HAWTHORN BANCSHARES, INC. - HWBK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ategra Capital Management, LLC | History | No change | 342,390 | 13,455 | 6.05% | 5.73% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | Added to | 335,276 | 13,176 | 0.0% | 0.0% | 2 | +24,604 | 7.92% | Q2 2026 | Aug 07, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | Added to | 250,722 | 9,853 | 0.0% | 0.0% | 3 | +4,534 | 1.84% | Q2 2026 | Aug 13, 2026 |
| FJ Capital Management LLC | History | No change | 190,710 | 7,494 | 0.97% | 0.72% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 161,622 | 6,351 | 0.0% | 0.0% | 5 | +3,290 | 2.08% | Q2 2026 | Aug 11, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 148,965 | 5,856 | 0.0% | 0.0% | 6 | +12,163 | 8.89% | Q2 2026 | Aug 12, 2026 |
| STATE STREET CORP | History | Added to | 84,776 | 3,349 | 0.0% | 0.0% | 7 | +1,763 | 2.12% | Q2 2026 | Sep 22, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Reduced | 64,813 | 2,547 | 0.04% | 0.04% | 8 | -373 | -0.57% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | Added to | 48,071 | 1,889 | 0.0% | 0.0% | 9 | +4,226 | 9.64% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Holdings, LLC | History | Reduced | 46,073 | 1,810 | 0.56% | 0.5% | 10 | -58 | -0.13% | Q2 2026 | Aug 12, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Reduced | 44,745 | 1,758 | 0.01% | 0.01% | 11 | -3,980 | -8.17% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | Added to | 39,180 | 1,539 | 0.0% | 0.0% | 13 | +5,871 | 17.63% | Q2 2026 | Aug 13, 2026 |
| RBF Capital, LLC | History | No change | 39,167 | 1,539 | 0.06% | 0.06% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | Added to | 37,750 | 1,483 | 0.0% | 0.0% | 14 | +1,678 | 4.65% | Q2 2026 | Aug 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 35,319 | 1,388 | 0.0% | 0.0% | 15 | +476 | 1.37% | Q2 2026 | Aug 13, 2026 |
| Empowered Funds, LLC | History | Reduced | 32,677 | 1,284 | 0.01% | 0.01% | 16 | -373 | -1.13% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 32,589 | 1,280 | 0.0% | 0.0% | 17 | +139 | 0.43% | Q2 2026 | Aug 19, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 23,833 | 936 | 0.0% | 0.0% | 18 | -1,588 | -6.25% | Q2 2026 | Aug 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 20,603 | 809 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 20,319 | 798 | 0.01% | — | 20 | +20,319 | New | Q2 2026 | Jul 28, 2026 |
| Mariner, LLC | History | New | 18,678 | 734 | 0.0% | — | 21 | +18,678 | New | Q2 2026 | Aug 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 16,101 | 632 | 0.0% | 0.0% | 22 | +1,534 | 10.53% | Q2 2026 | Aug 14, 2026 |
| ALEXANDER LABRUNERIE & CO., INC. | History | No change | 15,471 | 608 | 0.21% | 0.19% | 23 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Reduced | 15,325 | 602 | 0.0% | 0.0% | 24 | -281 | -1.8% | Q2 2026 | Aug 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 14,707 | 578 | 0.0% | 0.0% | 25 | +2,425 | 19.74% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Added to | 14,294 | 561 | 0.0% | 0.0% | 26 | +1,355 | 10.47% | Q2 2026 | Aug 06, 2026 |
| Eagle Bluffs Wealth Management LLC | History | No change | 13,747 | 543 | 0.18% | 0.18% | 27 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Nuveen, LLC | History | Added to | 11,498 | 451 | 0.0% | 0.0% | 28 | +3,993 | 53.2% | Q2 2026 | Aug 11, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 9,485 | 372 | 0.0% | 0.0% | 29 | -3,982 | -29.57% | Q2 2026 | Sep 02, 2026 |
| Focus Partners Wealth | History | Added to | 9,278 | 364 | 0.0% | 0.0% | 30 | +41 | 0.44% | Q2 2026 | Aug 12, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 7,094 | 278 | 0.0% | 0.0% | 31 | +175 | 2.53% | Q2 2026 | Aug 11, 2026 |
| HSBC HOLDINGS PLC | History | Reduced | 6,569 | 246 | 0.0% | 0.0% | 32 | -3,038 | -31.62% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 6,253 | 245 | 0.0% | — | 34 | +6,253 | New | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Reduced | 6,250 | 245 | 0.0% | 0.0% | 33 | -1,706 | -21.44% | Q2 2026 | Aug 13, 2026 |
| CENTRAL TRUST Co | History | No change | 5,168 | 203 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 4,867 | 191 | 0.0% | 0.0% | 36 | +2,694 | 123.98% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 4,873 | 191 | 0.0% | 0.0% | 37 | -1,257 | -20.51% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Reduced | 4,360 | 171 | 0.0% | 0.0% | 38 | -370 | -7.82% | Q2 2026 | Aug 13, 2026 |
| MetLife Investment Management, LLC | History | No change | 3,620 | 142 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 3,443 | 135 | 0.0% | 0.0% | 40 | +2,740 | 389.76% | Q2 2026 | Aug 06, 2026 |
| BARCLAYS PLC | History | Reduced | 3,154 | 123 | 0.0% | 0.0% | 41 | -1,453 | -31.54% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Added to | 2,696 | 105 | 0.0% | 0.0% | 42 | +2,420 | 876.81% | Q2 2026 | Aug 03, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 2,676 | 105 | 0.0% | 0.0% | 43 | -87 | -3.15% | Q2 2026 | Aug 14, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 2,565 | 100 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 2,420 | 95 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 2,409 | 93 | 0.0% | 0.0% | 46 | +69 | 2.95% | Q2 2026 | Aug 12, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 1,500 | 58 | 0.0% | 0.0% | 47 | +77 | 5.41% | Q2 2026 | Aug 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 1,269 | 49 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| UBS Group AG | History | Added to | 1,206 | 47 | 0.0% | 0.0% | 49 | +206 | 20.6% | Q2 2026 | Aug 13, 2026 |
| UMB Bank, n.a. | History | New | 1,000 | 39 | 0.0% | — | 50 | +1,000 | New | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 755 | 29 | 0.0% | 0.0% | 51 | +16 | 2.17% | Q2 2026 | Aug 11, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 593 | 23 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legal & General Group Plc | History | No change | 527 | 20 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 405 | 15 | 0.0% | 0.0% | 54 | +216 | 114.29% | Q2 2026 | Aug 14, 2026 |
| CWM, LLC | History | No change | 187 | 6 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Sterling Capital Management LLC | History | Reduced | 117 | 4 | 0.0% | 0.0% | 57 | -75 | -39.06% | Q2 2026 | Jul 28, 2026 |
| FMR LLC | History | Added to | 105 | 4 | 0.0% | 0.0% | 56 | +10 | 10.53% | Q2 2026 | Aug 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 80 | 3 | 0.0% | 0.0% | 58 | -234 | -74.52% | Q2 2026 | Aug 24, 2026 |
| Quarry LP | History | New | 72 | 2 | 0.0% | — | 60 | +72 | New | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | New | 54 | 2 | 0.0% | — | 59 | +54 | New | Q2 2026 | Aug 10, 2026 |
| FNY Investment Advisers, LLC | History | No change | 30 | 1 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,169 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Essential Partners LLC | History | Reduced | 11 | 0 | — | 0.0% | — | -22 | -66.67% | Q2 2026 | Aug 10, 2026 |
| GAMMA Investing LLC | History | New | 14 | 0 | — | — | — | +14 | New | Q2 2026 | Jul 07, 2026 |
| IFP Advisors, Inc | History | Added to | 18 | 0 | — | — | — | +9 | 100.0% | Q2 2026 | Jul 20, 2026 |
| Allworth Financial LP | History | Added to | 15 | 0 | — | — | — | +8 | 114.29% | Q2 2026 | Aug 11, 2026 |
| Covestor Ltd | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q2 2026 | Aug 07, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 3 | 0 | — | — | — | +2 | 200.0% | Q2 2026 | Aug 06, 2026 |
| True Wealth Design, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q2 2026 | Jul 16, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Jul 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |