ROCKLEY PHOTONICS HLDGS LTD - G7614L109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 1,775,302 | 248 | 0.0% | 0.0% | 1 | -32,388 | -1.79% | Q4 2022 | Feb 10, 2023 |
| STATE STREET CORP | History | Reduced | 1,548,459 | 216 | 0.0% | 0.0% | 2 | -456,647 | -22.77% | Q4 2022 | May 15, 2023 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 1,456,321 | 204 | 0.0% | 0.0% | 3 | -735 | -0.05% | Q4 2022 | Feb 13, 2023 |
| Compagnie Lombard Odier SCmA | History | Reduced | 1,272,381 | 178 | 0.0% | 0.04% | 4 | -466,750 | -26.84% | Q4 2022 | Feb 14, 2023 |
| HighTower Advisors, LLC | History | Added to | 966,214 | 136 | 0.0% | 0.0% | 5 | +181,064 | 23.06% | Q4 2022 | Feb 09, 2023 |
| NORTHERN TRUST CORP | History | Reduced | 766,131 | 107 | 0.0% | 0.0% | 6 | -91,802 | -10.7% | Q4 2022 | Feb 13, 2023 |
| CREDIT AGRICOLE S A | History | No change | 539,582 | 75 | 0.0% | 0.01% | 7 | 0 | 0.0% | Q4 2022 | Feb 13, 2023 |
| Bank of New York Mellon Corp | History | Added to | 379,545 | 53 | 0.0% | 0.03% | 8 | +21,681 | 6.06% | Q4 2022 | Feb 14, 2023 |
| MORGAN STANLEY | History | Added to | 336,929 | 47 | 0.0% | 0.0% | 9 | +155,030 | 85.23% | Q4 2022 | Feb 14, 2023 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 247,130 | 34 | 0.08% | 0.46% | 10 | -15,132 | -5.77% | Q4 2022 | Jan 04, 2024 |
| Y-Intercept (Hong Kong) Ltd | History | New | 213,585 | 29 | 0.0% | — | 11 | +213,585 | New | Q4 2022 | Feb 14, 2023 |
| BANQUE PICTET & CIE SA | History | No change | 205,026 | 28 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2022 | Feb 06, 2023 |
| RHUMBLINE ADVISERS | History | Added to | 121,168 | 17 | 0.0% | 0.0% | 13 | +1,883 | 1.58% | Q4 2022 | Feb 14, 2023 |
| MILLENNIUM MANAGEMENT LLC | History | New | 84,537 | 12 | 0.0% | — | 14 | +84,537 | New | Q4 2022 | Feb 14, 2023 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 76,248 | 10 | 0.0% | 0.0% | 15 | +62,690 | 462.38% | Q4 2022 | Feb 10, 2023 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 72,900 | 10 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2022 | Oct 08, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 71,182 | 9 | 0.0% | 0.0% | 17 | -254,504 | -78.14% | Q4 2022 | Feb 14, 2023 |
| UBS Group AG | History | New | 60,758 | 8 | 0.0% | — | 20 | +60,758 | New | Q4 2022 | Feb 08, 2023 |
| Tower Research Capital LLC (TRC) | History | Added to | 56,509 | 8 | 0.0% | 0.0% | 19 | +46,250 | 450.82% | Q4 2022 | Feb 10, 2023 |
| JPMORGAN CHASE & CO | History | Added to | 60,632 | 8 | 0.0% | 0.0% | 18 | +5,278 | 9.53% | Q4 2022 | Feb 13, 2023 |
| Rathbones Group PLC | History | New | 55,000 | 7 | 0.0% | — | 21 | +55,000 | New | Q4 2022 | Feb 14, 2023 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 47,534 | 6 | 0.0% | 0.0% | 22 | -92,404 | -66.03% | Q4 2022 | May 14, 2024 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 47,100 | 6 | 0.0% | 0.0% | 24 | +43,100 | 1077.5% | Q4 2022 | Jan 24, 2023 |
| Invesco Ltd. | History | Reduced | 46,004 | 6 | 0.0% | 0.0% | 23 | -8,767 | -16.01% | Q4 2022 | Feb 13, 2023 |
| DEUTSCHE BANK AG\ | History | Added to | 44,938 | 6 | 0.0% | 0.0% | 25 | +680 | 1.54% | Q4 2022 | Feb 13, 2023 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 41,960 | 5 | 0.0% | 0.0% | 27 | -75,982 | -64.42% | Q4 2022 | Feb 14, 2023 |
| BARCLAYS PLC | History | Added to | 42,384 | 5 | 0.0% | 0.0% | 26 | +23,899 | 129.29% | Q4 2022 | Mar 30, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 33,449 | 4 | 0.0% | 0.0% | 28 | -92,035 | -73.34% | Q4 2022 | Feb 14, 2023 |
| SIMPLEX TRADING, LLC | History | New | 22,065 | 3 | 0.0% | — | 31 | +22,065 | New | Q4 2022 | Feb 02, 2023 |
| ROYAL BANK OF CANADA | History | Added to | 15,598 | 3 | 0.0% | 0.0% | 29 | +14,357 | 1156.89% | Q4 2022 | Feb 14, 2023 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 22,000 | 3 | 0.0% | 0.0% | 30 | +8,000 | 57.14% | Q4 2022 | Feb 15, 2023 |
| CI Private Wealth, LLC | History | New | 16,091 | 2 | 0.0% | — | 35 | +16,091 | New | Q4 2022 | Feb 15, 2023 |
| Bleakley Financial Group, LLC | History | New | 15,121 | 2 | 0.0% | — | 34 | +15,121 | New | Q4 2022 | Feb 07, 2023 |
| JANE STREET GROUP, LLC | History | Added to | 16,089 | 2 | 0.0% | 0.0% | 33 | +5,794 | 56.28% | Q4 2022 | Feb 15, 2023 |
| TRUIST FINANCIAL CORP | History | No change | 18,165 | 2 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2022 | Feb 17, 2023 |
| Legal & General Group Plc | History | Reduced | 11,035 | 1 | 0.0% | 0.0% | 36 | -24,517 | -68.96% | Q4 2022 | Feb 14, 2023 |
| TWO SIGMA INVESTMENTS, LP | History | New | 13,983 | 1 | 0.0% | — | 38 | +13,983 | New | Q4 2022 | Feb 14, 2023 |
| Apollon Wealth Management, LLC | History | New | 11,759 | 1 | 0.0% | — | 42 | +11,759 | New | Q4 2022 | Feb 15, 2023 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 7,717 | 1 | 0.0% | 0.0% | 39 | -3,484 | -31.1% | Q4 2022 | Feb 01, 2023 |
| ProShare Advisors LLC | History | Added to | 13,524 | 1 | 0.0% | 0.0% | 40 | +2,287 | 20.35% | Q4 2022 | Feb 02, 2023 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 13,717 | 1 | 0.0% | 0.0% | 37 | -945 | -6.45% | Q4 2022 | Feb 09, 2023 |
| Stratos Wealth Partners, LTD. | History | No change | 13,037 | 1 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2022 | Jan 19, 2023 |
| IEQ CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -699,355 | -100.0% | Q3 2022 | Nov 04, 2022 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -212,300 | -100.0% | Q3 2022 | Nov 09, 2022 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -42,932 | -100.0% | Q3 2022 | Aug 11, 2023 |
| BNP PARIBAS ARBITRAGE, SNC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,041 | -100.0% | Q3 2022 | Nov 16, 2022 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,706 | -100.0% | Q3 2022 | Feb 07, 2025 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,400 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.0% | — | -24,540 | -100.0% | Q3 2022 | Nov 07, 2022 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -23,851 | -100.0% | Q3 2022 | Nov 09, 2022 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,954 | -100.0% | Q3 2022 | Jan 13, 2023 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -16,776 | -100.0% | Q3 2022 | Nov 14, 2022 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.0% | — | -13,086 | -100.0% | Q3 2022 | Nov 03, 2022 |
| GROUP ONE TRADING, L.P. | History | New | 5,954 | 0 | — | — | — | +5,954 | New | Q4 2022 | Feb 09, 2023 |
| FMR LLC | History | Reduced | 875 | 0 | — | 0.0% | — | -5,699 | -86.69% | Q4 2022 | Feb 13, 2023 |
| CITIGROUP INC | History | Reduced | 708 | 0 | — | 0.0% | — | -3,057 | -81.2% | Q4 2022 | Feb 09, 2023 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,618 | -100.0% | Q3 2022 | Nov 14, 2022 |
| ADVISOR GROUP HOLDINGS, INC. | History | No change | 3,310 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2022 | Feb 10, 2023 |