NORTHERN LIGHTS FUND TRUST III - LGH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Howard Capital Management, LLC | History | Reduced | 3,983,449 | 253,984 | 3.02% | 3.77% | 1 | -2,123,833 | -34.78% | Q2 2026 | Jul 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 777,689 | 49,585 | 0.01% | 0.01% | 2 | -6,247 | -0.8% | Q2 2026 | Sep 23, 2026 |
| Cetera Investment Advisers | History | Reduced | 497,684 | 31,732 | 0.03% | 0.04% | 3 | -85,810 | -14.71% | Q2 2026 | Aug 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 378,467 | 24,131 | 0.41% | 0.08% | 4 | +336,628 | 804.58% | Q2 2026 | Jul 21, 2026 |
| Wealth Watch Advisors, INC | History | Reduced | 292,740 | 18,665 | 6.06% | 8.1% | 5 | -47,048 | -13.85% | Q2 2026 | Aug 14, 2026 |
| Aegis Wealth Management, Inc. | History | Added to | 264,683 | 16,876 | 10.89% | 11.24% | 6 | +13,626 | 5.43% | Q2 2026 | Jul 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 253,313 | 16,151 | 0.04% | 0.04% | 7 | -2,476 | -0.97% | Q2 2026 | Jul 27, 2026 |
| LPL Financial LLC | History | Added to | 235,575 | 15,020 | 0.0% | 0.0% | 8 | +55,735 | 30.99% | Q2 2026 | Aug 07, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 227,458 | 14,502 | 1.27% | 1.08% | 9 | +47,913 | 26.69% | Q2 2026 | Jul 21, 2026 |
| Lifestyle Asset Management, Inc. | History | Added to | 133,414 | 8,506 | 2.29% | 2.19% | 10 | +15,950 | 13.58% | Q2 2026 | Jul 20, 2026 |
| Optivise Advisory Services LLC | History | Reduced | 101,712 | 6,485 | 3.29% | 3.73% | 11 | -6,425 | -5.94% | Q2 2026 | Jul 13, 2026 |
| HighPoint Advisor Group LLC | History | Added to | 63,455 | 4,045 | 0.14% | 0.14% | 12 | +3,199 | 5.31% | Q2 2026 | Aug 05, 2026 |
| NewEdge Advisors, LLC | History | Added to | 52,857 | 3,370 | 0.01% | 0.01% | 13 | +6,862 | 14.92% | Q2 2026 | Aug 12, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 51,407 | 3,277 | 0.81% | — | 14 | +51,407 | New | Q2 2026 | Aug 27, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 44,723 | 2,851 | 0.1% | 0.15% | 15 | -710 | -1.56% | Q2 2026 | Aug 06, 2026 |
| IFP Advisors, Inc | History | Added to | 26,798 | 1,708 | 0.03% | 0.03% | 16 | +250 | 0.94% | Q2 2026 | Jul 20, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 26,433 | 1,685 | 0.02% | 0.02% | 17 | +708 | 2.75% | Q2 2026 | Aug 14, 2026 |
| Brookstone Capital Management | History | Reduced | 24,719 | 1,576 | 0.02% | 0.02% | 18 | -86 | -0.35% | Q2 2026 | Jul 15, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | Reduced | 23,593 | 1,504 | 0.72% | 0.77% | 19 | -1,453 | -5.8% | Q2 2026 | Aug 13, 2026 |
| Nuveen, LLC | History | New | 19,153 | 1,221 | 0.0% | — | 20 | +19,153 | New | Q2 2026 | Aug 11, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 18,251 | 1,163 | 0.01% | 0.0% | 21 | +8,826 | 93.64% | Q2 2026 | Sep 08, 2026 |
| Brooklyn Investment Group | History | No change | 19,153 | 1,090 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 16,467 | 1,049 | 0.0% | 0.0% | 23 | -10,063 | -37.93% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | New | 11,443 | 729 | 0.0% | — | 24 | +11,443 | New | Q2 2026 | Sep 02, 2026 |
| Fiduciary Alliance LLC | History | Added to | 10,915 | 695 | 0.05% | 0.04% | 25 | +176 | 1.64% | Q2 2026 | Jul 20, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 9,394 | 598 | 0.0% | 0.0% | 26 | +1,408 | 17.63% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 8,688 | 553 | 0.0% | 0.0% | 27 | +1,512 | 21.07% | Q2 2026 | Aug 14, 2026 |
| McKinney Capital Management, LLC | History | Added to | 8,025 | 511 | 0.2% | 0.36% | 28 | +680 | 9.26% | Q2 2026 | Aug 05, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 6,679 | 425 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 6,395 | 407 | 0.01% | 0.02% | 30 | -860 | -11.85% | Q2 2026 | Jul 31, 2026 |
| Bison Wealth, LLC | History | Added to | 5,618 | 361 | 0.03% | 0.03% | 31 | +407 | 7.81% | Q2 2026 | Jul 07, 2026 |
| VestGen Advisors, LLC | History | Reduced | 5,265 | 335 | 0.01% | 0.01% | 32 | -289 | -5.2% | Q2 2026 | Aug 11, 2026 |
| VestGen Investment Management | History | Reduced | 4,948 | 315 | 0.17% | 0.19% | 33 | -1,060 | -17.64% | Q2 2026 | Jul 31, 2026 |
| J2 Capital Management Inc | History | Reduced | 4,868 | 310 | 0.21% | 2.31% | 34 | -54,358 | -91.78% | Q2 2026 | Jul 20, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | Reduced | 4,447 | 283 | 0.07% | 0.1% | 35 | -805 | -15.33% | Q2 2026 | Jul 24, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 4,055 | 258 | 0.0% | 0.0% | 36 | +324 | 8.68% | Q2 2026 | Aug 14, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 3,904 | 248 | 0.0% | 0.13% | 37 | -272,717 | -98.59% | Q2 2026 | Aug 14, 2026 |
| Delta Investment Management, LLC | History | New | 3,313 | 211 | 0.03% | — | 38 | +3,313 | New | Q2 2026 | Aug 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | New | 3,144 | 200 | 0.0% | — | 39 | +3,144 | New | Q2 2026 | Sep 23, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,186 | 75 | 0.0% | 0.0% | 40 | +56 | 4.96% | Q2 2026 | Jul 28, 2026 |
| MORGAN STANLEY | History | No change | 1,145 | 73 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | Added to | 768 | 48 | 0.0% | 0.0% | 42 | +360 | 88.24% | Q2 2026 | Jul 30, 2026 |
| Spire Wealth Management | History | No change | 200 | 12 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -35,939 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,102 | -100.0% | Q2 2026 | Aug 13, 2026 |
| GDS Wealth Management | History | Closed out | 0 | 0 | — | 0.02% | — | -6,996 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -6,120 | -100.0% | Q2 2026 | Jul 28, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -4,393 | -100.0% | Q2 2026 | Jul 28, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -857 | -100.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |