HIGHLAND GLOBAL ALLOCATION FUND - HGLB
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Added to | 2,309,644 | 21,087 | 0.01% | 0.01% | 1 | +58,811 | 2.61% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Added to | 866,872 | 7,914 | 0.0% | 0.0% | 2 | +122,226 | 16.41% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 766,386 | 6,997 | 0.0% | 0.0% | 3 | -33,424 | -4.18% | Q4 2025 | Feb 13, 2026 |
| Matisse Capital | History | No change | 393,000 | 3,588 | 1.6% | 1.61% | 4 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 346,337 | 3,162 | 0.0% | 0.0% | 5 | -3,766 | -1.08% | Q4 2025 | Feb 17, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 281,581 | 2,570 | 0.28% | 0.29% | 6 | -10,000 | -3.43% | Q4 2025 | Mar 03, 2026 |
| NewEdge Advisors, LLC | History | Added to | 182,809 | 1,669 | 0.01% | 0.01% | 7 | +64 | 0.04% | Q4 2025 | Feb 18, 2026 |
| Quantedge Capital Pte Ltd | History | Added to | 173,587 | 1,584 | 0.75% | 0.8% | 8 | +13,600 | 8.5% | Q4 2025 | Feb 17, 2026 |
| Sovereign Financial Group, Inc. | History | Added to | 120,412 | 1,099 | 0.19% | 0.2% | 9 | +2,487 | 2.11% | Q4 2025 | Jan 07, 2026 |
| UBS Group AG | History | Added to | 81,222 | 741 | 0.0% | 0.0% | 10 | +4,217 | 5.48% | Q4 2025 | Jan 29, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 51,435 | 469 | 0.01% | 0.01% | 11 | +1,528 | 3.06% | Q4 2025 | Feb 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 47,630 | 435 | 0.0% | 0.0% | 12 | +18,118 | 61.39% | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 45,000 | 410 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 39,406 | 359 | 0.01% | 0.01% | 14 | -2,942 | -6.95% | Q4 2025 | Jan 13, 2026 |
| Shaker Financial Services, LLC | History | New | 37,305 | 340 | 0.11% | — | 15 | +37,305 | New | Q4 2025 | Jan 26, 2026 |
| Summit Financial, LLC | History | Reduced | 37,100 | 338 | 0.0% | 0.01% | 16 | -875 | -2.3% | Q4 2025 | Feb 13, 2026 |
| Total Wealth Planning & Management, Inc. | History | New | 35,543 | 324 | 0.24% | — | 17 | +35,543 | New | Q4 2025 | Feb 11, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 25,475 | 233 | 0.01% | 0.01% | 18 | -2,051 | -7.45% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 24,662 | 225 | 0.0% | 0.0% | 19 | -1,918 | -7.22% | Q4 2025 | Feb 17, 2026 |
| HB Wealth Management, LLC | History | No change | 24,011 | 219 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Added to | 22,797 | 208 | 0.02% | 0.02% | 21 | +2,853 | 14.31% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 20,177 | 184 | 0.0% | — | 22 | +20,177 | New | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 18,400 | 167 | 0.0% | — | 23 | +18,400 | New | Q4 2025 | Feb 17, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 17,062 | 155 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| BankPlus Wealth Management LLC | History | No change | 16,000 | 146 | 0.08% | 0.09% | 25 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 13,917 | 127 | 0.01% | — | 26 | +2,417 | 21.02% | Q4 2025 | Feb 03, 2026 |
| JANE STREET GROUP, LLC | History | New | 11,647 | 106 | 0.0% | — | 27 | +11,647 | New | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | New | 11,413 | 104 | 0.0% | — | 28 | +11,413 | New | Q4 2025 | Jan 26, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 10,645 | 97 | 0.0% | 0.0% | 29 | +465 | 4.57% | Q4 2025 | Feb 02, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 9,012 | 82 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 6,123 | 55 | 0.0% | — | 31 | +6,121 | 306050.0% | Q4 2025 | Feb 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 5,385 | 49 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 3,203 | 29 | 0.03% | — | 33 | +3,203 | New | Q4 2025 | Feb 10, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,067 | 18 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Jessup Wealth Management, Inc | History | New | 949 | 8 | 0.0% | — | 36 | +949 | New | Q4 2025 | Feb 11, 2026 |
| CWM, LLC | History | New | 904 | 8 | 0.0% | — | 35 | +904 | New | Q4 2025 | Jan 26, 2026 |
| SageView Advisory Group, LLC | History | New | 659 | 6 | 0.0% | — | 37 | +659 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 465 | 4 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Motiv8 Investments LLC | History | New | 361 | 3 | 0.0% | — | 39 | +361 | New | Q4 2025 | Feb 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 325 | 2 | 0.0% | — | 42 | +325 | New | Q4 2025 | Jan 15, 2026 |
| Allworth Financial LP | History | New | 310 | 2 | 0.0% | — | 40 | +310 | New | Q4 2025 | Feb 05, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 301 | 2 | 0.0% | — | 41 | +301 | New | Q4 2025 | Jan 21, 2026 |
| COMERICA BANK | History | No change | 142 | 1 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,529 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -19,769 | -100.0% | Q3 2025 | Nov 14, 2025 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,914 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,104 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,069 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Tortoise Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -863 | -100.0% | Q3 2025 | Nov 13, 2025 |