HIGHLAND GLOBAL ALLOCATION FUND - HGLB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 2,225,125 | 16,732 | 0.0% | 0.01% | 1 | -128,036 | -5.44% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 826,174 | 6,212 | 0.0% | 0.0% | 2 | +61,884 | 8.1% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Reduced | 546,359 | 4,108 | 0.0% | 0.0% | 3 | -322,418 | -37.11% | Q2 2026 | Aug 07, 2026 |
| Matisse Capital | History | Added to | 525,000 | 3,948 | 1.58% | 1.52% | 4 | +82,000 | 18.51% | Q2 2026 | Aug 12, 2026 |
| Shaker Financial Services, LLC | History | Added to | 520,207 | 3,911 | 1.23% | 0.53% | 5 | +329,650 | 172.99% | Q2 2026 | Jul 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 229,469 | 1,725 | 0.0% | 0.0% | 6 | -95,582 | -29.41% | Q2 2026 | Aug 14, 2026 |
| Quantedge Capital Pte Ltd | History | Added to | 201,587 | 1,515 | 1.15% | 0.83% | 7 | +12,600 | 6.67% | Q2 2026 | Aug 06, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 201,096 | 1,512 | 0.1% | — | 8 | +201,096 | New | Q2 2026 | Aug 11, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 169,935 | 1,277 | 0.0% | 0.01% | 9 | -41,472 | -19.62% | Q2 2026 | Aug 12, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 165,400 | 1,243 | 0.12% | 0.24% | 10 | -99,081 | -37.46% | Q2 2026 | Jul 29, 2026 |
| Sovereign Financial Group, Inc. | History | Added to | 113,391 | 852 | 0.13% | 0.16% | 11 | +1,752 | 1.57% | Q2 2026 | Jul 24, 2026 |
| Advisory Solutions Group, LLC | History | New | 113,297 | 851 | 0.29% | — | 12 | +113,297 | New | Q2 2026 | Jul 29, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 90,402 | 679 | 0.01% | 0.01% | 13 | +21,836 | 31.85% | Q2 2026 | Aug 03, 2026 |
| JANE STREET GROUP, LLC | History | New | 63,973 | 481 | 0.0% | — | 14 | +63,973 | New | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 48,000 | 360 | 0.0% | 0.0% | 15 | -25,732 | -34.9% | Q2 2026 | Aug 13, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 40,144 | 301 | 0.0% | 0.0% | 16 | +73 | 0.18% | Q2 2026 | Aug 06, 2026 |
| Summit Financial, LLC | History | No change | 36,500 | 274 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| XTX Topco Ltd | History | New | 30,986 | 233 | 0.0% | — | 18 | +30,986 | New | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 27,482 | 207 | 0.01% | 0.01% | 19 | -1,713 | -5.87% | Q2 2026 | Jul 28, 2026 |
| Cetera Investment Advisers | History | Reduced | 24,469 | 184 | 0.0% | 0.0% | 20 | -334 | -1.35% | Q2 2026 | Aug 12, 2026 |
| Kapstone Financial Advisors LLC | History | New | 23,455 | 176 | 0.07% | — | 21 | +23,455 | New | Q2 2026 | Aug 07, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 23,189 | 174 | 0.02% | 0.02% | 22 | +4,927 | 26.98% | Q2 2026 | Aug 05, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 22,435 | 168 | 0.0% | 0.0% | 23 | -1,303 | -5.49% | Q2 2026 | Aug 14, 2026 |
| HB Wealth Management, LLC | History | Reduced | 22,435 | 168 | 0.0% | 0.0% | 24 | -1,303 | -5.49% | Q2 2026 | Jul 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 21,316 | 160 | 0.0% | 0.0% | 25 | -5,972 | -21.89% | Q2 2026 | Jul 27, 2026 |
| CITADEL ADVISORS LLC | History | New | 18,836 | 141 | 0.0% | — | 26 | +18,836 | New | Q2 2026 | Sep 02, 2026 |
| Virtu Financial LLC | History | Added to | 17,159 | 129 | 0.0% | 0.0% | 27 | +3,723 | 27.71% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 14,387 | 108 | 0.0% | 0.0% | 28 | -4,306 | -23.04% | Q2 2026 | Aug 14, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Reduced | 14,107 | 106 | 0.01% | 0.02% | 29 | -7,257 | -33.97% | Q2 2026 | Jul 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 12,949 | 97 | 0.0% | 0.0% | 30 | -8,075 | -38.41% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | New | 12,530 | 94 | 0.0% | — | 31 | +12,530 | New | Q2 2026 | Sep 08, 2026 |
| Concorde Asset Management, LLC | History | New | 12,000 | 90 | 0.05% | — | 33 | +12,000 | New | Q2 2026 | Aug 18, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 11,904 | 90 | 0.01% | 0.01% | 32 | -920 | -7.17% | Q2 2026 | Jul 22, 2026 |
| AE Wealth Management LLC | History | Added to | 11,563 | 86 | 0.0% | 0.0% | 34 | +150 | 1.31% | Q2 2026 | Aug 03, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 11,145 | 83 | 0.0% | 0.0% | 35 | +500 | 4.7% | Q2 2026 | Jul 24, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 9,012 | 67 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 5,385 | 40 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 3,203 | 24 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 2,067 | 15 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| CWM, LLC | History | No change | 913 | 7 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 520 | 3 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 325 | 2 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -45,000 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,797 | -100.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -465 | -100.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q2 2026 | Aug 14, 2026 |