NORTHERN LIGHTS FUND TRUST III - LGH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Howard Capital Management Inc. | History | Reduced | 6,180,126 | 255,417 | 3.31% | 3.34% | 1 | -65,210 | -1.04% | Q4 2025 | Jan 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 756,820 | 46,900 | 0.01% | 0.01% | 2 | -56,572 | -6.96% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Reduced | 588,913 | 36,494 | 0.04% | 0.04% | 3 | -50,668 | -7.92% | Q4 2025 | Feb 17, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 564,414 | 34,976 | 0.26% | 0.28% | 4 | -27,589 | -4.66% | Q4 2025 | Feb 12, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 328,905 | 20,382 | 7.56% | 8.07% | 5 | +4,666 | 1.44% | Q4 2025 | Feb 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 402,290 | 19,989 | 0.48% | 0.46% | 6 | +5,453 | 1.37% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 261,304 | 16,193 | 0.04% | 0.04% | 7 | +1,093 | 0.42% | Q4 2025 | Feb 05, 2026 |
| Aegis Wealth Management, Inc. | History | New | 236,982 | 14,685 | 11.53% | — | 8 | +236,982 | New | Q4 2025 | Feb 05, 2026 |
| Optivise Advisory Services LLC | History | Reduced | 111,541 | 6,912 | 3.98% | 5.19% | 9 | -33,025 | -22.84% | Q4 2025 | Jan 12, 2026 |
| LPL Financial LLC | History | Added to | 109,791 | 6,803 | 0.0% | 0.0% | 10 | +8,127 | 7.99% | Q4 2025 | Feb 11, 2026 |
| J2 Capital Management Inc | History | Added to | 108,363 | 6,715 | 4.9% | 4.83% | 11 | +2,138 | 2.01% | Q4 2025 | Jan 20, 2026 |
| Lifestyle Asset Management, Inc. | History | Reduced | 84,613 | 5,243 | 1.71% | 1.79% | 12 | -2,025 | -2.34% | Q4 2025 | Feb 11, 2026 |
| GTS SECURITIES LLC | History | Added to | 83,172 | 5,154 | 0.18% | 0.05% | 13 | +60,203 | 262.11% | Q4 2025 | Feb 13, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 63,900 | 3,959 | 0.73% | 0.75% | 14 | +16,573 | 35.02% | Q4 2025 | Jan 26, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 45,572 | 2,824 | 0.17% | 0.17% | 15 | -3,548 | -7.22% | Q4 2025 | Jan 30, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | Reduced | 27,023 | 1,674 | 0.91% | 0.92% | 16 | -212 | -0.78% | Q4 2025 | Feb 05, 2026 |
| Brookstone Capital Management | History | Added to | 26,461 | 1,639 | 0.02% | 0.02% | 17 | +577 | 2.23% | Q4 2025 | Jan 15, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 26,269 | 1,627 | 0.02% | 0.03% | 18 | -2,930 | -10.03% | Q4 2025 | Feb 10, 2026 |
| IFP Advisors, Inc | History | Added to | 26,246 | 1,626 | 0.04% | 0.04% | 19 | +712 | 2.79% | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | New | 21,673 | 1,343 | 0.0% | — | 20 | +21,673 | New | Q4 2025 | Feb 18, 2026 |
| Brooklyn Investment Group | History | No change | 19,153 | 1,201 | 0.06% | 0.14% | 21 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 16,110 | 998 | 0.07% | 0.07% | 22 | -445 | -2.69% | Q4 2025 | Jan 22, 2026 |
| Parsonex Advisory Services, Inc. | History | Reduced | 15,364 | 952 | 0.61% | 0.7% | 23 | -1,751 | -10.23% | Q4 2025 | Feb 12, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 9,784 | 606 | 0.02% | 0.03% | 24 | -368 | -3.62% | Q4 2025 | Feb 09, 2026 |
| Mariner, LLC | History | No change | 7,102 | 440 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 6,679 | 413 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| VestGen Investment Management | History | Added to | 6,104 | 378 | 0.21% | 0.21% | 27 | +210 | 3.56% | Q4 2025 | Feb 18, 2026 |
| CITADEL ADVISORS LLC | History | New | 5,664 | 350 | 0.0% | — | 28 | +5,664 | New | Q4 2025 | Feb 17, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | Added to | 5,112 | 316 | 0.12% | 0.13% | 29 | +8 | 0.16% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 4,881 | 302 | 0.0% | — | 30 | +4,881 | New | Q4 2025 | Feb 18, 2026 |
| JANE STREET GROUP, LLC | History | New | 4,476 | 277 | 0.0% | — | 31 | +4,476 | New | Q4 2025 | Feb 12, 2026 |
| Sigma Planning Corp | History | New | 4,437 | 274 | 0.01% | — | 32 | +4,437 | New | Q4 2025 | Jan 30, 2026 |
| Atria Investments, Inc | History | Reduced | 4,106 | 254 | 0.0% | 0.0% | 33 | -143 | -3.37% | Q4 2025 | Feb 05, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 4,093 | 253 | 0.0% | — | 34 | +4,093 | New | Q4 2025 | Jan 29, 2026 |
| Smithfield Trust Co | History | New | 3,950 | 245 | 0.01% | — | 35 | +3,950 | New | Q4 2025 | Feb 09, 2026 |
| Bison Wealth, LLC | History | New | 4,167 | 238 | 0.03% | — | 36 | +4,167 | New | Q4 2025 | Mar 24, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 3,828 | 237 | 0.0% | 0.0% | 37 | +11 | 0.29% | Q4 2025 | Feb 13, 2026 |
| Worth Financial Advisory Group, LLC | History | Reduced | 3,642 | 225 | 0.11% | 0.15% | 38 | -748 | -17.04% | Q4 2025 | Jan 16, 2026 |
| Delta Investment Management, LLC | History | Reduced | 3,313 | 205 | 0.04% | 0.04% | 39 | -705 | -17.55% | Q4 2025 | Jan 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 2,873 | 178 | 0.0% | 0.0% | 40 | +283 | 10.93% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 1,218 | 75 | 0.0% | 0.0% | 41 | +722 | 145.56% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Added to | 1,145 | 70 | 0.0% | 0.0% | 42 | +1 | 0.09% | Q4 2025 | Feb 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 985 | 61 | 0.0% | 0.0% | 43 | +150 | 17.96% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | No change | 571 | 35 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Spire Wealth Management | History | No change | 200 | 12 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Closed out | 0 | 0 | — | 0.13% | — | -33,766 | -100.0% | Q3 2025 | Nov 04, 2025 |
| CPR Investments Inc. | History | Closed out | 0 | 0 | — | 0.88% | — | -21,151 | -100.0% | Q3 2025 | Oct 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,311 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,613 | -100.0% | Q3 2025 | Oct 29, 2025 |
| JPMORGAN CHASE & CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |