Northern Lights Fund Trust IV - INTL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Main Management LLC | History | Added to | 3,735,118 | 104,247 | 7.5% | 7.43% | 1 | +89,077 | 2.44% | Q4 2025 | Feb 10, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 912,165 | 25,458 | 0.19% | 0.19% | 2 | +16,341 | 1.82% | Q4 2025 | Feb 12, 2026 |
| CWM, LLC | History | New | 418,751 | 11,687 | 0.03% | — | 3 | +418,751 | New | Q4 2025 | Jan 26, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 281,053 | 7,844 | 0.01% | 0.01% | 4 | -28,046 | -9.07% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 164,366 | 4,587 | 0.0% | 0.0% | 5 | +31,743 | 23.93% | Q4 2025 | Feb 10, 2026 |
| Echo45 Advisors LLC | History | Reduced | 83,285 | 2,324 | 1.33% | 1.38% | 6 | -1,552 | -1.83% | Q4 2025 | Feb 06, 2026 |
| GWN SECURITIES INC. | History | Added to | 56,797 | 1,585 | 0.32% | 0.32% | 7 | +7,532 | 15.29% | Q4 2025 | Feb 11, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 37,005 | 1,032 | 0.0% | 0.0% | 8 | -158 | -0.43% | Q4 2025 | Feb 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 22,877 | 638 | 0.0% | — | 9 | +22,877 | New | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 14,831 | 413 | 0.0% | 0.0% | 10 | -3,953 | -21.04% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 8,049 | 225 | 0.0% | — | 11 | +8,049 | New | Q4 2025 | Feb 05, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,004 | 83 | 0.0% | — | 12 | +3,004 | New | Q4 2025 | Feb 13, 2026 |
| AE Wealth Management LLC | History | No change | 439 | 12 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Reduced | 74 | 2 | 0.0% | 0.0% | 14 | -145 | -66.21% | Q4 2025 | Jan 29, 2026 |
| Root Financial Partners, LLC | History | No change | 45 | 1 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,566 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,885 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HARBOUR INVESTMENTS, INC. | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2025 | Feb 09, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 14, 2025 |