DBX ETF TRUST - HAUZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bleakley Financial Group, LLC | History | Added to | 1,091,132 | 24,655 | 0.39% | 0.05% | 1 | +979,052 | 873.53% | Q1 2026 | May 04, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 10,233 | 233 | 0.0% | — | 2 | +10,233 | New | Q1 2026 | Apr 08, 2026 |
| Brooklyn Investment Group | History | Reduced | 10,181 | 230 | 0.01% | 0.01% | 3 | -10 | -0.1% | Q1 2026 | Apr 29, 2026 |
| CoreCap Advisors, LLC | History | Added to | 2,663 | 60 | 0.0% | 0.0% | 4 | +1,696 | 175.39% | Q1 2026 | Apr 07, 2026 |
| Root Financial Partners, LLC | History | Reduced | 1,964 | 44 | 0.0% | 0.0% | 5 | -350 | -15.13% | Q1 2026 | Apr 24, 2026 |
| HOEY INVESTMENTS, INC | History | Added to | 554 | 12 | 0.0% | 0.0% | 6 | +4 | 0.73% | Q1 2026 | Apr 28, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 469 | 10 | 0.0% | 0.0% | 7 | +414 | 752.73% | Q1 2026 | Apr 07, 2026 |
| IFP Advisors, Inc | History | Reduced | 271 | 6 | 0.0% | 0.0% | 8 | -908 | -77.01% | Q1 2026 | Apr 13, 2026 |
| Lodestone Wealth Management LLC | History | Reduced | 267 | 6 | 0.0% | 0.0% | 9 | -59 | -18.1% | Q1 2026 | May 01, 2026 |
| Key FInancial Inc | History | No change | 119 | 2 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Blue Trust, Inc. | History | No change | 112 | 2 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Abound Wealth Management | History | Added to | 76 | 1 | 0.0% | — | 13 | +50 | 192.31% | Q1 2026 | Apr 10, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 39 | 1 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| PFS Partners, LLC | History | No change | 49 | 1 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.13% | — | -36,136,648 | -100.0% | Q4 2025 | Feb 13, 2026 |
| AIRE ADVISORS, LLC | History | Closed out | 0 | 0 | — | 1.32% | — | -310,315 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -149,815 | -100.0% | Q4 2025 | Mar 09, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115,314 | -100.0% | Q4 2025 | Feb 12, 2026 |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -88,343 | -100.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -46,600 | -100.0% | Q4 2025 | Feb 17, 2026 |
| AMERICAN FINANCIAL & TAX STRATEGIES INC | History | Closed out | 0 | 0 | — | 0.52% | — | -44,776 | -100.0% | Q4 2025 | Jan 30, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,800 | -100.0% | Q4 2025 | Feb 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -30,775 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Brand Asset Management Group, Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -25,282 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Betterment LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,192 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -13,828 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,563 | -100.0% | Q4 2025 | Feb 13, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,359 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Ellis Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -12,097 | -100.0% | Q4 2025 | Feb 02, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,927 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Strategic Financial Planning, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -11,177 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,403 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Ariadne Wealth Management, LP | History | Closed out | 0 | 0 | — | 0.1% | — | -10,000 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -9,446 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,188 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -2,959 | -100.0% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,101 | -100.0% | Q4 2025 | Feb 17, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,182 | -100.0% | Q4 2025 | Feb 02, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -1,159 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,078 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q4 2025 | Jan 26, 2026 |
| WealthCollab, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -976 | -100.0% | Q4 2025 | Jan 27, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -960 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -951 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -911 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -885 | -100.0% | Q4 2025 | Feb 10, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -842 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -818 | -100.0% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -776 | -100.0% | Q4 2025 | Feb 11, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -681 | -100.0% | Q4 2025 | Feb 05, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -602 | -100.0% | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -403 | -100.0% | Q4 2025 | Feb 06, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -389 | -100.0% | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -365 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Crewe Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -351 | -100.0% | Q4 2025 | Jan 16, 2026 |
| Dunhill Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -298 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -290 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -280 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Tidemark, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -195 | -100.0% | Q4 2025 | Feb 10, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -175 | -100.0% | Q4 2025 | Feb 12, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -149 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -146 | -100.0% | Q4 2025 | Jan 28, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -114 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -98 | -100.0% | Q4 2025 | Feb 05, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -96 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -85 | -100.0% | Q4 2025 | Feb 09, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -79 | -100.0% | Q4 2025 | Feb 17, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -72 | -100.0% | Q4 2025 | Feb 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67 | -100.0% | Q4 2025 | Feb 11, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -64 | -100.0% | Q4 2025 | Feb 13, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -58 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Frazier Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q4 2025 | Feb 09, 2026 |
| SageView Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Quent Capital, LLC | History | Closed out | 0 | 0 | — | — | — | -34 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Salomon & Ludwin, LLC | History | Closed out | 0 | 0 | — | — | — | -32 | -100.0% | Q4 2025 | Jan 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | — | — | -29 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | — | — | -22 | -100.0% | Q4 2025 | Feb 13, 2026 |
| First Pacific Financial | History | New | 21 | 0 | — | — | — | +21 | New | Q1 2026 | Apr 23, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 19 | 0 | — | — | — | +19 | New | Q1 2026 | Apr 13, 2026 |
| GHP Investment Advisors, Inc. | History | New | 19 | 0 | — | — | — | +19 | New | Q1 2026 | Apr 21, 2026 |
| Solstein Capital, LLC | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q4 2025 | Feb 13, 2026 |
| AdvisorNet Financial, Inc | History | New | 17 | 0 | — | — | — | +17 | New | Q1 2026 | Apr 17, 2026 |
| Portus Wealth Advisors, LLC | History | New | 17 | 0 | — | — | — | +17 | New | Q1 2026 | Apr 22, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q4 2025 | Feb 19, 2026 |
| CVA Family Office, LLC | History | New | 14 | 0 | — | — | — | +14 | New | Q1 2026 | Apr 29, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q4 2025 | Mar 05, 2026 |
| Signature Resources Capital Management, LLC | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | May 01, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q4 2025 | Feb 09, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 17 | 0 | — | — | — | -4 | -19.05% | Q1 2026 | Apr 07, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Valued Wealth Advisors LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | Apr 30, 2026 |
| HM PAYSON & CO | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | Apr 13, 2026 |
| Kozak & Associates, Inc. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 14, 2026 |
| Activest Wealth Management | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 15, 2026 |
| Creative Capital Management Investments LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 21, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 20, 2026 |
| Financial Management Professionals, Inc. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Investors Research Corp | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 03, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |