Great Elm Capital Corp. - GEC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | No change | 1,159,829 | 2,736 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 805,576 | 1,901 | 0.0% | 0.0% | 2 | +859 | 0.11% | Q3 2020 | Nov 13, 2020 |
| ROYCE & ASSOCIATES LP | History | No change | 682,245 | 1,610 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 183,487 | 433 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 137,203 | 324 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Added to | 118,493 | 280 | 0.01% | 0.0% | 6 | +75,493 | 175.57% | Q3 2020 | Nov 16, 2020 |
| Russell Investments Group, Ltd. | History | No change | 101,207 | 238 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q3 2020 | Nov 09, 2020 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 47,867 | 113 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q3 2020 | Nov 05, 2020 |
| NORTHERN TRUST CORP | History | Added to | 47,722 | 112 | 0.0% | 0.0% | 9 | +7,512 | 18.68% | Q3 2020 | Nov 16, 2020 |
| OPPENHEIMER & CO INC | History | No change | 42,865 | 101 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| MORGAN STANLEY | History | No change | 37,719 | 89 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| Bank of New York Mellon Corp | History | Reduced | 21,845 | 52 | 0.02% | 0.06% | 12 | -11,888 | -35.24% | Q3 2020 | Oct 08, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 12,110 | 29 | 0.0% | 0.0% | 13 | +499 | 4.3% | Q3 2020 | Nov 16, 2020 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 11,791 | 28 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| Arkadios Wealth Advisors | History | Reduced | 9,660 | 21 | 0.01% | 0.01% | 15 | -299 | -3.0% | Q3 2020 | Nov 10, 2020 |
| UBS Group AG | History | Added to | 2,434 | 6 | 0.0% | 0.0% | 16 | +764 | 45.75% | Q3 2020 | Nov 12, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,852 | 4 | 0.0% | 0.0% | 17 | +345 | 22.89% | Q3 2020 | Nov 13, 2020 |
| ROYAL BANK OF CANADA | History | Reduced | 375 | 1 | 0.0% | 0.0% | 18 | -32 | -7.86% | Q3 2020 | Nov 16, 2020 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 147 | 0 | — | 0.0% | — | -6,169 | -97.67% | Q3 2020 | Nov 05, 2020 |
| JPMORGAN CHASE & CO | History | Added to | 13 | 0 | — | — | — | +2 | 18.18% | Q3 2020 | Nov 12, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | No change | 210 | 0 | — | — | — | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| Federation des caisses Desjardins du Quebec | History | No change | 77 | 0 | — | — | — | 0 | 0.0% | Q3 2020 | Aug 30, 2024 |