Great Elm Capital Corp. - GECC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Northern Right Capital Management, L.P. | History | No change | 798,471 | 5,625 | 1.48% | 2.48% | 1 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cruiser Capital Advisors, LLC | History | Reduced | 130,827 | 921 | 0.78% | 1.42% | 2 | -11,432 | -8.04% | Q4 2025 | Feb 12, 2026 |
| Squarepoint Ops LLC | History | Added to | 106,079 | 747 | 0.0% | 0.0% | 3 | +75,588 | 247.9% | Q4 2025 | Feb 13, 2026 |
| Curi Capital, LLC | History | New | 60,000 | 422 | 0.01% | — | 4 | +60,000 | New | Q4 2025 | Feb 17, 2026 |
| Granby Capital Management, LLC | History | New | 50,000 | 352 | 0.19% | — | 5 | +50,000 | New | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 49,526 | 348 | 0.0% | — | 6 | +49,526 | New | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | New | 39,257 | 276 | 0.0% | — | 7 | +39,257 | New | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | New | 31,231 | 220 | 0.0% | — | 8 | +31,231 | New | Q4 2025 | Feb 12, 2026 |
| Papamarkou Wellner Asset Management inc. | History | Added to | 30,200 | 212 | 0.13% | 0.12% | 9 | +10,700 | 54.87% | Q4 2025 | Feb 18, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 29,306 | 206 | 0.0% | — | 10 | +29,306 | New | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 27,505 | 193 | 0.0% | 0.0% | 11 | -40,355 | -59.47% | Q4 2025 | Feb 13, 2026 |
| Crestwood Advisors Group, LLC | History | Added to | 26,625 | 187 | 0.0% | 0.0% | 12 | +2,151 | 8.79% | Q4 2025 | Feb 03, 2026 |
| Ethos Financial Group, LLC | History | No change | 26,309 | 185 | 0.01% | 0.02% | 13 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| TrueMark Investments, LLC | History | New | 20,994 | 147 | 0.03% | — | 14 | +20,994 | New | Q4 2025 | Jan 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 11,910 | 83 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | New | 10,000 | 70 | 0.0% | — | 16 | +10,000 | New | Q4 2025 | Mar 16, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 3,874 | 27 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| ROYAL BANK OF CANADA | History | New | 3,052 | 22 | 0.0% | — | 18 | +3,052 | New | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 2,642 | 18 | 0.0% | 0.0% | 19 | -11,859 | -81.78% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 1,400 | 9 | 0.0% | — | 20 | +1,400 | New | Q4 2025 | Feb 05, 2026 |
| UBS Group AG | History | Added to | 1,326 | 9 | 0.0% | 0.0% | 21 | +146 | 12.37% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,074 | 7 | 0.0% | 0.0% | 22 | +314 | 41.32% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 882 | 6 | 0.0% | 0.0% | 23 | -33,144 | -97.41% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 911 | 6 | 0.0% | 0.0% | 24 | +440 | 93.42% | Q4 2025 | Feb 18, 2026 |
| Triumph Capital Management | History | New | 500 | 3 | 0.0% | — | 25 | +500 | New | Q4 2025 | Feb 12, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -22,604 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,900 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,008 | -100.0% | Q3 2025 | Nov 14, 2025 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,491 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Arax Advisory Partners | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |