NORTHERN LIGHTS FUND TRUST III - LGH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Howard Capital Management Inc. | History | Reduced | 6,107,282 | 230,782 | 3.77% | 3.31% | 1 | -72,844 | -1.18% | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 783,936 | 44,651 | 0.01% | 0.01% | 2 | +27,116 | 3.58% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Reduced | 583,494 | 33,235 | 0.04% | 0.04% | 3 | -5,419 | -0.92% | Q1 2026 | May 13, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 339,788 | 19,353 | 8.1% | 7.56% | 4 | +10,883 | 3.31% | Q1 2026 | May 15, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 276,621 | 15,755 | 0.13% | 0.26% | 5 | -287,793 | -50.99% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 255,789 | 14,569 | 0.04% | 0.04% | 6 | -5,515 | -2.11% | Q1 2026 | Apr 30, 2026 |
| Aegis Wealth Management, Inc. | History | Added to | 251,057 | 14,299 | 11.24% | 11.53% | 7 | +14,075 | 5.94% | Q1 2026 | Apr 20, 2026 |
| LPL Financial LLC | History | Added to | 179,840 | 10,243 | 0.0% | 0.0% | 8 | +70,049 | 63.8% | Q1 2026 | May 06, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 179,545 | 10,226 | 1.08% | 0.73% | 9 | +115,645 | 180.98% | Q1 2026 | Apr 17, 2026 |
| Lifestyle Asset Management, Inc. | History | Added to | 117,464 | 6,690 | 2.19% | 1.71% | 10 | +32,851 | 38.83% | Q1 2026 | Apr 10, 2026 |
| Optivise Advisory Services LLC | History | Reduced | 108,137 | 6,159 | 3.73% | 3.98% | 11 | -3,404 | -3.05% | Q1 2026 | Apr 15, 2026 |
| HighPoint Advisor Group LLC | History | New | 60,256 | 3,432 | 0.14% | — | 12 | +60,256 | New | Q1 2026 | May 14, 2026 |
| J2 Capital Management Inc | History | Reduced | 59,226 | 3,373 | 2.31% | 4.9% | 13 | -49,137 | -45.34% | Q1 2026 | Apr 21, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 45,433 | 2,587 | 0.15% | 0.17% | 14 | -139 | -0.31% | Q1 2026 | Apr 30, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 41,839 | 2,383 | 0.08% | 0.48% | 15 | -360,451 | -89.6% | Q1 2026 | Apr 23, 2026 |
| GTS SECURITIES LLC | History | Reduced | 35,939 | 2,047 | 0.07% | 0.18% | 16 | -47,233 | -56.79% | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | Added to | 26,548 | 1,512 | 0.03% | 0.04% | 17 | +302 | 1.15% | Q1 2026 | Apr 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 26,530 | 1,511 | 0.0% | — | 18 | +26,530 | New | Q1 2026 | May 15, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 25,725 | 1,465 | 0.02% | 0.02% | 19 | -544 | -2.07% | Q1 2026 | May 11, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | Reduced | 25,046 | 1,426 | 0.77% | 0.91% | 20 | -1,977 | -7.32% | Q1 2026 | May 12, 2026 |
| Brookstone Capital Management | History | Reduced | 24,805 | 1,412 | 0.02% | 0.02% | 21 | -1,656 | -6.26% | Q1 2026 | Apr 16, 2026 |
| Brooklyn Investment Group | History | No change | 19,153 | 1,090 | 0.03% | 0.06% | 22 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 10,739 | 634 | 0.04% | 0.07% | 23 | -5,371 | -33.34% | Q1 2026 | Apr 20, 2026 |
| Integrated Wealth Concepts LLC | History | New | 9,425 | 536 | 0.0% | — | 24 | +9,425 | New | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 7,986 | 454 | 0.0% | 0.0% | 25 | +3,510 | 78.42% | Q1 2026 | May 12, 2026 |
| McKinney Capital Management, LLC | History | New | 7,345 | 418 | 0.36% | — | 26 | +7,345 | New | Q1 2026 | May 14, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 7,255 | 413 | 0.02% | 0.02% | 27 | -2,529 | -25.85% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 7,176 | 408 | 0.0% | 0.0% | 28 | +2,295 | 47.02% | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | No change | 7,102 | 404 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| GDS Wealth Management | History | New | 6,996 | 398 | 0.02% | — | 30 | +6,996 | New | Q1 2026 | Apr 27, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 6,679 | 380 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| VestGen Advisors, LLC | History | New | 5,554 | 350 | 0.01% | — | 32 | +5,554 | New | Q1 2026 | May 14, 2026 |
| Atria Investments, Inc | History | Added to | 6,120 | 348 | 0.0% | 0.0% | 33 | +2,014 | 49.05% | Q1 2026 | May 05, 2026 |
| VestGen Investment Management | History | Reduced | 6,008 | 342 | 0.19% | 0.21% | 34 | -96 | -1.57% | Q1 2026 | May 12, 2026 |
| Bison Wealth, LLC | History | Added to | 5,211 | 331 | 0.03% | 0.03% | 35 | +1,044 | 25.05% | Q1 2026 | May 15, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | Added to | 5,252 | 299 | 0.1% | 0.12% | 36 | +140 | 2.74% | Q1 2026 | May 12, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | New | 4,393 | 250 | 0.0% | — | 37 | +4,393 | New | Q1 2026 | Apr 24, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 3,731 | 212 | 0.0% | 0.0% | 38 | +858 | 29.86% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | No change | 1,145 | 65 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,130 | 64 | 0.0% | 0.0% | 40 | +145 | 14.72% | Q1 2026 | Apr 13, 2026 |
| UBS Group AG | History | Reduced | 857 | 48 | 0.0% | 0.0% | 41 | -361 | -29.64% | Q1 2026 | May 05, 2026 |
| NewEdge Advisors, LLC | History | Added to | 45,995 | 45 | 0.0% | 0.0% | 42 | +24,322 | 112.22% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Reduced | 408 | 23 | 0.0% | 0.0% | 43 | -163 | -28.55% | Q1 2026 | May 06, 2026 |
| Spire Wealth Management | History | No change | 200 | 11 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Parsonex Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.61% | — | -15,364 | -100.0% | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,664 | -100.0% | Q1 2026 | May 15, 2026 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -4,437 | -100.0% | Q1 2026 | May 04, 2026 |
| Concurrent Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,093 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Smithfield Trust Co | History | Closed out | 0 | 0 | — | 0.01% | — | -3,950 | -100.0% | Q1 2026 | May 08, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,828 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Worth Financial Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -3,642 | -100.0% | Q1 2026 | May 04, 2026 |
| Delta Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,313 | -100.0% | Q1 2026 | May 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |