HAWTHORN BANCSHARES, INC. - HWBK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ategra Capital Management, LLC | History | No change | 342,390 | 13,455 | 6.05% | 6.05% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 335,276 | 13,176 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 250,722 | 9,853 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FJ Capital Management LLC | History | No change | 190,710 | 7,494 | 0.97% | 0.97% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 164,165 | 6,241 | 0.0% | 0.0% | 5 | +2,543 | 1.57% | Q3 2026 | Nov 04, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 148,912 | 5,663 | 0.0% | 0.0% | 6 | -53 | -0.04% | Q3 2026 | Nov 06, 2026 |
| STATE STREET CORP | History | No change | 84,776 | 3,349 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 64,813 | 2,547 | 0.04% | 0.04% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 48,071 | 1,889 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Holdings, LLC | History | No change | 46,073 | 1,810 | 0.56% | 0.56% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 44,745 | 1,758 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RBF Capital, LLC | History | No change | 39,167 | 1,539 | 0.06% | 0.06% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 39,180 | 1,539 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 37,750 | 1,483 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 35,319 | 1,388 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Empowered Funds, LLC | History | No change | 32,677 | 1,284 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 32,589 | 1,280 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 23,833 | 936 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 20,603 | 809 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mariner, LLC | History | No change | 18,678 | 734 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 16,101 | 632 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALEXANDER LABRUNERIE & CO., INC. | History | No change | 15,471 | 608 | 0.21% | 0.21% | 22 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 15,325 | 602 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 14,707 | 578 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 14,154 | 538 | 0.0% | 0.0% | 25 | -140 | -0.98% | Q3 2026 | Nov 05, 2026 |
| Eagle Bluffs Wealth Management LLC | History | No change | 13,747 | 525 | 0.18% | 0.18% | 26 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Nuveen, LLC | History | Reduced | 9,918 | 377 | 0.0% | 0.0% | 27 | -1,580 | -13.74% | Q3 2026 | Nov 10, 2026 |
| CITADEL ADVISORS LLC | History | No change | 9,485 | 372 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Focus Partners Wealth | History | No change | 9,278 | 364 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 7,227 | 274 | 0.0% | 0.0% | 30 | +133 | 1.87% | Q3 2026 | Nov 10, 2026 |
| HSBC HOLDINGS PLC | History | No change | 6,569 | 246 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 6,253 | 245 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 4,867 | 191 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | Added to | 4,568 | 173 | 0.0% | 0.0% | 34 | +1,414 | 44.83% | Q3 2026 | Nov 06, 2026 |
| MORGAN STANLEY | History | No change | 4,360 | 171 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| StrongBox Wealth, LLC | History | New | 4,382 | 166 | 0.04% | — | 36 | +4,382 | New | Q3 2026 | Nov 02, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 4,221 | 160 | 0.0% | 0.0% | 37 | -652 | -13.38% | Q3 2026 | Nov 06, 2026 |
| MetLife Investment Management, LLC | History | No change | 3,620 | 142 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 3,352 | 127 | 0.0% | 0.0% | 39 | -91 | -2.64% | Q3 2026 | Nov 06, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 2,676 | 105 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 2,565 | 100 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 2,420 | 95 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,409 | 93 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CENTRAL TRUST Co | History | Reduced | 2,017 | 76 | 0.0% | 0.0% | 44 | -3,151 | -60.97% | Q3 2026 | Nov 05, 2026 |
| UMB Bank, n.a. | History | Added to | 2,000 | 76 | 0.0% | 0.0% | 45 | +1,000 | 100.0% | Q3 2026 | Nov 06, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 1,500 | 58 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 1,269 | 48 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| UBS Group AG | History | Reduced | 842 | 32 | 0.0% | 0.0% | 48 | -364 | -30.18% | Q3 2026 | Nov 10, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 755 | 29 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 593 | 23 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legal & General Group Plc | History | No change | 527 | 20 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 405 | 15 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Reduced | 284 | 10 | 0.0% | 0.0% | 53 | -2,412 | -89.47% | Q3 2026 | Nov 04, 2026 |
| FMR LLC | History | Added to | 108 | 4 | 0.0% | 0.0% | 54 | +3 | 2.86% | Q3 2026 | Nov 10, 2026 |
| Sterling Capital Management LLC | History | Reduced | 115 | 4 | 0.0% | 0.0% | 55 | -2 | -1.71% | Q3 2026 | Oct 22, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 80 | 3 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Arax Advisory Partners | History | No change | 54 | 2 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Quarry LP | History | No change | 72 | 2 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FNY Investment Advisers, LLC | History | No change | 30 | 1 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,319 | -100.0% | Q3 2026 | Nov 06, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -6,250 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 22 | 0 | — | — | — | +19 | 633.33% | Q3 2026 | Oct 08, 2026 |
| SJS Investment Consulting Inc. | History | New | 18 | 0 | — | — | — | +18 | New | Q3 2026 | Oct 26, 2026 |
| Global Retirement Partners, LLC | History | New | 16 | 0 | — | — | — | +16 | New | Q3 2026 | Nov 10, 2026 |
| Root Financial Partners, LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q3 2026 | Oct 21, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q3 2026 | Nov 04, 2026 |
| True Wealth Design, LLC | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q3 2026 | Oct 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Allworth Financial LP | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| IFP Advisors, Inc | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| GAMMA Investing LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Essential Partners LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |