Keros Therapeutics, Inc. - KROS
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 9 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | Reduced | 2,290,532 | 46,635 | 0.0% | 0.0% | 1 | -426,621 | -15.7% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Reduced | 1,525,355 | 31,056 | 0.0% | 0.0% | 2 | -1,193,422 | -43.9% | Q4 2025 | Jan 29, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Added to | 1,334,516 | 27,170 | 0.02% | 0.0% | 3 | +1,075,762 | 415.75% | Q4 2025 | Feb 13, 2026 |
| STATE STREET CORP | History | Reduced | 1,075,993 | 21,907 | 0.0% | 0.0% | 4 | -226,985 | -17.42% | Q4 2025 | Feb 13, 2026 |
| Madison Avenue Partners, LP | History | Reduced | 823,707 | 16,770 | 0.72% | 2.56% | 5 | -1,884,511 | -69.58% | Q4 2025 | Feb 17, 2026 |
| ORBIMED ADVISORS LLC | History | Reduced | 804,212 | 16,373 | 0.33% | 0.38% | 6 | -214,522 | -21.06% | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 783,918 | 15,960 | 0.02% | 0.0% | 7 | +480,796 | 158.61% | Q4 2025 | Feb 17, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | New | 768,425 | 15,645 | 0.06% | — | 8 | +768,425 | New | Q4 2025 | Feb 13, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 755,473 | 15,381 | 0.01% | 0.01% | 9 | -575,952 | -43.26% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 698,120 | 14,213 | 0.0% | 0.0% | 10 | +453,276 | 185.13% | Q4 2025 | Feb 17, 2026 |
| FEDERATED HERMES, INC. | History | Added to | 654,724 | 13,330 | 0.02% | 0.01% | 11 | +140,564 | 27.34% | Q4 2025 | Feb 12, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 635,208 | 12,935 | 0.0% | 0.0% | 12 | -202,155 | -24.14% | Q4 2025 | Feb 09, 2026 |
| Nantahala Capital Management, LLC | History | Reduced | 610,419 | 12,428 | 0.41% | 0.81% | 13 | -872,770 | -58.84% | Q4 2025 | Feb 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 591,686 | 12,046 | 0.02% | 0.0% | 14 | +436,986 | 282.47% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 590,517 | 12,022 | 0.0% | 0.0% | 15 | -734,966 | -55.45% | Q4 2025 | Mar 25, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Reduced | 321,346 | 6,542 | 0.02% | 0.02% | 16 | -13,808 | -4.12% | Q4 2025 | Feb 10, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 318,439 | 6,483 | 0.01% | 0.0% | 17 | +235,916 | 285.88% | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | Added to | 260,891 | 5,311 | 0.02% | 0.0% | 18 | +218,092 | 509.57% | Q4 2025 | Feb 12, 2026 |
| Weiss Asset Management LP | History | New | 254,063 | 5,172 | 0.07% | — | 19 | +254,063 | New | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 250,571 | 5,101 | 0.0% | 0.0% | 20 | -82,187 | -24.7% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 230,492 | 4,692 | 0.0% | 0.0% | 21 | -164,611 | -41.66% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 220,209 | 4,483 | 0.0% | 0.0% | 22 | +166,863 | 312.79% | Q4 2025 | Feb 17, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 195,281 | 3,975 | 0.0% | 0.0% | 23 | +172,022 | 739.59% | Q4 2025 | Feb 11, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 194,409 | 3,958 | 0.0% | 0.0% | 24 | -117,646 | -37.7% | Q4 2025 | Feb 12, 2026 |
| ALGERT GLOBAL LLC | History | Added to | 193,607 | 3,942 | 0.06% | 0.01% | 25 | +145,828 | 305.21% | Q4 2025 | Feb 17, 2026 |
| Man Group plc | History | Reduced | 190,207 | 3,872 | 0.01% | 0.01% | 26 | -2,647 | -1.37% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 189,189 | 3,851 | 0.0% | 0.0% | 27 | -434,211 | -69.65% | Q4 2025 | Feb 17, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 186,779 | 3,802 | 0.0% | 0.0% | 28 | -105,227 | -36.04% | Q4 2025 | Feb 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 180,543 | 3,675 | 0.0% | 0.0% | 29 | -23,808 | -11.65% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 171,800 | 3,497 | 0.01% | 0.0% | 30 | +117,600 | 216.97% | Q4 2025 | Feb 17, 2026 |
| Jump Financial, LLC | History | New | 161,136 | 3,280 | 0.04% | — | 31 | +161,136 | New | Q4 2025 | Feb 17, 2026 |
| NOMURA HOLDINGS INC | History | New | 156,753 | 3,191 | 0.0% | — | 32 | +156,753 | New | Q4 2025 | Feb 17, 2026 |
| BESSEMER GROUP INC | History | New | 143,853 | 2,929 | 0.0% | — | 33 | +143,853 | New | Q4 2025 | Feb 05, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | Added to | 122,821 | 2,500 | 0.01% | 0.0% | 35 | +92,360 | 303.21% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 122,828 | 2,500 | 0.0% | 0.0% | 34 | +2,395 | 1.99% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Added to | 121,582 | 2,475 | 0.0% | 0.0% | 36 | +10,700 | 9.65% | Q4 2025 | Feb 10, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Added to | 117,361 | 2,389 | 0.05% | 0.02% | 37 | +68,816 | 141.76% | Q4 2025 | Feb 13, 2026 |
| PDT Partners, LLC | History | Reduced | 112,183 | 2,284 | 0.15% | 0.33% | 38 | -220,632 | -66.29% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 100,114 | 2,038 | 0.0% | 0.0% | 39 | -126,013 | -55.73% | Q4 2025 | Feb 17, 2026 |
| SG Americas Securities, LLC | History | Added to | 98,703 | 2,010 | 0.0% | 0.0% | 40 | +92,212 | 1420.61% | Q4 2025 | Jan 09, 2026 |
| UBS Group AG | History | Reduced | 97,084 | 1,976 | 0.0% | 0.0% | 41 | -6,780 | -6.53% | Q4 2025 | Jan 29, 2026 |
| Rangeley Capital, LLC | History | Reduced | 96,800 | 1,970 | 1.64% | 3.54% | 42 | -161,819 | -62.57% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 87,428 | 1,780 | 0.0% | 0.0% | 43 | +12,449 | 16.6% | Q4 2025 | Feb 19, 2026 |
| RBF Capital, LLC | History | Reduced | 81,724 | 1,663 | 0.07% | 0.11% | 44 | -68,276 | -45.52% | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Reduced | 80,826 | 1,645 | 0.0% | 0.0% | 45 | -18,274 | -18.44% | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 80,774 | 1,644 | 0.0% | 0.0% | 46 | -12,265 | -13.18% | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | Reduced | 63,097 | 1,284 | 0.0% | 0.0% | 47 | -12,758 | -16.82% | Q4 2025 | Feb 12, 2026 |
| Engineers Gate Manager LP | History | Added to | 62,369 | 1,269 | 0.02% | 0.0% | 48 | +36,000 | 136.52% | Q4 2025 | Feb 17, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | New | 60,078 | 1,223 | 0.03% | — | 49 | +60,078 | New | Q4 2025 | Feb 17, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 58,013 | 1,181 | 0.0% | 0.0% | 50 | +22,055 | 61.34% | Q4 2025 | Feb 12, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 51,346 | 1,045 | 0.09% | 0.03% | 51 | +26,046 | 102.95% | Q4 2025 | Feb 06, 2026 |
| MACKENZIE FINANCIAL CORP | History | Reduced | 51,385 | 1,039 | 0.0% | 0.0% | 52 | -5,383 | -9.48% | Q4 2025 | Feb 18, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 50,324 | 1,024 | 0.0% | 0.0% | 53 | +8,871 | 21.4% | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 44,235 | 900 | 0.0% | 0.0% | 54 | -6,243 | -12.37% | Q4 2025 | Feb 13, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 44,100 | 897 | 0.0% | 0.0% | 55 | -183,200 | -80.6% | Q4 2025 | Feb 17, 2026 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | New | 43,695 | 889 | 0.0% | — | 56 | +43,695 | New | Q4 2025 | Jan 22, 2026 |
| HUSSMAN STRATEGIC ADVISORS, INC. | History | New | 42,000 | 855 | 0.21% | — | 57 | +42,000 | New | Q4 2025 | Feb 02, 2026 |
| MARTINGALE ASSET MANAGEMENT L P | History | Added to | 39,379 | 801 | 0.02% | 0.02% | 58 | +202 | 0.52% | Q4 2025 | Feb 13, 2026 |
| Point72 Asset Management, L.P. | History | New | 38,848 | 790 | 0.0% | — | 59 | +38,848 | New | Q4 2025 | Feb 17, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 36,640 | 745 | 0.0% | 0.0% | 60 | -2,526 | -6.45% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Reduced | 35,597 | 724 | 0.0% | 0.0% | 61 | -64,934 | -64.59% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 32,762 | 667 | 0.0% | 0.0% | 62 | +6,872 | 26.54% | Q4 2025 | Feb 13, 2026 |
| AlphaQuest LLC | History | Added to | 32,090 | 653 | 0.04% | 0.02% | 63 | +16,841 | 110.44% | Q4 2025 | Feb 09, 2026 |
| Cambria Investment Management, L.P. | History | New | 31,312 | 637 | 0.04% | — | 64 | +31,312 | New | Q4 2025 | Feb 17, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 30,860 | 628 | 0.0% | 0.0% | 65 | +3,050 | 10.97% | Q4 2025 | Feb 17, 2026 |
| Rafferty Asset Management, LLC | History | Reduced | 30,280 | 616 | 0.0% | 0.0% | 66 | -13,786 | -31.28% | Q4 2025 | Feb 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Reduced | 29,699 | 605 | 0.0% | 0.0% | 67 | -20,282 | -40.58% | Q4 2025 | Feb 17, 2026 |
| Caption Management, LLC | History | Reduced | 29,500 | 600 | 0.0% | 0.0% | 68 | -6,578 | -18.23% | Q4 2025 | Feb 17, 2026 |
| STRS OHIO | History | Added to | 29,300 | 596 | 0.0% | 0.0% | 69 | +1,100 | 3.9% | Q4 2025 | Feb 02, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Added to | 28,307 | 576 | 0.0% | 1.43% | 70 | +8,782 | 44.98% | Q4 2025 | Feb 17, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 27,582 | 561 | 0.0% | 0.0% | 71 | -60,176 | -68.57% | Q4 2025 | Feb 11, 2026 |
| DekaBank Deutsche Girozentrale | History | No change | 7,550 | 531 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| FOX RUN MANAGEMENT, L.L.C. | History | New | 25,680 | 522 | 0.08% | — | 73 | +25,680 | New | Q4 2025 | Feb 11, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Reduced | 33,771 | 507 | 0.0% | 0.0% | 74 | -3,232 | -8.73% | Q4 2025 | Feb 11, 2026 |
| Brooklyn Investment Group | History | New | 23,750 | 489 | 0.02% | — | 75 | +23,750 | New | Q4 2025 | Feb 12, 2026 |
| LSV ASSET MANAGEMENT | History | New | 23,100 | 470 | 0.0% | — | 76 | +23,100 | New | Q4 2025 | Feb 06, 2026 |
| Creative Planning | History | Reduced | 23,131 | 470 | 0.0% | 0.0% | 77 | -3,442 | -12.95% | Q4 2025 | Feb 17, 2026 |
| WINTON GROUP Ltd | History | New | 21,590 | 439 | 0.02% | — | 78 | +21,590 | New | Q4 2025 | Feb 11, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | New | 21,510 | 437 | 0.18% | — | 79 | +21,510 | New | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Reduced | 21,120 | 430 | 0.0% | 0.0% | 80 | -11 | -0.05% | Q4 2025 | Feb 17, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Reduced | 19,835 | 403 | 0.0% | 0.0% | 81 | -2,389 | -10.75% | Q4 2025 | Feb 17, 2026 |
| Quantedge Capital Pte Ltd | History | New | 19,292 | 392 | 0.19% | — | 82 | +19,292 | New | Q4 2025 | Feb 17, 2026 |
| ADAR1 Capital Management, LLC | History | Reduced | 18,851 | 383 | 0.03% | 8.01% | 84 | -5,370,413 | -99.65% | Q4 2025 | Feb 18, 2026 |
| Penserra Capital Management LLC | History | New | 18,839 | 383 | 0.0% | — | 83 | +18,839 | New | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 18,638 | 379 | 0.0% | 0.0% | 85 | -153,303 | -89.16% | Q4 2025 | Feb 11, 2026 |
| EQUITEC PROPRIETARY MARKETS, LLC | History | New | 18,200 | 370 | 0.21% | — | 86 | +18,200 | New | Q4 2025 | Feb 17, 2026 |
| Entropy Technologies, LP | History | New | 17,891 | 364 | 0.02% | — | 87 | +17,891 | New | Q4 2025 | Feb 13, 2026 |
| Campbell & CO Investment Adviser LLC | History | New | 17,630 | 358 | 0.02% | — | 88 | +17,630 | New | Q4 2025 | Feb 12, 2026 |
| Polymer Capital Management (US) LLC | History | Added to | 17,495 | 356 | 0.04% | 0.02% | 89 | +6,347 | 56.93% | Q4 2025 | Feb 17, 2026 |
| Legato Capital Management LLC | History | New | 16,974 | 345 | 0.03% | — | 90 | +16,974 | New | Q4 2025 | Feb 06, 2026 |
| Integrated Quantitative Investments LLC | History | New | 16,974 | 345 | 0.07% | — | 91 | +16,974 | New | Q4 2025 | Feb 12, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 16,682 | 339 | 0.0% | 0.0% | 92 | -3,067 | -15.53% | Q4 2025 | Feb 12, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 15,317 | 311 | 0.0% | 0.0% | 93 | -2,824 | -15.57% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Reduced | 15,211 | 309 | 0.0% | 0.0% | 94 | -497 | -3.16% | Q4 2025 | Feb 13, 2026 |
| EJF Capital LP | History | New | 15,000 | 305 | 0.17% | — | 95 | +15,000 | New | Q4 2025 | Feb 17, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 14,500 | 295 | 0.0% | 0.0% | 96 | -14,883 | -50.65% | Q4 2025 | Feb 12, 2026 |
| Abacus Wealth Partners, LLC | History | New | 14,109 | 287 | 0.03% | — | 97 | +14,109 | New | Q4 2025 | Feb 05, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | New | 13,639 | 277 | 0.02% | — | 98 | +13,639 | New | Q4 2025 | Feb 17, 2026 |
| ExodusPoint Capital Management, LP | History | New | 13,360 | 272 | 0.0% | — | 99 | +13,360 | New | Q4 2025 | Feb 17, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 13,265 | 270 | 0.0% | 0.0% | 100 | -3,408 | -20.44% | Q4 2025 | Feb 10, 2026 |
| VARCOV Co. | History | New | 12,810 | 260 | 0.1% | — | 101 | +12,810 | New | Q4 2025 | Feb 17, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 12,367 | 251 | 0.07% | 0.04% | 102 | +4,025 | 48.25% | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 12,200 | 248 | 0.0% | 0.0% | 103 | -36,600 | -75.0% | Q4 2025 | Feb 11, 2026 |
| PROFUND ADVISORS LLC | History | New | 11,483 | 233 | 0.01% | — | 104 | +11,483 | New | Q4 2025 | Feb 06, 2026 |
| Cornerstone Investment Partners, LLC | History | Added to | 11,150 | 227 | 0.01% | 0.01% | 105 | +7 | 0.06% | Q4 2025 | Jan 29, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 10,616 | 216 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| XTX Topco Ltd | History | New | 10,424 | 212 | 0.01% | — | 107 | +10,424 | New | Q4 2025 | Feb 17, 2026 |
| AMERICAN FINANCIAL GROUP INC | History | No change | 10,105 | 205 | 0.07% | 0.06% | 108 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Reduced | 7,700 | 156 | 0.0% | 0.0% | 109 | -1,770 | -18.69% | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Added to | 7,109 | 144 | 0.0% | 0.0% | 110 | +4,192 | 143.71% | Q4 2025 | Feb 13, 2026 |
| Sterling Capital Management LLC | History | Added to | 7,024 | 143 | 0.0% | 0.0% | 111 | +4,694 | 201.46% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 5,678 | 116 | 0.0% | — | 112 | +5,678 | New | Q4 2025 | Feb 17, 2026 |
| China Universal Asset Management Co., Ltd. | History | Reduced | 4,964 | 101 | 0.01% | 0.01% | 113 | -2,155 | -30.27% | Q4 2025 | Jan 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 4,314 | 87 | 0.0% | 0.0% | 114 | -64,342 | -93.72% | Q4 2025 | Feb 10, 2026 |
| CWM, LLC | History | Reduced | 3,832 | 78 | 0.0% | 0.0% | 115 | -3,439 | -47.3% | Q4 2025 | Jan 26, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 3,248 | 66 | 0.02% | 0.0% | 116 | +2,790 | 609.17% | Q4 2025 | Mar 03, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 2,676 | 54 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Legal & General Group Plc | History | Reduced | 2,621 | 53 | 0.0% | 0.0% | 118 | -496 | -15.91% | Q4 2025 | Feb 09, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 2,396 | 48 | 0.0% | 0.0% | 120 | +1,966 | 457.21% | Q4 2025 | Feb 17, 2026 |
| Ameritas Investment Partners, Inc. | History | Reduced | 2,372 | 48 | 0.0% | 0.0% | 119 | -515 | -17.84% | Q4 2025 | Feb 11, 2026 |
| SIGNATUREFD, LLC | History | Added to | 1,962 | 39 | 0.0% | 0.0% | 121 | +311 | 18.84% | Q4 2025 | Jan 20, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1,838 | 37 | 0.0% | 0.0% | 122 | -285 | -13.42% | Q4 2025 | Feb 17, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 1,799 | 36 | 0.0% | 0.0% | 123 | -301 | -14.33% | Q4 2025 | Feb 17, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 1,480 | 30 | 0.0% | 0.0% | 124 | -90 | -5.73% | Q4 2025 | Jan 26, 2026 |
| Financial Management Professionals, Inc. | History | New | 1,443 | 29 | 0.0% | — | 125 | +1,443 | New | Q4 2025 | Jan 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 1,396 | 28 | 0.0% | — | 126 | +1,396 | New | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,000 | 20 | 0.0% | — | 127 | +1,000 | New | Q4 2025 | Feb 13, 2026 |
| AMALGAMATED BANK | History | Reduced | 918 | 19 | 0.0% | 0.0% | 128 | -140 | -13.23% | Q4 2025 | Feb 05, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 622 | 12 | 0.0% | 0.0% | 130 | -2,352 | -79.09% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 608 | 12 | 0.0% | — | 129 | +608 | New | Q4 2025 | Feb 05, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Reduced | 598 | 12 | 0.0% | 0.0% | 131 | -272 | -31.26% | Q4 2025 | Jan 27, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 541 | 11 | 0.0% | — | 132 | +541 | New | Q4 2025 | Feb 13, 2026 |
| Private Wealth Asset Management, LLC | History | New | 500 | 10 | 0.0% | — | 134 | +500 | New | Q4 2025 | Feb 10, 2026 |
| US BANCORP \DE\ | History | No change | 534 | 10 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Smartleaf Asset Management LLC | History | New | 394 | 7 | 0.0% | — | 135 | +394 | New | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 317 | 6 | 0.0% | 0.0% | 136 | -117 | -26.96% | Q4 2025 | Feb 06, 2026 |
| GAMMA Investing LLC | History | Reduced | 314 | 6 | 0.0% | 0.0% | 137 | -47 | -13.02% | Q4 2025 | Jan 05, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 251 | 5 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 234 | 4 | 0.0% | — | 139 | +234 | New | Q4 2025 | Feb 13, 2026 |
| Larson Financial Group LLC | History | Reduced | 245 | 4 | 0.0% | 0.0% | 141 | -49 | -16.67% | Q4 2025 | Feb 06, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 203 | 4 | 0.0% | 0.0% | 140 | -37 | -15.42% | Q4 2025 | Feb 06, 2026 |
| Sachetta, LLC | History | No change | 244 | 4 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Optiver Holding B.V. | History | Reduced | 169 | 3 | 0.0% | 0.0% | 146 | -43 | -20.28% | Q4 2025 | Feb 17, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Reduced | 164 | 3 | 0.0% | 0.0% | 143 | -11 | -6.29% | Q4 2025 | Feb 10, 2026 |
| WHITTIER TRUST CO | History | No change | 200 | 3 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Daiwa Securities Group Inc. | History | No change | 133 | 3 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Rockefeller Capital Management L.P. | History | New | 126 | 2 | 0.0% | — | 147 | +126 | New | Q4 2025 | Mar 16, 2026 |
| Red Tortoise LLC | History | Reduced | 56 | 1 | 0.0% | 0.0% | 151 | -90 | -61.64% | Q4 2025 | Jan 22, 2026 |
| True Wealth Design, LLC | History | Added to | 72 | 1 | 0.0% | — | 152 | +53 | 278.95% | Q4 2025 | Jan 08, 2026 |
| IFP Advisors, Inc | History | Added to | 81 | 1 | 0.0% | — | 150 | +52 | 179.31% | Q4 2025 | Feb 06, 2026 |
| Parkside Financial Bank & Trust | History | No change | 55 | 1 | 0.0% | — | 148 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 30 | 1 | 0.0% | — | 149 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Western Standard LLC | History | Closed out | 0 | 0 | — | 10.28% | — | -2,189,882 | -100.0% | Q3 2025 | Nov 12, 2025 |
| TANG CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.86% | — | -1,418,984 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ALKEON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -850,511 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Logos Global Management LP | History | Closed out | 0 | 0 | — | 1.21% | — | -850,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Redmile Group, LLC | History | Closed out | 0 | 0 | — | 0.85% | — | -552,506 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Assenagon Asset Management S.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -257,518 | -100.0% | Q3 2025 | Oct 07, 2025 |
| MONIMUS CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 1.05% | — | -108,051 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100,141 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUPERSTRING CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.48% | — | -95,083 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HighVista Strategies LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -83,050 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DAFNA Capital Management LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -80,716 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -44,874 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Tetragon Partners GP Ltd | History | Closed out | 0 | 0 | — | 0.09% | — | -43,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Erste Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.01% | — | -41,400 | -100.0% | Q3 2025 | Nov 12, 2025 |
| SummitTX Capital, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -40,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -24,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,673 | -100.0% | Q3 2025 | Nov 05, 2025 |
| SHERBROOKE PARK ADVISERS LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -11,136 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -10,362 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Arax Advisory Partners | History | Reduced | 16 | 0 | — | 0.0% | — | -5,419 | -99.71% | Q4 2025 | Feb 13, 2026 |
| Covestor Ltd | History | Reduced | 5 | 0 | — | 0.03% | — | -3,502 | -99.86% | Q4 2025 | Feb 06, 2026 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,500 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,417 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SBI Securities Co., Ltd. | History | Reduced | 2 | 0 | — | 0.0% | — | -781 | -99.74% | Q4 2025 | Feb 03, 2026 |
| Quantbot Technologies LP | History | Reduced | 1 | 0 | — | 0.0% | — | -385 | -99.74% | Q4 2025 | Feb 10, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 3 | 0 | — | 0.0% | — | -197 | -98.5% | Q4 2025 | Feb 09, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -86 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Private Wealth Management Group, LLC | History | Reduced | 39 | 0 | — | 0.0% | — | -63 | -61.76% | Q4 2025 | Jan 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 46 | 0 | — | — | — | +46 | New | Q4 2025 | Feb 10, 2026 |
| Cornerstone Financial Management LLC | History | New | 44 | 0 | — | — | — | +44 | New | Q4 2025 | Feb 13, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | — | — | -34 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -30 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Global Retirement Partners, LLC | History | New | 29 | 0 | — | — | — | +29 | New | Q4 2025 | Feb 06, 2026 |
| Torren Management, LLC | History | New | 11 | 0 | — | — | — | +11 | New | Q4 2025 | Jan 30, 2026 |
| SJS Investment Consulting Inc. | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2025 | Jan 21, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 10 | 0 | — | — | — | +3 | 42.86% | Q4 2025 | Feb 20, 2026 |
| Avion Wealth | History | No change | 36 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| WPG Advisers, LLC | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |