DBX ETF TRUST - HAUZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 37,616,186 | 849,975 | 0.13% | 0.13% | 1 | +1,479,538 | 4.09% | Q1 2026 | May 15, 2026 |
| Bleakley Financial Group, LLC | History | Added to | 1,091,132 | 24,655 | 0.39% | 0.05% | 2 | +979,052 | 873.53% | Q1 2026 | May 04, 2026 |
| AIRE ADVISORS, LLC | History | Added to | 314,109 | 7,097 | 1.3% | 1.32% | 3 | +3,794 | 1.22% | Q1 2026 | May 06, 2026 |
| Corient Private Wealth LLC | History | Reduced | 136,840 | 3,092 | 0.0% | 0.0% | 4 | -12,975 | -8.66% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 100,457 | 2,269 | 0.0% | 0.0% | 5 | -14,857 | -12.88% | Q1 2026 | May 12, 2026 |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | History | No change | 88,343 | 1,996 | 0.11% | 0.11% | 6 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 72,816 | 1,645 | 0.0% | 0.0% | 7 | +26,216 | 56.26% | Q1 2026 | May 15, 2026 |
| Ancora Advisors LLC | History | Added to | 50,818 | 1,148 | 0.02% | 0.0% | 8 | +50,000 | 6112.47% | Q1 2026 | May 15, 2026 |
| AMERICAN FINANCIAL & TAX STRATEGIES INC | History | Reduced | 43,907 | 992 | 0.48% | 0.52% | 9 | -869 | -1.94% | Q1 2026 | May 05, 2026 |
| Betterment LLC | History | Added to | 40,249 | 910 | 0.0% | 0.0% | 10 | +18,057 | 81.37% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Added to | 38,691 | 874 | 0.0% | 0.0% | 11 | +6,891 | 21.67% | Q1 2026 | May 06, 2026 |
| Orion Porfolio Solutions, LLC | History | New | 36,898 | 833 | 0.01% | — | 12 | +36,898 | New | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 28,903 | 653 | 0.0% | 0.0% | 13 | +16,976 | 142.33% | Q1 2026 | May 15, 2026 |
| Creative Planning | History | Added to | 18,694 | 422 | 0.0% | 0.0% | 14 | +4,866 | 35.19% | Q1 2026 | May 12, 2026 |
| Strategic Financial Planning, Inc. | History | Added to | 20,272 | 418 | 0.24% | 0.15% | 15 | +9,095 | 81.37% | Q1 2026 | May 14, 2026 |
| Brand Asset Management Group, Inc. | History | Reduced | 15,828 | 357 | 0.09% | 0.16% | 16 | -9,454 | -37.39% | Q1 2026 | May 11, 2026 |
| Ellis Investment Partners, LLC | History | No change | 12,097 | 273 | 0.05% | 0.05% | 17 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Quantinno Capital Management LP | History | Added to | 11,806 | 266 | 0.0% | 0.0% | 18 | +1,403 | 13.49% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | New | 11,069 | 249 | 0.0% | — | 19 | +11,069 | New | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 10,804 | 244 | 0.0% | — | 20 | +10,804 | New | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Added to | 10,426 | 235 | 0.0% | 0.0% | 21 | +980 | 10.37% | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 10,233 | 233 | 0.0% | — | 22 | +10,233 | New | Q1 2026 | Apr 08, 2026 |
| Brooklyn Investment Group | History | Reduced | 10,181 | 230 | 0.01% | 0.01% | 23 | -10 | -0.1% | Q1 2026 | Apr 29, 2026 |
| Ariadne Wealth Management, LP | History | No change | 10,000 | 225 | 0.1% | 0.1% | 24 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | Added to | 5,775 | 130 | 0.0% | 0.0% | 25 | +1,587 | 37.89% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Added to | 4,649 | 105 | 0.0% | 0.0% | 26 | +3,807 | 452.14% | Q1 2026 | May 13, 2026 |
| CoreCap Advisors, LLC | History | Added to | 2,663 | 60 | 0.0% | 0.0% | 27 | +1,696 | 175.39% | Q1 2026 | Apr 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,262 | 51 | 0.0% | 0.0% | 28 | +1,377 | 155.59% | Q1 2026 | May 07, 2026 |
| Root Financial Partners, LLC | History | Reduced | 1,964 | 44 | 0.0% | 0.0% | 29 | -350 | -15.13% | Q1 2026 | Apr 24, 2026 |
| MORGAN STANLEY | History | Reduced | 1,844 | 41 | 0.0% | 0.0% | 30 | -1,115 | -37.68% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Reduced | 1,156 | 26 | 0.0% | 0.0% | 31 | -3 | -0.26% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | New | 1,057 | 23 | 0.0% | — | 32 | +1,057 | New | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | New | 1,000 | 22 | 0.0% | — | 34 | +1,000 | New | Q1 2026 | Jun 02, 2026 |
