Heritage Global Inc. - HGBL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Reduced | 2,244,148 | 3,052 | 0.18% | 0.17% | 1 | -140,504 | -5.89% | Q1 2026 | May 15, 2026 |
| Mink Brook Asset Management LLC | History | Added to | 2,238,256 | 3,044 | 1.7% | 1.59% | 2 | +209,412 | 10.32% | Q1 2026 | Apr 01, 2026 |
| Topline Capital Management, LLC | History | Reduced | 1,785,488 | 2,428 | 0.4% | 0.21% | 3 | -65,476 | -3.54% | Q1 2026 | May 15, 2026 |
| VANGUARD GROUP INC | History | No change | 1,874,040 | 2,323 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Truffle Hound Capital, LLC | History | No change | 1,100,000 | 1,496 | 0.39% | 0.36% | 5 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 917,304 | 1,247 | 0.08% | 0.07% | 6 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Militia Capital Management LLC | History | New | 563,873 | 766 | 0.17% | — | 7 | +563,873 | New | Q1 2026 | May 13, 2026 |
| Militia Capital Partners, LP | History | No change | 563,873 | 699 | 0.27% | 0.27% | 8 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 342,134 | 465 | 0.0% | 0.0% | 9 | -18,042 | -5.01% | Q1 2026 | May 15, 2026 |
| PERRITT CAPITAL MANAGEMENT INC | History | No change | 360,866 | 447 | 0.75% | 0.75% | 10 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 244,317 | 332 | 0.0% | 0.0% | 11 | -133,200 | -35.28% | Q1 2026 | May 14, 2026 |
| Ridgewood Investments LLC | History | New | 237,165 | 322 | 0.13% | — | 12 | +237,165 | New | Q1 2026 | Apr 03, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 204,544 | 278 | 0.0% | 0.0% | 13 | -5,068 | -2.42% | Q1 2026 | May 07, 2026 |
| Evernest Financial Advisors, LLC | History | New | 194,000 | 273 | 0.06% | — | 14 | +194,000 | New | Q1 2026 | May 04, 2026 |
| BlackRock, Inc. | History | Added to | 147,039 | 199 | 0.0% | 0.0% | 15 | +7,085 | 5.06% | Q1 2026 | May 13, 2026 |
| STATE STREET CORP | History | No change | 116,566 | 158 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Rothschild Wealth LLC | History | Reduced | 81,366 | 110 | 0.01% | 0.04% | 17 | -279,500 | -77.45% | Q1 2026 | May 06, 2026 |
| Man Group plc | History | Added to | 79,690 | 108 | 0.0% | 0.0% | 18 | +20,400 | 34.41% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 46,533 | 63 | 0.0% | 0.0% | 19 | -44,303 | -48.77% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | No change | 36,865 | 50 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 35,221 | 47 | 0.0% | 0.0% | 21 | -14,730 | -29.49% | Q1 2026 | May 15, 2026 |
| NorthRock Partners, LLC | History | No change | 34,139 | 46 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 25,758 | 35 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 19,009 | 25 | 0.0% | 0.0% | 25 | -10,642 | -35.89% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | No change | 18,668 | 25 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 16,694 | 22 | 0.0% | 0.0% | 26 | -14,772 | -46.95% | Q1 2026 | May 13, 2026 |
| XTX Topco Ltd | History | Reduced | 13,934 | 18 | 0.0% | 0.0% | 27 | -10,733 | -43.51% | Q1 2026 | May 15, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | No change | 11,878 | 16 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 5,782 | 8 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | Reduced | 4,155 | 5 | 0.0% | 0.0% | 30 | -5,738 | -58.0% | Q1 2026 | May 11, 2026 |
| Parallel Advisors, LLC | History | No change | 4,000 | 5 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 3,660 | 4 | 0.0% | 0.0% | 32 | +138 | 3.92% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 2,875 | 3 | 0.0% | 0.0% | 33 | +1,244 | 76.27% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2,240 | 3 | 0.0% | 0.0% | 34 | -505 | -18.4% | Q1 2026 | May 15, 2026 |
| WYNNEFIELD CAPITAL INC | History | Closed out | 0 | 0 | — | 0.06% | — | -79,426 | -100.0% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60,303 | -100.0% | Q1 2026 | May 15, 2026 |
| Heron Bay Capital Management | History | Closed out | 0 | 0 | — | 0.01% | — | -31,925 | -100.0% | Q1 2026 | May 13, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,653 | -100.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,726 | -100.0% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -2,505 | -100.0% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -156 | -100.0% | Q1 2026 | May 15, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 698 | 0 | — | — | — | +20 | 2.95% | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 9 | 0 | — | — | — | +9 | New | Q1 2026 | May 15, 2026 |
| Archer Investment Corp | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Smartleaf Asset Management LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |