HAWTHORN BANCSHARES, INC. - HWBK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ategra Capital Management, LLC | History | No change | 342,390 | 11,535 | 5.73% | 5.68% | 1 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| VANGUARD GROUP INC | History | No change | 317,844 | 11,086 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | Added to | 310,672 | 10,466 | 0.0% | 0.0% | 3 | +10,028 | 3.34% | Q1 2026 | May 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 246,188 | 8,294 | 0.0% | — | 4 | +246,188 | New | Q1 2026 | May 15, 2026 |
| FJ Capital Management LLC | History | No change | 190,710 | 6,425 | 0.72% | 0.73% | 5 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 158,332 | 5,334 | 0.0% | 0.0% | 6 | +2,419 | 1.55% | Q1 2026 | May 07, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 136,802 | 4,610 | 0.0% | 0.0% | 7 | -2,812 | -2.01% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 83,013 | 2,813 | 0.0% | 0.0% | 8 | +4,363 | 5.55% | Q1 2026 | May 15, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Reduced | 65,186 | 2,196 | 0.04% | 0.06% | 9 | -10,500 | -13.87% | Q1 2026 | May 15, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Added to | 48,725 | 1,641 | 0.01% | 0.01% | 10 | +188 | 0.39% | Q1 2026 | May 12, 2026 |
| Pinnacle Holdings, LLC | History | Reduced | 46,131 | 1,554 | 0.5% | 0.56% | 11 | -1,633 | -3.42% | Q1 2026 | May 08, 2026 |
| NORTHERN TRUST CORP | History | Added to | 43,845 | 1,477 | 0.0% | 0.0% | 12 | +3,667 | 9.13% | Q1 2026 | May 14, 2026 |
| RBF Capital, LLC | History | No change | 39,167 | 1,319 | 0.06% | 0.06% | 13 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 36,072 | 1,215 | 0.0% | — | 14 | +36,072 | New | Q1 2026 | May 08, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 34,843 | 1,173 | 0.0% | 0.0% | 15 | -2,358 | -6.34% | Q1 2026 | May 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 33,309 | 1,122 | 0.0% | — | 16 | +33,309 | New | Q1 2026 | May 08, 2026 |
| Empowered Funds, LLC | History | New | 33,050 | 1,113 | 0.01% | — | 17 | +33,050 | New | Q1 2026 | Jun 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 32,450 | 1,093 | 0.0% | 0.0% | 18 | +20 | 0.06% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 25,421 | 856 | 0.0% | 0.0% | 19 | -5,369 | -17.44% | Q1 2026 | May 15, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 20,603 | 694 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 15,606 | 525 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ALEXANDER LABRUNERIE & CO., INC. | History | No change | 15,471 | 521 | 0.19% | 0.2% | 22 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 14,567 | 490 | 0.0% | 0.0% | 23 | -1,824 | -11.13% | Q1 2026 | May 15, 2026 |
| Eagle Bluffs Wealth Management LLC | History | No change | 13,747 | 466 | 0.18% | 0.2% | 24 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 13,169 | 459 | 0.0% | 0.0% | 25 | -2,535 | -16.14% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 13,467 | 453 | 0.0% | 0.0% | 26 | +1,912 | 16.55% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 12,939 | 435 | 0.0% | 0.0% | 27 | -846 | -6.14% | Q1 2026 | May 05, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 12,282 | 414 | 0.0% | 0.0% | 28 | +1,345 | 12.3% | Q1 2026 | May 15, 2026 |
| HSBC HOLDINGS PLC | History | Added to | 9,607 | 334 | 0.0% | 0.0% | 29 | +2,698 | 39.05% | Q1 2026 | Apr 30, 2026 |
| Focus Partners Wealth | History | Reduced | 9,237 | 311 | 0.0% | 0.0% | 30 | -2 | -0.02% | Q1 2026 | May 14, 2026 |
| Creative Planning | History | Reduced | 7,956 | 268 | 0.0% | 0.0% | 31 | -63 | -0.79% | Q1 2026 | May 12, 2026 |
| Nuveen, LLC | History | No change | 7,505 | 252 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 6,919 | 233 | 0.0% | 0.0% | 33 | -28 | -0.4% | Q1 2026 | May 12, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 6,130 | 206 | 0.0% | 0.0% | 34 | +1,465 | 31.4% | Q1 2026 | May 06, 2026 |
| CENTRAL TRUST Co | History | No change | 5,168 | 174 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| MORGAN STANLEY | History | Reduced | 4,730 | 159 | 0.0% | 0.0% | 36 | -3,085 | -39.48% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Reduced | 4,607 | 155 | 0.0% | 0.0% | 37 | -6,182 | -57.3% | Q1 2026 | May 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 3,620 | 121 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 2,763 | 93 | 0.0% | 0.0% | 39 | +68 | 2.52% | Q1 2026 | May 15, 2026 |
| Vanguard Global Advisers, LLC | History | New | 2,565 | 86 | 0.0% | — | 40 | +2,565 | New | Q1 2026 | May 08, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 2,420 | 81 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 2,340 | 80 | 0.0% | 0.0% | 42 | -701 | -23.05% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,173 | 73 | 0.0% | 0.0% | 43 | -4,344 | -66.66% | Q1 2026 | May 11, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 1,423 | 47 | 0.0% | 0.0% | 44 | +116 | 8.88% | Q1 2026 | May 12, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 1,269 | 42 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| UBS Group AG | History | Added to | 1,000 | 33 | 0.0% | 0.0% | 46 | +165 | 19.76% | Q1 2026 | May 05, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 739 | 24 | 0.0% | 0.0% | 47 | +399 | 117.35% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 703 | 23 | 0.0% | 0.0% | 48 | +27 | 3.99% | Q1 2026 | May 08, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 593 | 19 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Legal & General Group Plc | History | No change | 527 | 17 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 314 | 10 | 0.0% | 0.0% | 51 | -42 | -11.8% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | Added to | 276 | 9 | 0.0% | 0.0% | 52 | +141 | 104.44% | Q1 2026 | May 11, 2026 |
| Sterling Capital Management LLC | History | Reduced | 192 | 6 | 0.0% | 0.0% | 54 | -143 | -42.69% | Q1 2026 | Apr 22, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 189 | 6 | 0.0% | 0.0% | 53 | -123 | -39.42% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Reduced | 187 | 6 | 0.0% | 0.0% | 55 | -14 | -6.97% | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Added to | 95 | 3 | 0.0% | 0.0% | 56 | +2 | 2.15% | Q1 2026 | May 15, 2026 |
| FNY Investment Advisers, LLC | History | New | 30 | 1 | 0.0% | — | 58 | +30 | New | Q1 2026 | Apr 15, 2026 |
| Essential Partners LLC | History | Reduced | 33 | 1 | 0.0% | 0.0% | 57 | -3 | -8.33% | Q1 2026 | May 21, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,556 | -100.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,586 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,430 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -552 | -100.0% | Q1 2026 | May 13, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -530 | -100.0% | Q1 2026 | May 04, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 3 | 0 | — | 0.0% | — | -266 | -98.88% | Q1 2026 | Apr 07, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -183 | -100.0% | Q1 2026 | May 08, 2026 |
| Covestor Ltd | History | Reduced | 4 | 0 | — | — | — | -6 | -60.0% | Q1 2026 | May 05, 2026 |
| Root Financial Partners, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 24, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MAI Capital Management | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |