Chicago Atlantic BDC, Inc. - LIEN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| INTREPID CAPITAL MANAGEMENT INC | History | Reduced | 756,185 | 7,062 | 2.71% | 3.03% | 1 | -3,118 | -0.41% | Q1 2026 | May 15, 2026 |
| Sowell Financial Services LLC | History | Added to | 493,437 | 4,608 | 0.17% | 0.18% | 2 | +15,229 | 3.18% | Q1 2026 | Apr 20, 2026 |
| Corient Private Wealth LLC | History | Reduced | 380,748 | 3,556 | 0.01% | 0.01% | 3 | -2,117 | -0.55% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | New | 237,631 | 2,212 | 0.0% | — | 4 | +237,631 | New | Q1 2026 | May 13, 2026 |
| Sage Mountain Advisors LLC | History | Reduced | 215,576 | 2,013 | 0.14% | 0.15% | 5 | -52,512 | -19.59% | Q1 2026 | May 11, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 182,130 | 1,701 | 0.0% | 0.0% | 6 | -8,525 | -4.47% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 173,624 | 1,621 | 0.0% | 0.0% | 7 | +152,221 | 711.21% | Q1 2026 | May 05, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Reduced | 161,459 | 1,508 | 0.13% | 0.14% | 8 | -4,815 | -2.9% | Q1 2026 | May 11, 2026 |
| LVM CAPITAL MANAGEMENT LTD/MI | History | No change | 161,326 | 1,507 | 0.14% | 0.15% | 9 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| CDC Financial, Inc. | History | Added to | 159,618 | 1,490 | 0.95% | 0.61% | 10 | +32,500 | 25.57% | Q1 2026 | May 15, 2026 |
| Black Maple Capital Management LP | History | Reduced | 130,920 | 1,222 | 0.68% | 0.98% | 11 | -5,000 | -3.68% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 71,395 | 666 | 0.0% | 0.0% | 12 | -67,087 | -48.44% | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 60,462 | 564 | 0.0% | 0.0% | 13 | +27,678 | 84.43% | Q1 2026 | May 15, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 55,809 | 521 | 0.01% | 0.01% | 14 | -22,009 | -28.28% | Q1 2026 | Apr 22, 2026 |
| Venturi Wealth Management, LLC | History | New | 40,171 | 375 | 0.02% | — | 15 | +40,171 | New | Q1 2026 | Apr 21, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 38,600 | 360 | 0.01% | 0.02% | 16 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 35,674 | 333 | 0.12% | 0.12% | 17 | +3,828 | 12.02% | Q1 2026 | Apr 09, 2026 |
| Tidal Investments LLC | History | Reduced | 34,777 | 324 | 0.0% | 0.0% | 18 | -4,224 | -10.83% | Q1 2026 | May 15, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | Reduced | 34,697 | 324 | 0.01% | 0.01% | 19 | -52 | -0.15% | Q1 2026 | Apr 20, 2026 |
| Wick Capital Partners, LLC | History | Reduced | 26,967 | 251 | 0.05% | 0.1% | 20 | -26,357 | -49.43% | Q1 2026 | May 15, 2026 |
| Twelve Points Wealth Management LLC | History | No change | 26,233 | 245 | 0.05% | 0.06% | 21 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Seneca House Advisors | History | Added to | 24,888 | 232 | 0.09% | 0.1% | 22 | +100 | 0.4% | Q1 2026 | May 01, 2026 |
| JANE STREET GROUP, LLC | History | New | 23,790 | 222 | 0.0% | — | 23 | +23,790 | New | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | New | 22,693 | 211 | 0.0% | — | 24 | +22,693 | New | Q1 2026 | May 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 21,578 | 201 | 0.2% | 0.08% | 25 | +8,860 | 69.67% | Q1 2026 | May 11, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 20,857 | 194 | 0.0% | 0.0% | 26 | -25,553 | -55.06% | Q1 2026 | May 15, 2026 |
| Trexquant Investment LP | History | New | 20,160 | 188 | 0.0% | — | 27 | +20,160 | New | Q1 2026 | May 15, 2026 |
| BROWN ADVISORY INC | History | Reduced | 16,339 | 152 | 0.0% | 0.0% | 28 | -35,205 | -68.3% | Q1 2026 | May 15, 2026 |
| Tyche Wealth Partners LLC | History | New | 14,500 | 135 | 0.02% | — | 29 | +14,500 | New | Q1 2026 | May 06, 2026 |
| Icon Wealth Advisors, LLC | History | No change | 14,255 | 131 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Mesirow Financial Investment Management, Inc. | History | No change | 12,433 | 116 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| FreeGulliver LLC | History | No change | 12,241 | 114 | 0.05% | 0.05% | 32 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SAGE RHINO CAPITAL LLC | History | No change | 10,901 | 101 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| WEDBUSH SECURITIES INC | History | New | 10,737 | 100 | 0.0% | — | 34 | +10,737 | New | Q1 2026 | Apr 21, 2026 |
| WESTWOOD HOLDINGS GROUP INC | History | No change | 10,737 | 100 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SteelPeak Wealth, LLC | History | No change | 10,277 | 99 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Bernardo Wealth Planning LLC | History | No change | 10,278 | 95 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Triumph Capital Management | History | Added to | 4,305 | 41 | 0.01% | 0.01% | 38 | +1,200 | 38.65% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 3,000 | 28 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Shade Tree Advisors LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -17,360 | -100.0% | Q1 2026 | May 12, 2026 |
| MATHER GROUP, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,215 | -100.0% | Q1 2026 | Apr 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,146 | -100.0% | Q1 2026 | May 07, 2026 |
| Vision Retirement, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2026 | May 07, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -194 | -100.0% | Q1 2026 | May 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | New | 55 | 0 | — | — | — | +55 | New | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 65 | 0 | — | — | — | +33 | 103.13% | Q1 2026 | May 05, 2026 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q1 2026 | May 15, 2026 |