| Global Retirement Partners, LLC | History | No change | 960 | 22 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 937 | 21 | 0.0% | 0.0% | 35 | -141 | -13.08% | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 911 | 20 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 785 | 17 | 0.0% | 0.0% | 37 | +285 | 57.0% | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | Reduced | 756 | 17 | 0.0% | 0.0% | 38 | -244 | -24.4% | Q1 2026 | May 14, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | No change | 681 | 15 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 606 | 13 | 0.0% | 0.0% | 40 | +431 | 246.29% | Q1 2026 | May 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 561 | 12 | 0.0% | 0.0% | 41 | +494 | 737.31% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Reduced | 544 | 12 | 0.0% | 0.0% | 42 | -58 | -9.63% | Q1 2026 | May 05, 2026 |
| HOEY INVESTMENTS, INC | History | Added to | 554 | 12 | 0.0% | 0.0% | 43 | +4 | 0.73% | Q1 2026 | Apr 28, 2026 |
| Advisory Services Network, LLC | History | New | 514 | 11 | 0.0% | — | 44 | +514 | New | Q1 2026 | May 15, 2026 |
| Burk Holdings LLC | History | New | 485 | 10 | 0.0% | — | 46 | +485 | New | Q1 2026 | May 07, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 469 | 10 | 0.0% | 0.0% | 45 | +414 | 752.73% | Q1 2026 | Apr 07, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 389 | 8 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 271 | 6 | 0.0% | 0.0% | 49 | -908 | -77.01% | Q1 2026 | Apr 13, 2026 |
| Allworth Financial LP | History | Added to | 305 | 6 | 0.0% | 0.0% | 48 | +207 | 211.22% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Reduced | 281 | 6 | 0.0% | 0.0% | 51 | -84 | -23.01% | Q1 2026 | May 13, 2026 |
| Crewe Advisors LLC | History | Reduced | 270 | 6 | 0.0% | 0.0% | 52 | -81 | -23.08% | Q1 2026 | May 07, 2026 |
| Lodestone Wealth Management LLC | History | Reduced | 267 | 6 | 0.0% | 0.0% | 54 | -59 | -18.1% | Q1 2026 | May 01, 2026 |
| Parallel Advisors, LLC | History | Added to | 309 | 6 | 0.0% | 0.0% | 50 | +19 | 6.55% | Q1 2026 | Jun 02, 2026 |
| Dunhill Financial, LLC | History | No change | 298 | 6 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Synergy Investment Management, LLC | History | New | 238 | 5 | 0.0% | — | 56 | +238 | New | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | Added to | 223 | 5 | 0.0% | 0.0% | 55 | +109 | 95.61% | Q1 2026 | May 06, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 183 | 4 | 0.0% | 0.0% | 57 | -593 | -76.42% | Q1 2026 | May 13, 2026 |
| AlphaCore Capital LLC | History | Added to | 214 | 4 | 0.0% | 0.0% | 58 | +156 | 268.97% | Q1 2026 | May 15, 2026 |
| Tidemark, LLC | History | No change | 195 | 4 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Capital Analysts, LLC | History | New | 125 | 3 | 0.0% | — | 63 | +125 | New | Q1 2026 | May 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 163 | 3 | 0.0% | 0.0% | 60 | +91 | 126.39% | Q1 2026 | May 13, 2026 |
| MCF Advisors LLC | History | No change | 149 | 3 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 146 | 3 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 129 | 2 | 0.0% | 0.0% | 64 | -274 | -67.99% | Q1 2026 | May 08, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 96 | 2 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Key FInancial Inc | History | No change | 119 | 2 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Blue Trust, Inc. | History | No change | 112 | 2 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Larson Financial Group LLC | History | Reduced | 60 | 1 | 0.0% | 0.0% | 71 | -891 | -93.69% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | New | 58 | 1 | 0.0% | — | 75 | +58 | New | Q1 2026 | May 14, 2026 |
