | 0 | 0 | — | 0.0% | — | -153,017 | -100.0% | Q3 2025 | Nov 07, 2025 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -152,095 | -100.0% | Q3 2025 | Oct 23, 2025 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -150,510 | -100.0% | Q3 2025 | Feb 03, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -147,388 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -132,572 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -125,659 | -100.0% | Q3 2025 | Nov 13, 2025 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -92,992 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -91,521 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -90,647 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,746 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,277 | -100.0% | Q3 2025 | Nov 12, 2025 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -72,433 | -100.0% | Q3 2025 | Nov 13, 2025 |
| AdvisorShares Investments LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -64,160 | -100.0% | Q3 2025 | Nov 05, 2025 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,612 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -57,650 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Onyx Bridge Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -54,613 | -100.0% | Q3 2025 | Nov 06, 2025 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -53,968 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.0% | — | -50,938 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -50,916 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DENALI ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -49,246 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.01% | — | -48,910 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -48,142 | -100.0% | Q3 2025 | Nov 12, 2025 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,634 | -100.0% | Q3 2025 | Nov 05, 2025 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,335 | -100.0% | Q3 2025 | Nov 14, 2025 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,777 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Vident Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,861 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -42,575 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -40,964 | -100.0% | Q3 2025 | Nov 10, 2025 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -39,500 | -100.0% | Q3 2025 | Nov 13, 2025 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,264 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Quantinno Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -35,861 | -100.0% | Q3 2025 | Nov 14, 2025 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -35,150 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -32,919 | -100.0% | Q3 2025 | Nov 14, 2025 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,981 | -100.0% | Q3 2025 | Nov 12, 2025 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,527 | -100.0% | Q3 2025 | Nov 05, 2025 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,587 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.08% | — | -30,000 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,053 | -100.0% | Q3 2025 | Jan 06, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,100 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Jain Global LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,700 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -23,138 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Police & Firemen's Retirement System of New Jersey | History | Closed out | 0 | 0 | — | 0.0% | — | -22,819 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,796 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,155 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Diametric Capital, LP | History | Closed out | 0 | 0 | — | 0.08% | — | -21,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,976 | -100.0% | Q3 2025 | Nov 06, 2025 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,746 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BFSG, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,000 | -100.0% | Q3 2025 | Oct 29, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,459 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Pictet Asset Management Holding SA | History | Closed out | 0 | 0 | — | 0.0% | — | -19,059 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Everstar Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -18,313 | -100.0% | Q3 2025 | Nov 10, 2025 |
| ABC ARBITRAGE SA | History | Closed out | 0 | 0 | — | 0.01% | — | -15,689 | -100.0% | Q3 2025 | Nov 06, 2025 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,617 | -100.0% | Q3 2025 | Nov 14, 2025 |
| IEQ CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,045 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,883 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,724 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Vanguard Personalized Indexing Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,193 | -100.0% | Q3 2025 | Oct 31, 2025 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,184 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Quantessence Capital LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,969 | -100.0% | Q3 2025 | Nov 14, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,780 | -100.0% | Q3 2025 | Oct 22, 2025 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,748 | -100.0% | Q3 2025 | Oct 31, 2025 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,660 | -100.0% | Q3 2025 | Nov 13, 2025 |
| WealthTrust Axiom LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,516 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,225 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Svenska Handelsbanken AB (publ) | History | Closed out | 0 | 0 | — | 0.08% | — | -11,974 | -100.0% | Q3 2025 | Oct 14, 2025 |
| COMMERCE BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -11,745 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -11,293 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Investment Partners, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,444 | -100.0% | Q3 2025 | Nov 10, 2025 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -10,091 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Great Waters Wealth Management | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q3 2025 | Oct 14, 2025 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,988 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Optiver Holding B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,270 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,492 | -100.0% | Q3 2025 | Oct 14, 2025 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -6,383 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,750 | -100.0% | Q3 2025 | Nov 03, 2025 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,937 | -100.0% | Q3 2025 | Oct 21, 2025 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -4,276 | -100.0% | Q3 2025 | Oct 29, 2025 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,022 | -100.0% | Q3 2025 | Nov 07, 2025 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,735 | -100.0% | Q3 2025 | Nov 10, 2025 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,019 | -100.0% | Q3 2025 | Oct 15, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,972 | -100.0% | Q3 2025 | Nov 04, 2025 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,658 | -100.0% | Q3 2025 | Nov 07, 2025 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,157 | -100.0% | Q3 2025 | Oct 23, 2025 |
| HARBOR CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,123 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Bogart Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,792 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,755 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BROWN, LISLE/CUMMINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Oct 10, 2025 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Nov 12, 2025 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,358 | -100.0% | Q3 2025 | Oct 02, 2025 |
| ARMSTRONG ADVISORY GROUP, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q3 2025 | Oct 08, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,083 | -100.0% | Q3 2025 | Nov 03, 2025 |
| WealthCollab, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,077 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Leonteq Securities AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,028 | -100.0% | Q3 2025 | Feb 17, 2026 |
| FEDERATED HERMES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,013 | -100.0% | Q3 2025 | Nov 03, 2025 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Nov 24, 2025 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Nov 05, 2025 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -891 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Bell Investment Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -309 | -100.0% | Q3 2025 | Nov 21, 2025 |
| Fourth Dimension Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -292 | -100.0% | Q3 2025 | Nov 05, 2025 |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -226 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -208 | -100.0% | Q3 2025 | Nov 19, 2025 |
| Inlight Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Covestor Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -174 | -100.0% | Q3 2025 | Oct 30, 2025 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -155 | -100.0% | Q3 2025 | Nov 07, 2025 |
| MassMutual Private Wealth & Trust, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -145 | -100.0% | Q3 2025 | Oct 22, 2025 |
| CVA Family Office, LLC | History | Closed out | 0 | 0 | — | — | — | -133 | -100.0% | Q3 2025 | Oct 30, 2025 |
| VISION FINANCIAL MARKETS LLC | History | Closed out | 0 | 0 | — | — | — | -103 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Stephens Consulting, LLC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q3 2025 | Oct 15, 2025 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | — | — | -92 | -100.0% | Q3 2025 | Nov 12, 2025 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -91 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | — | — | -86 | -100.0% | Q3 2025 | Nov 06, 2025 |
| McIlrath & Eck, LLC | History | Closed out | 0 | 0 | — | — | — | -68 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -63 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Pacer Advisors, Inc. | History | Closed out | 0 | 0 | — | — | — | -60 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -24 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TOTAL INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2025 | Nov 12, 2025 |
| IFP Advisors, Inc | History | No change | 85 | 0 | — | — | — | 0 | 0.0% | Q3 2025 | Feb 06, 2026 |