GDL FUND - GDL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GABELLI & Co INVESTMENT ADVISERS, INC. | History | No change | 1,846,636 | 15,382 | 2.28% | 2.35% | 1 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Focus Partners Wealth | History | Reduced | 572,788 | 4,771 | 0.01% | 0.01% | 2 | -19,068 | -3.22% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Added to | 496,226 | 4,133 | 0.0% | 0.0% | 3 | +23,453 | 4.96% | Q1 2026 | May 15, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 441,799 | 3,680 | 0.04% | 0.04% | 4 | +759 | 0.17% | Q1 2026 | May 14, 2026 |
| Bulldog Investors, LLP | History | Reduced | 409,748 | 3,413 | 0.77% | 0.77% | 5 | -174 | -0.04% | Q1 2026 | May 08, 2026 |
| Independent Advisor Alliance | History | New | 384,932 | 3,206 | 0.03% | — | 6 | +384,932 | New | Q1 2026 | May 12, 2026 |
| Ancora Advisors LLC | History | No change | 174,626 | 1,454 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 168,259 | 1,401 | 0.0% | 0.0% | 8 | -678 | -0.4% | Q1 2026 | May 15, 2026 |
| ZAZOVE ASSOCIATES LLC | History | No change | 120,522 | 1,020 | 0.09% | 0.09% | 9 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| CSS LLC/IL | History | No change | 116,663 | 971 | 0.05% | 0.04% | 10 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 93,934 | 782 | 0.0% | 0.0% | 11 | +1,032 | 1.11% | Q1 2026 | May 04, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 54,269 | 452 | 0.06% | 0.06% | 12 | +7,393 | 15.77% | Q1 2026 | May 11, 2026 |
| GatePass Capital, LLC | History | Added to | 53,150 | 442 | 0.21% | 0.12% | 13 | +24,750 | 87.15% | Q1 2026 | May 06, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 19,383 | 161 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Matisse Capital | History | No change | 16,947 | 141 | 0.06% | 0.06% | 15 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NewEdge Advisors, LLC | History | Added to | 128,420 | 128 | 0.01% | 0.0% | 16 | +888 | 0.7% | Q1 2026 | May 15, 2026 |
| DECISION INVESTMENTS, INC | History | Added to | 15,200 | 126 | 0.14% | 0.14% | 17 | +100 | 0.66% | Q1 2026 | Apr 21, 2026 |
| Private Advisor Group, LLC | History | Added to | 14,970 | 124 | 0.0% | 0.0% | 18 | +3,000 | 25.06% | Q1 2026 | Apr 24, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Reduced | 13,831 | 115 | 0.08% | 0.09% | 19 | -1,616 | -10.46% | Q1 2026 | May 07, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 11,368 | 94 | 0.1% | 0.06% | 20 | +124 | 1.1% | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 11,280 | 93 | 0.0% | 0.0% | 21 | -3,352 | -22.91% | Q1 2026 | May 11, 2026 |
| MRP Capital Investments, LLC | History | Added to | 7,500 | 62 | 0.05% | 0.04% | 22 | +2,000 | 36.36% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 4,140 | 34 | 0.0% | 0.0% | 23 | +1,360 | 48.92% | Q1 2026 | May 15, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 2,000 | 16 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 1,717 | 14 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Kilter Group LLC | History | Added to | 1,603 | 13 | 0.01% | 0.01% | 26 | +83 | 5.46% | Q1 2026 | May 14, 2026 |
| McMillan Office, Inc. | History | No change | 1,000 | 8 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| TD Waterhouse Canada Inc. | History | New | 300 | 2 | 0.0% | — | 29 | +300 | New | Q1 2026 | May 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 325 | 2 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| UBS Group AG | History | Reduced | 217 | 1 | 0.0% | 0.0% | 31 | -2,900 | -93.04% | Q1 2026 | May 05, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 200 | 1 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -130,325 | -100.0% | Q1 2026 | May 08, 2026 |
| SEVEN MILE ADVISORY | History | Closed out | 0 | 0 | — | 0.06% | — | -39,954 | -100.0% | Q1 2026 | Apr 14, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,391 | -100.0% | Q1 2026 | May 12, 2026 |