| Abound Wealth Management | History | Added to | 76 | 1 | 0.0% | — | 73 | +50 | 192.31% | Q1 2026 | Apr 10, 2026 |
| Key Capital Management, INC | History | New | 48 | 1 | 0.0% | — | 76 | +48 | New | Q1 2026 | May 07, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 88 | 1 | 0.0% | 0.0% | 68 | +9 | 11.39% | Q1 2026 | May 15, 2026 |
| Clearstead Advisors, LLC | History | No change | 85 | 1 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 39 | 1 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| SageView Advisory Group, LLC | History | No change | 46 | 1 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| PFS Partners, LLC | History | No change | 49 | 1 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -30,775 | -100.0% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,563 | -100.0% | Q1 2026 | May 13, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,359 | -100.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,101 | -100.0% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,182 | -100.0% | Q1 2026 | May 01, 2026 |
| WealthCollab, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -976 | -100.0% | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -280 | -100.0% | Q1 2026 | May 13, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 4 | 0 | — | 0.0% | — | -42 | -91.3% | Q1 2026 | May 15, 2026 |
| Frazier Financial Advisors, LLC | History | Reduced | 17 | 0 | — | 0.0% | — | -39 | -69.64% | Q1 2026 | May 05, 2026 |
| Quent Capital, LLC | History | Closed out | 0 | 0 | — | — | — | -34 | -100.0% | Q1 2026 | Apr 28, 2026 |
| CITIGROUP INC | History | Reduced | 38 | 0 | — | 0.0% | — | -26 | -40.63% | Q1 2026 | May 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 33 | 0 | — | — | — | +25 | 312.5% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 23 | 0 | — | — | — | +22 | 2200.0% | Q1 2026 | May 15, 2026 |
| First Pacific Financial | History | New | 21 | 0 | — | — | — | +21 | New | Q1 2026 | Apr 23, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 19 | 0 | — | — | — | +19 | New | Q1 2026 | Apr 13, 2026 |
| GHP Investment Advisors, Inc. | History | New | 19 | 0 | — | — | — | +19 | New | Q1 2026 | Apr 21, 2026 |
| AdvisorNet Financial, Inc | History | New | 17 | 0 | — | — | — | +17 | New | Q1 2026 | Apr 17, 2026 |
| Portus Wealth Advisors, LLC | History | New | 17 | 0 | — | — | — | +17 | New | Q1 2026 | Apr 22, 2026 |
| CVA Family Office, LLC | History | New | 14 | 0 | — | — | — | +14 | New | Q1 2026 | Apr 29, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q1 2026 | May 08, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q1 2026 | Apr 28, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | May 08, 2026 |
| Signature Resources Capital Management, LLC | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | May 01, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q1 2026 | May 11, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 17 | 0 | — | — | — | -4 | -19.05% | Q1 2026 | Apr 07, 2026 |
| Valued Wealth Advisors LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | Apr 30, 2026 |
| HM PAYSON & CO | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | Apr 13, 2026 |
| Kozak & Associates, Inc. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 14, 2026 |
| Activest Wealth Management | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 15, 2026 |
| Creative Capital Management Investments LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 21, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Financial Management Professionals, Inc. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 29 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Investors Research Corp | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 03, 2026 |
| Solstein Capital, LLC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Salomon & Ludwin, LLC | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |