GDL FUND - GDL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GABELLI & Co INVESTMENT ADVISERS, INC. | History | No change | 1,846,636 | 15,641 | 2.35% | 2.53% | 1 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Focus Partners Wealth | History | New | 591,856 | 5,013 | 0.01% | — | 2 | +591,856 | New | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 472,773 | 4,004 | 0.0% | 0.0% | 3 | +70,295 | 17.47% | Q4 2025 | Feb 13, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 441,040 | 3,735 | 0.04% | 0.02% | 4 | +186,052 | 72.97% | Q4 2025 | Feb 05, 2026 |
| Bulldog Investors, LLP | History | No change | 409,922 | 3,472 | 0.77% | 0.81% | 5 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Ancora Advisors LLC | History | No change | 174,626 | 1,479 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 168,937 | 1,430 | 0.0% | 0.0% | 7 | -1,506 | -0.88% | Q4 2025 | Feb 17, 2026 |
| Cornerstone Advisors, LLC | History | Reduced | 130,325 | 1,103 | 0.04% | 0.04% | 8 | -17,580 | -11.89% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 127,532 | 1,080 | 0.0% | 0.0% | 9 | +2,497 | 2.0% | Q4 2025 | Feb 18, 2026 |
| ZAZOVE ASSOCIATES LLC | History | No change | 120,522 | 1,020 | 0.09% | 0.09% | 10 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| CSS LLC/IL | History | No change | 116,663 | 988 | 0.04% | 0.04% | 11 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 92,902 | 786 | 0.0% | 0.0% | 12 | +275 | 0.3% | Q4 2025 | Feb 10, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 46,876 | 397 | 0.06% | 0.05% | 13 | +10,389 | 28.47% | Q4 2025 | Feb 09, 2026 |
| SEVEN MILE ADVISORY | History | Added to | 39,954 | 338 | 0.06% | 0.05% | 14 | +455 | 1.15% | Q4 2025 | Feb 13, 2026 |
| GatePass Capital, LLC | History | New | 28,400 | 240 | 0.12% | — | 15 | +28,400 | New | Q4 2025 | Feb 09, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 21,391 | 181 | 0.0% | 0.0% | 16 | -3,828 | -15.18% | Q4 2025 | Feb 13, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 19,383 | 164 | 0.01% | — | 17 | +19,383 | New | Q4 2025 | Feb 17, 2026 |
| Matisse Capital | History | No change | 16,947 | 143 | 0.06% | 0.06% | 18 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Reduced | 15,447 | 130 | 0.09% | 0.09% | 19 | -341 | -2.16% | Q4 2025 | Jan 08, 2026 |
| DECISION INVESTMENTS, INC | History | New | 15,100 | 127 | 0.14% | — | 20 | +15,100 | New | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 14,632 | 123 | 0.0% | 0.0% | 21 | +1 | 0.01% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | No change | 11,970 | 101 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 11,244 | 95 | 0.06% | — | 23 | +11,244 | New | Q4 2025 | Feb 11, 2026 |
| MRP Capital Investments, LLC | History | New | 5,500 | 46 | 0.04% | — | 24 | +5,500 | New | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | Reduced | 3,117 | 26 | 0.0% | 0.0% | 25 | -174 | -5.29% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2,780 | 23 | 0.0% | 0.0% | 26 | -31,280 | -91.84% | Q4 2025 | Feb 17, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 2,000 | 16 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 1,717 | 14 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Kilter Group LLC | History | Added to | 1,520 | 12 | 0.01% | 0.01% | 29 | +21 | 1.4% | Q4 2025 | Feb 13, 2026 |
| McMillan Office, Inc. | History | New | 1,000 | 8 | 0.0% | — | 30 | +1,000 | New | Q4 2025 | Feb 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 325 | 2 | 0.0% | — | 31 | +325 | New | Q4 2025 | Jan 15, 2026 |
| BARRETT & COMPANY, INC. | History | New | 200 | 1 | 0.0% | — | 32 | +200 | New | Q4 2025 | Jan 28, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -635,847 | -100.0% | Q3 2025 | Nov 10, 2025 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -83,351 | -100.0% | Q3 2025 | Oct 23, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,215 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,130 | -100.0% | Q3 2025 | Nov 06, 2025 |