Northern Lights Fund Trust IV - INTL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Main Management LLC | History | Added to | 4,001,291 | 122,399 | 8.22% | 8.24% | 1 | +12,499 | 0.31% | Q2 2026 | Aug 14, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 1,206,404 | 36,903 | 0.28% | 0.31% | 2 | -62,444 | -4.92% | Q2 2026 | Aug 14, 2026 |
| CWM, LLC | History | No change | 456,906 | 12,962 | 0.03% | 0.03% | 3 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 375,503 | 11,486 | 0.01% | 0.02% | 4 | +10,969 | 3.01% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 248,477 | 7,600 | 0.0% | 0.0% | 5 | +84,876 | 51.88% | Q2 2026 | Aug 07, 2026 |
| Encompass More Asset Management | History | Added to | 190,647 | 5,831 | 0.85% | 0.89% | 6 | +3,581 | 1.91% | Q2 2026 | Jul 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 182,846 | 5,593 | 0.0% | 0.0% | 7 | +5,086 | 2.86% | Q2 2026 | Sep 23, 2026 |
| AMG Asset Management Group, Inc. | History | Added to | 177,243 | 5,421 | 3.39% | 3.75% | 8 | +7,137 | 4.2% | Q2 2026 | Jul 29, 2026 |
| Echo45 Advisors LLC | History | Added to | 85,098 | 2,603 | 1.34% | 1.33% | 9 | +1,592 | 1.91% | Q2 2026 | Jul 13, 2026 |
| GWN SECURITIES INC. | History | Added to | 63,921 | 1,955 | 0.33% | 0.31% | 10 | +6,947 | 12.19% | Q2 2026 | Aug 05, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 34,822 | 1,065 | 0.01% | 0.01% | 11 | -11 | -0.03% | Q2 2026 | Sep 23, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 24,259 | 742 | 0.04% | 0.02% | 12 | +14,231 | 141.91% | Q2 2026 | Aug 04, 2026 |
| Mutual Advisors, LLC | History | Added to | 17,610 | 538 | 0.01% | 0.01% | 13 | +8,014 | 83.51% | Q2 2026 | Aug 14, 2026 |
| Ethos Financial Group, LLC | History | New | 15,522 | 456 | 0.03% | — | 14 | +15,522 | New | Q2 2026 | Aug 07, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 14,181 | 433 | 0.0% | 0.0% | 15 | +3,258 | 29.83% | Q2 2026 | Aug 14, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | New | 12,551 | 383 | 0.04% | — | 16 | +12,551 | New | Q2 2026 | Jul 28, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 8,853 | 270 | 0.0% | — | 17 | +8,853 | New | Q2 2026 | Aug 14, 2026 |
| GW HENSSLER & ASSOCIATES LTD | History | New | 8,750 | 267 | 0.01% | — | 18 | +8,750 | New | Q2 2026 | Jul 28, 2026 |
| Gibbs Wealth Management | History | No change | 7,331 | 207 | 0.03% | 0.03% | 19 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 2,166 | 66 | 0.04% | — | 20 | +2,166 | New | Q2 2026 | Aug 13, 2026 |
| NATIXIS | History | New | 1,200 | 37 | 0.0% | — | 21 | +1,200 | New | Q2 2026 | Aug 13, 2026 |
| Synergy Investment Management, LLC | History | Reduced | 932 | 28 | 0.01% | 0.01% | 22 | -35 | -3.62% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | New | 796 | 24 | 0.0% | — | 23 | +796 | New | Q2 2026 | Jul 20, 2026 |
| AE Wealth Management LLC | History | No change | 439 | 13 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| KERR FINANCIAL PLANNING Corp | History | New | 100 | 3 | 0.0% | — | 25 | +100 | New | Q2 2026 | Jul 02, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,526 | -100.0% | Q2 2026 | Sep 02, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -658 | -100.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -102 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Ameritas Advisory Services, LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | New | 1 | 0 | — | — | — | +1 | New | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |