HAWTHORN BANCSHARES, INC. - HWBK
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ategra Capital Management, LLC | History | No change | 342,390 | 11,942 | 5.68% | 6.27% | 1 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| VANGUARD GROUP INC | History | Reduced | 317,844 | 11,086 | 0.0% | 0.0% | 2 | -4,112 | -1.28% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | Added to | 300,644 | 10,486 | 0.0% | 0.0% | 3 | +26,670 | 9.73% | Q4 2025 | Feb 12, 2026 |
| FJ Capital Management LLC | History | No change | 190,710 | 6,651 | 0.73% | 0.63% | 4 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 155,913 | 5,437 | 0.0% | 0.0% | 5 | +2,725 | 1.78% | Q4 2025 | Feb 12, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 139,614 | 4,871 | 0.0% | 0.0% | 6 | +162 | 0.12% | Q4 2025 | Feb 09, 2026 |
| STATE STREET CORP | History | Added to | 78,650 | 2,758 | 0.0% | 0.0% | 7 | +4,871 | 6.6% | Q4 2025 | Feb 13, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 75,686 | 2,639 | 0.06% | 0.05% | 8 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Reduced | 48,537 | 1,692 | 0.01% | 0.01% | 9 | -1,091 | -2.2% | Q4 2025 | Feb 12, 2026 |
| Pinnacle Holdings, LLC | History | No change | 47,764 | 1,666 | 0.56% | 0.52% | 10 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 40,178 | 1,401 | 0.0% | 0.0% | 11 | -5,831 | -12.67% | Q4 2025 | Feb 17, 2026 |
| RBF Capital, LLC | History | No change | 39,167 | 1,366 | 0.06% | 0.05% | 12 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 37,201 | 1,297 | 0.0% | 0.0% | 13 | -1,842 | -4.72% | Q4 2025 | Feb 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 32,430 | 1,131 | 0.0% | 0.0% | 14 | +10,055 | 44.94% | Q4 2025 | Feb 18, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 30,790 | 1,073 | 0.0% | 0.0% | 15 | +7,158 | 30.29% | Q4 2025 | Mar 25, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 20,603 | 718 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 16,391 | 571 | 0.0% | 0.0% | 17 | -307 | -1.84% | Q4 2025 | Feb 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | New | 15,704 | 547 | 0.0% | — | 18 | +15,704 | New | Q4 2025 | Feb 17, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 15,606 | 544 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ALEXANDER LABRUNERIE & CO., INC. | History | New | 15,471 | 539 | 0.2% | — | 20 | +15,471 | New | Q4 2025 | Mar 26, 2026 |
| Eagle Bluffs Wealth Management LLC | History | Added to | 13,747 | 482 | 0.2% | 0.18% | 21 | +497 | 3.75% | Q4 2025 | Feb 13, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 13,785 | 480 | 0.0% | 0.0% | 22 | -104 | -0.75% | Q4 2025 | Feb 10, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 11,555 | 403 | 0.0% | 0.0% | 23 | +196 | 1.73% | Q4 2025 | Feb 17, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 10,937 | 382 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Added to | 10,789 | 376 | 0.0% | 0.0% | 25 | +2,073 | 23.78% | Q4 2025 | Feb 13, 2026 |
| Focus Partners Wealth | History | Added to | 9,239 | 322 | 0.0% | 0.0% | 26 | +29 | 0.31% | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Added to | 8,019 | 279 | 0.0% | 0.0% | 27 | +1,384 | 20.86% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Added to | 7,815 | 272 | 0.0% | 0.0% | 28 | +2,307 | 41.88% | Q4 2025 | Feb 13, 2026 |
| Nuveen, LLC | History | No change | 7,505 | 261 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 6,947 | 242 | 0.0% | 0.0% | 30 | -1,083 | -13.49% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 6,556 | 228 | 0.0% | — | 31 | +6,556 | New | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 6,517 | 227 | 0.0% | 0.0% | 32 | +2,060 | 46.22% | Q4 2025 | Feb 13, 2026 |
| HSBC HOLDINGS PLC | History | New | 6,909 | 224 | 0.0% | — | 33 | +6,909 | New | Q4 2025 | Mar 20, 2026 |
| CENTRAL TRUST Co | History | No change | 5,168 | 180 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 4,665 | 162 | 0.0% | 0.0% | 35 | +670 | 16.77% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 4,586 | 159 | 0.0% | 0.0% | 36 | +2,108 | 85.07% | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | No change | 3,620 | 126 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 3,041 | 106 | 0.0% | 0.0% | 38 | -1,622 | -34.78% | Q4 2025 | Feb 11, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 2,695 | 94 | 0.0% | 0.0% | 39 | -31 | -1.14% | Q4 2025 | Feb 17, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 2,420 | 84 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,430 | 49 | 0.0% | — | 41 | +1,430 | New | Q4 2025 | Feb 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 1,307 | 45 | 0.0% | 0.0% | 42 | +112 | 9.37% | Q4 2025 | Feb 10, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 1,269 | 44 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 835 | 29 | 0.0% | 0.0% | 44 | -2,177 | -72.28% | Q4 2025 | Jan 29, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 676 | 23 | 0.0% | 0.0% | 45 | +195 | 40.54% | Q4 2025 | Feb 17, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 593 | 20 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Arax Advisory Partners | History | Reduced | 552 | 19 | 0.0% | 0.0% | 47 | -590 | -51.66% | Q4 2025 | Feb 13, 2026 |
| OPTIMA CAPITAL LLC | History | New | 530 | 18 | 0.01% | — | 49 | +530 | New | Q4 2025 | Jan 23, 2026 |
| Legal & General Group Plc | History | No change | 527 | 18 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 356 | 12 | 0.0% | 0.0% | 50 | -7 | -1.93% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 312 | 11 | 0.0% | — | 51 | +312 | New | Q4 2025 | Feb 17, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 340 | 11 | 0.0% | 0.0% | 53 | -131 | -27.81% | Q4 2025 | Feb 17, 2026 |
| Sterling Capital Management LLC | History | Reduced | 335 | 11 | 0.0% | 0.0% | 52 | -66 | -16.46% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 269 | 9 | 0.0% | 0.0% | 54 | +3 | 1.13% | Q4 2025 | Jan 23, 2026 |
| CWM, LLC | History | Added to | 201 | 7 | 0.0% | 0.0% | 55 | +64 | 46.72% | Q4 2025 | Jan 26, 2026 |
| AMALGAMATED BANK | History | Reduced | 183 | 6 | 0.0% | 0.0% | 56 | -16 | -8.04% | Q4 2025 | Feb 05, 2026 |
| CITIGROUP INC | History | Added to | 135 | 4 | 0.0% | 0.0% | 57 | +65 | 92.86% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 93 | 3 | 0.0% | — | 58 | +88 | 1760.0% | Q4 2025 | Feb 17, 2026 |
| Empowered Funds, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -33,050 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,862 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | — | — | -30 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Covestor Ltd | History | Reduced | 10 | 0 | — | 0.0% | — | -17 | -62.96% | Q4 2025 | Feb 06, 2026 |
| IFP Advisors, Inc | History | Added to | 9 | 0 | — | — | — | +8 | 800.0% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | New | 7 | 0 | — | — | — | +7 | New | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Feb 06, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 10, 2026 |
| MAI Capital Management | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Oct 21, 2025 |